UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Genworth Financial, Inc. Address: 6620 West Broad Street Richmond, Virginia 23230 Form 13F File Number: 28-11523 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Patricia Merrill Title: Senior Counsel Phone: (804) 662-2711 Signature, Place, and Date of Signing: /s/ Patricia Merrill Richmond, VA August 11, 2009 - ------------------------------- [City, State] [Date] [Signature] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 343 lines Form 13F Information Table Value Total: 1,625,036 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ----------------------------------------- 01 28-11546 Genworth Financial Asset Management, Inc.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ---------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- 3M CO COM COM 88579Y101 18,211 303,006 SH Sole 01 303,006 AAR CORP COM COM 000361105 1 73 SH Sole 01 73 ABB LTD SPONSORED ADR SPONSORED ADR 000375204 2,490 157,809 SH Sole 01 157,809 ADAPTEC INC COM COM 00651F108 428 161,566 SH Sole 01 161,566 ADVANCE AUTO PARTS INC COM COM 00751Y106 5 114 SH Sole 01 114 AES CORP COM COM 00130H105 10,500 904,394 SH Sole 01 904,394 AGRIUM INC COM COM 008916108 2,723 68,251 SH Sole 01 68,251 AIR PRODS & CHEMS INC COM COM 009158106 6 100 SH Sole 01 100 AIRGAS INC COM COM 009363102 4,739 116,933 SH Sole 01 116,933 ALBEMARLE CORP COM COM 012653101 2,449 95,762 SH Sole 01 95,762 ALCOA INC COM COM 013817101 1 92 SH Sole 01 92 ALCON INC COM SHS COM H01301102 2,922 25,167 SH Sole 01 25,167 ALEXANDER & BALDWIN INC COM COM 014482103 100 4,279 SH Sole 01 4,279 ALLEGHENY ENERGY INC COM COM 017361106 2,709 105,625 SH Sole 01 105,625 ALLSTATE CORP COM COM 020002101 1 29 SH Sole 01 29 ALTERA CORP COM COM 021441100 2,395 147,041 SH Sole 01 147,041 ALTRIA GROUP INC COM COM 02209S103 4 272 SH Sole 01 272 AMDOCS LTD ORD COM G02602103 1 49 SH Sole 01 49 AMERICA MOVIL SAB DE CV SPON ADR ADR 02364W105 1,437 37,110 SH Sole 01 37,110 AMERICAN EAGLE OUTFITTERS NE COM COM 02553E106 1 67 SH Sole 01 67 AMERICAN ELEC PWR INC COM COM 025537101 4,748 164,339 SH Sole 01 164,339 AMERICAN EXPRESS CO COM COM 025816109 5 230 SH Sole 01 230 AMERICAN TOWER CORP CL A CL A 029912201 1 37 SH Sole 01 37 AMGEN INC COM COM 031162100 18 342 SH Sole 01 342
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ---------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ANADARKO PETE CORP COM COM 032511107 2,929 64,529 SH Sole 01 64,529 ANSYS INC COM COM 03662Q105 9,957 319,540 SH Sole 01 319,540 APACHE CORP COM COM 037411105 1 13 SH Sole 01 13 ARKANSAS BEST CORP DEL COM COM 040790107 234 8,896 SH Sole 01 8,896 ASSURED GUARANTY LTD COM COM G0585R106 347 28,065 SH Sole 01 28,065 AT&T INC COM COM 00206R102 2 98 SH Sole 01 98 AU OPTRONICS CORP SPONSORED ADR ADR 002255107 5 524 SH Sole 01 524 AUTOMATIC DATA PROCESSING IN COM COM 053015103 7,969 224,866 SH Sole 01 224,866 AVNET INC COM COM 053807103 0 16 SH Sole 01 16 AXA SPONSORED ADR SPONSORED ADR 054536107 6,601 348,180 SH Sole 01 348,180 BAIDU INC SPON ADR REP A ADR 056752108 2,548 8,463 SH Sole 01 8,463 BALDOR ELEC CO COM COM 057741100 0 20 SH Sole 01 20 BANCO BRADESCO S A SP ADR PFD NEW SPONSORED ADR 059460303 1,585 107,279 SH Sole 01 107,279 BANK OF AMERICA CORPORATION COM COM 060505104 2,233 169,137 SH Sole 01 169,137 BANK OF NEW YORK MELLON CORP COM COM 064058100 3,124 106,593 SH Sole 01 106,593 BARD C R INC COM COM 067383109 3,824 51,365 SH Sole 01 51,365 BAXTER INTL INC COM COM 071813109 13,146 248,229 SH Sole 01 248,229 BECTON DICKINSON & CO COM COM 075887109 7,214 101,163 SH Sole 01 101,163 BHP BILLITON LTD SPONSORED ADR ADR 088606108 2,261 41,317 SH Sole 01 41,317 BJS WHOLESALE CLUB INC COM COM 05548J106 2 73 SH Sole 01 73 BLACKROCK ENH CAP & INC FD I COM COM 09256A109 519 39,885 SH Sole 01 39,885 BLACKROCK INTL GRWTH & INC T COM COM 092524107 2,145 210,282 SH Sole 01 210,282 BLACKROCK MUNIHOLDINGS N Y I COM COM 09255C106 0 13 SH Sole 01 13 BLACKROCK MUNIYIELD CALIF IN COM COM 09254N103 0 27 SH Sole 01 27 BOEING CO COM COM 097023105 4,328 101,844 SH Sole 01 101,844 BOWNE & CO INC COM COM 103043105 310 47,578 SH Sole 01 47,578 BP PLC SPONSORED ADR ADR 055622104 1,888 39,603 SH Sole 01 39,603
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ---------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- BRISTOL MYERS SQUIBB CO COM COM 110122108 4,826 237,613 SH Sole 01 237,613 BRITISH AMERN TOB PLC SPONSORED SPONSORED ADR 110448107 1,735 31,101 SH Sole 01 31,101 BURLINGTON NORTHN SANTA FE C COM COM 12189T104 5,136 69,841 SH Sole 01 69,841 CABOT MICROELECTRONICS CORP COM COM 12709P103 1 29 SH Sole 01 29 CADENCE DESIGN SYSTEM INC COM COM 127387108 0 65 SH Sole 01 65 CARNIVAL CORP PAIRED CTF CTF 143658300 1 35 SH Sole 01 35 CATERPILLAR INC DEL COM COM 149123101 1 23 SH Sole 01 23 CELANESE CORP DEL COM SER A COM 150870103 3 147 SH Sole 01 147 CEPHALON INC COM COM 156708109 6,482 114,418 SH Sole 01 114,418 CHATTEM INC COM COM 162456107 7,452 109,429 SH Sole 01 109,429 CHEVRON CORP NEW COM COM 166764100 2 33 SH Sole 01 33 CHINA LIFE INS CO LTD SPON ADR REP SPONSORED ADR 16939P106 1,939 34,979 SH Sole 01 34,979 CHINA MOBILE LIMITED SPONSORED ADR ADR 16941M109 2,966 59,227 SH Sole 01 59,227 CIMAREX ENERGY CO COM COM 171798101 1 26 SH Sole 01 26 CISCO SYS INC COM COM 17275R102 8,804 472,068 SH Sole 01 472,068 CLOROX CO DEL COM COM 189054109 7 128 SH Sole 01 128 CMS ENERGY CORP COM COM 125896100 4,090 338,552 SH Sole 01 338,552 CNOOC LTD SPONSORED ADR SPONSORED ADR 126132109 1,422 11,561 SH Sole 01 11,561 COCA COLA CO COM COM 191216100 8,220 171,292 SH Sole 01 171,292 COCA COLA ENTERPRISES INC COM COM 191219104 1 87 SH Sole 01 87 COCA COLA FEMSA S A B DE C V SPON ADR 191241108 1,745 43,500 SH Sole 01 43,500 COGNIZANT TECHNOLOGY SOLUTIO CL A CL A 192446102 8,564 320,737 SH Sole 01 320,737 COLGATE PALMOLIVE CO COM COM 194162103 17,150 242,440 SH Sole 01 242,440 COMCAST CORP NEW CL A CL A 20030N101 4,515 312,257 SH Sole 01 312,257 COMERICA INC COM COM 200340107 159 7,505 SH Sole 01 7,505 COMPANHIA DE BEBIDAS DAS AME SPON ADR 20441W203 131 2,015 SH Sole 01 2,015 COMPANHIA SIDERURGICA NACION SPON ADR 20440W105 1,346 60,238 SH Sole 01 60,238 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 1,468 41,933 SH Sole 01 41,933
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ---------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- CONOCOPHILLIPS COM COM 20825C104 2 44 SH Sole 01 44 CONSECO INC DBCV 3.500% 9/3 ADDED PFD 208464BH9 1 2,000 SH Sole 01 2,000 CORE LABORATORIES N V COM COM N22717107 6,810 78,145 SH Sole 01 78,145 COVIDIEN PLC SHS ADDED COM G2554F105 4,554 121,634 SH Sole 01 121,634 CREDIT SUISSE GROUP SPONSORED ADR ADR 225401108 1,446 31,613 SH Sole 01 31,613 CSS INDS INC COM COM 125906107 6 314 SH Sole 01 314 CTRIP COM INTL LTD ADR SPONSORED ADR 22943F100 2,177 47,027 SH Sole 01 47,027 DANAHER CORP DEL COM COM 235851102 7 116 SH Sole 01 116 DARDEN RESTAURANTS INC COM COM 237194105 1 33 SH Sole 01 33 DELTA AIR LINES INC. COM 247361702 71 12,233 SH Sole 12,233 DEVON ENERGY CORP NEW COM COM 25179M103 2,137 39,202 SH Sole 01 39,202 DIAMOND OFFSHORE DRILLING IN COM COM 25271C102 10,661 128,364 SH Sole 01 128,364 DISCOVER FINL SVCS COM COM 254709108 1 74 SH Sole 01 74 DOLLAR THRIFTY AUTOMOTIVE GP COM COM 256743105 882 63,237 SH Sole 01 63,237 DOW CHEM CO COM COM 260543103 5 313 SH Sole 01 313 DR REDDYS LABS LTD ADR ADR 256135203 2,253 132,905 SH Sole 01 132,905 DU PONT E I DE NEMOURS & CO COM COM 263534109 1 25 SH Sole 01 25 DUKE ENERGY CORP NEW COM COM 26441C105 847 58,084 SH Sole 01 58,084 DUKE REALTY CORP COM NEW COM 264411505 0 33 SH Sole 01 33 E M C CORP MASS COM COM 268648102 3,318 253,305 SH Sole 01 253,305 EATON VANCE CORP COM NON VTG COM 278265103 3,860 144,292 SH Sole 01 144,292 EATON VANCE INS MUN BD FD COM COM 27827X101 0 1 SH Sole 01 1 EATON VANCE TAX MNG GBL DV E COM COM 27829F108 6,181 572,852 SH Sole 01 572,852 EATON VANCE TX MGD DIV EQ IN COM COM 27828N102 3,550 302,157 SH Sole 01 302,157 EATON VANCE TXMGD GL BUYWR O COM COM 27829C105 2,623 219,135 SH Sole 01 219,135 EDISON INTL COM COM 281020107 1 25 SH Sole 01 25 ELECTRO RENT CORP COM COM 285218103 8 804 SH Sole 01 804 EMERSON ELEC CO COM COM 291011104 8,687 268,111 SH Sole 01 268,111
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ---------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ENTERGY CORP NEW COM COM 29364G103 3,305 42,638 SH Sole 01 42,638 ERICSSON L M TEL CO ADR B SEK 10 ADR 294821608 3,056 312,519 SH Sole 01 312,519 EVERGREEN GBL DIVID OPP FUND COM COM 30024H101 511 56,280 SH Sole 01 56,280 EXELON CORP COM COM 30161N101 4,006 78,221 SH Sole 01 78,221 EXXON MOBIL CORP COM COM 30231G102 10,372 148,358 SH Sole 01 148,358 FACTSET RESH SYS INC COM COM 303075105 11,301 226,611 SH Sole 01 226,611 FAIRPOINT COMMUNICATIONS COM 305560104 0 15 SH Sole 15 FAMILY DLR STORES INC COM COM 307000109 10 340 SH Sole 01 340 FASTENAL CO COM COM 311900104 7,729 233,017 SH Sole 01 233,017 FIFTH STREET FINANCE CORP COM 31678A103 14,793 1,473,379 SH Sole 1,473,379 FIRST SOLAR INC COM COM 336433107 32 200 SH Sole 01 200 FIRSTENERGY CORP COM COM 337932107 629 16,236 SH Sole 01 16,236 FOREST LABS INC COM COM 345838106 2 83 SH Sole 01 83 FPL GROUP INC COM COM 302571104 452 7,950 SH Sole 01 7,950 FRANCE TELECOM SPONSORED ADR ADR 35177Q105 1,520 66,658 SH Sole 01 66,658 FRESENIUS KABI PHARMACEUTHLD RIGHT RIGHT 35802M115 0 2 SH Sole 01 2 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 1,119 24,876 SH Sole 01 24,876 GAMESTOP CORP NEW CL A Cl A 36467W109 6,493 294,999 SH Sole 01 294,999 GENERAL DYNAMICS CORP COM COM 369550108 11,801 213,047 SH Sole 01 213,047 GENERAL ELECTRIC CO COM COM 369604103 2 129 SH Sole 01 129 GILEAD SCIENCES INC COM COM 375558103 5 100 SH Sole 01 100 GROUPE CGI INC CL A SUB VTG CL A SUB VTG 39945C109 2,910 328,127 SH Sole 01 328,127 GRUPO TELEVISA SA DE CV SP ADR REP SPONSORED ADR 40049J206 1,230 72,364 SH Sole 01 72,364 HALLIBURTON CO COM COM 406216101 5,476 264,529 SH Sole 01 264,529 HANSEN NAT CORP COM COM 411310105 4,357 141,189 SH Sole 01 141,189 HARSCO CORP COM COM 415864107 1 47 SH Sole 01 47 HARTFORD FINL SVCS GROUP INC COM COM 416515104 0 33 SH Sole 01 33 HDFC BANK LTD ADR REPS 3 SHS ADR 40415F101 3,627 35,169 SH Sole 01 35,169
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ---------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- HEWLETT PACKARD CO COM COM 428236103 8,543 221,034 SH Sole 01 221,034 HEXCEL CORP NEW COM COM 428291108 2,766 290,252 SH Sole 01 290,252 HOLOGIC INC COM COM 436440101 1 44 SH Sole 01 44 HOLOGIC INC. COM 436440101 137 9,632 SH Sole 9,632 HUDSON CITY BANCORP COM COM 443683107 5,079 382,158 SH Sole 01 382,158 ICT GROUP INC COM COM 44929Y101 0 46 SH Sole 01 46 IHS INC CL A CL A 451734107 15,408 308,964 SH Sole 01 308,964 ILLINOIS TOOL WKS INC COM COM 452308109 6,941 185,885 SH Sole 01 185,885 IMMUCOR INC COM COM 452526106 2,229 162,022 SH Sole 01 162,022 ING GLOBAL EQTY DIV & PREM O COM COM 45684E107 55 4,700 SH Sole 01 4,700 ING GROEP N V SPONSORED ADR ADR 456837103 12 1,200 SH Sole 01 1,200 INGERSOLL-RAND COMPANY LTD CL A CL A G4776G101 4,230 202,415 SH Sole 01 202,415 INTEL CORP COM COM 458140100 1 75 SH Sole 01 75 INTERNATIONAL BUSINESS MACHS COM COM 459200101 17,558 168,150 SH Sole 01 168,150 INTUIT COM COM 461202103 5,768 204,606 SH Sole 01 204,606 ISHARES TR BARCLYS 10-20YR ETF 464288653 9 86 SH Sole 01 86 ISHARES TR BARCLYS 1-3 YR ETF 464287457 417 4,978 SH Sole 01 4,978 ISHARES TR BARCLYS 1-3YR CR ETF 464288646 262 2,545 SH Sole 01 2,545 ISHARES TR BARCLYS 3-7 YR ETF 464288661 6 56 SH Sole 01 56 ISHARES TR BARCLYS 7-10 YR ETF 464287440 4,524 49,893 SH Sole 01 49,893 ISHARES TR BARCLYS MBS BD ETF 464288588 7,488 71,122 SH Sole 01 71,122 ISHARES TR BARCLYS SH TREA ETF 464288679 294,196 2,668,933 SH Sole 01 2,668,933 ISHARES TR BARCLYS TIPS BD ETF 464287176 5,526 54,373 SH Sole 01 54,373 ISHARES TR DJ US INDEX FD ETF 464287846 28 625 SH Sole 01 625 ISHARES TR IBOXX INV CPBD ETF 464287242 175,542 1,750,518 SH Sole 01 1,750,518 ISHARES TR MSCI EAFE IDX ETF 464287465 17,768 387,872 SH Sole 01 387,872 ISHARES TR MSCI EMERG MKT ETF 464287234 31,777 985,936 SH Sole 01 985,936 ISHARES TR MSCI GRW IDX ETF 464288885 590 12,764 SH Sole 01 12,764
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ---------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ISHARES TR MSCI VAL IDX ETF 464288877 635 15,052 SH Sole 01 15,052 ISHARES TR RUSL 2000 VALU ETF 464287630 7 155 SH Sole 01 155 ISHARES TR RUSSELL 1000 ETF 464287622 7,172 141,577 SH Sole 01 141,577 ISHARES TR RUSSELL MCP GR ETF 464287481 18,426 505,508 SH Sole 01 505,508 ISHARES TR RUSSELL MCP VL ETF 464287473 4 131 SH Sole 01 131 ISHARES TR RUSSELL1000GRW ETF 464287614 2 58 SH Sole 01 58 ISHARES TR RUSSELL1000VAL ETF 464287598 389 8,181 SH Sole 01 8,181 ISHARES TR S&P 500 INDEX ETF 464287200 84,533 915,352 SH Sole 01 915,352 ISHARES TR S&P GBL ENER ETF 464287341 15,527 505,780 SH Sole 01 505,780 ISHARES TR S&P GL UTILITI ETF 464288711 18,248 430,881 SH Sole 01 430,881 ISHARES TR S&P MIDCP VALU ETF 464287705 11 210 SH Sole 01 210 ISHARES TR S&P500 GRW ETF 464287309 92,127 1,928,556 SH Sole 01 1,928,556 ISHARES TR US PFD STK IDX ETF 464288687 1,155 35,943 SH Sole 01 35,943 JACK IN THE BOX INC COM COM 466367109 50 2,248 SH Sole 01 2,248 JAKKS PAC INC COM COM 47012E106 173 13,456 SH Sole 01 13,456 JARDEN CORP COM COM 471109108 311 16,593 SH Sole 01 16,593 JOHNSON & JOHNSON COM COM 478160104 12,362 217,633 SH Sole 01 217,633 JOY GLOBAL INC COM COM 481165108 1 22 SH Sole 01 22 JPMORGAN CHASE & CO COM COM 46625H100 7,176 210,381 SH Sole 01 210,381 KANSAS CITY SOUTHERN COM NEW COM 485170302 1 51 SH Sole 01 51 KEYCORP NEW COM COM 493267108 115 21,889 SH Sole 01 21,889 KRAFT FOODS INC CL A CL A 50075N104 4,700 185,483 SH Sole 01 185,483 K-SWISS INC CL A CL A 482686102 101 11,866 SH Sole 01 11,866 LANDAUER INC COM COM 51476K103 9 148 SH Sole 01 148 LAZARD LTD SHS A COM G54050102 0 16 SH Sole 01 16 LEGG MASON INC COM COM 524901105 1 40 SH Sole 01 40 LIFE TECHNOLOGIES CORP COM COM 53217V109 3 74 SH Sole 01 74 LIMITED BRANDS INC COM COM 532716107 6 466 SH Sole 01 466
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ---------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- LKQ CORP COM COM 501889208 8,486 515,844 SH Sole 01 515,844 LOCKHEED MARTIN CORP COM COM 539830109 6 72 SH Sole 01 72 LORILLARD INC COM COM 544147101 3 45 SH Sole 01 45 LOWES COS INC COM COM 548661107 13,157 677,857 SH Sole 01 677,857 LUBRIZOL CORP COM COM 549271104 1 26 SH Sole 01 26 MANPOWER INC COM COM 56418H100 1 13 SH Sole 01 13 MARINEMAX INC COM COM 567908108 253 73,589 SH Sole 01 73,589 MARSH & MCLENNAN COS INC COM COM 571748102 7 340 SH Sole 01 340 MARSHALL & ILSLEY CORP NEW COM COM 571837103 58 12,039 SH Sole 01 12,039 MASTERCARD INC CL A CL A 57636Q104 8,962 53,567 SH Sole 01 53,567 MATTEL INC COM COM 577081102 1 36 SH Sole 01 36 MBIA INC COM COM 55262C100 117 27,004 SH Sole 01 27,004 MCDONALDS CORP COM COM 580135101 12,228 212,699 SH Sole 01 212,699 METLIFE INC COM COM 59156R108 1 27 SH Sole 01 27 MICROSOFT CORP COM COM 594918104 5,892 247,876 SH Sole 01 247,876 MIDCAP SPDR TR UNIT SER 1 UIT 595635103 0 1 SH Sole 01 1 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 6,424 1,046,181 SH Sole 01 1,046,181 NABORS INDUSTRIES LTD SHS COM G6359F103 2 109 SH Sole 01 109 NATIONAL GRID PLC SPON ADR NEW SPONSORED ADR 636274300 5,249 116,048 SH Sole 01 116,048 NET SERVICOS DE COMUNICACAO SPONS ADR 64109T201 1,763 180,046 SH Sole 01 180,046 NEW YORK CMNTY BANCORP INC COM COM 649445103 3 258 SH Sole 01 258 NEWTEK BUSINESS SERVICES INC. COM 652526104 70 146,141 SH Sole 146,141 NIKE INC CL B CL B 654106103 9,423 181,982 SH Sole 01 181,982 NORTHEAST UTILS COM COM 664397106 3 138 SH Sole 01 138 NORTHERN TR CORP COM COM 665859104 4,224 78,692 SH Sole 01 78,692 NOVARTIS A G SPONSORED ADR SPONSORED ADR 66987V109 2,925 71,716 SH Sole 01 71,716 NOVO-NORDISK A S ADR ADR 670100205 1,701 31,228 SH Sole 01 31,228 NRG ENERGY INC COM NEW COM 629377508 1,492 57,491 SH Sole 01 57,491
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ---------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- NSTAR COM COM 67019E107 2 69 SH Sole 01 69 NTELOS HLDGS CORP COM COM 67020Q107 3 189 SH Sole 01 189 NTT DOCOMO INC SPONS ADR ADR 62942M201 1,438 98,800 SH Sole 01 98,800 NUVEEN EQTY PRM OPPORTUNITYF COM COM 6706EM102 2,082 188,938 SH Sole 01 188,938 NUVEEN INSD DIVID ADVANTAGE COM COM 67071L106 1 82 SH Sole 01 82 NV ENERGY INC COM COM 67073Y106 168 15,608 SH Sole 01 15,608 NYSE EURONEXT COM COM 629491101 0 16 SH Sole 01 16 O REILLY AUTOMOTIVE INC COM COM 686091109 11,675 306,589 SH Sole 01 306,589 OCEANEERING INTL INC COM COM 675232102 6,113 135,239 SH Sole 01 135,239 OLD NATL BANCORP IND COM COM 680033107 0 33 SH Sole 01 33 OLD REP INTL CORP COM COM 680223104 167 16,919 SH Sole 01 16,919 OMNICARE INC COM COM 681904108 0 12 SH Sole 01 12 ORACLE CORP COM COM 68389X105 11,348 529,770 SH Sole 01 529,770 PT TELEKOMUNIKASI INDONESIA SPONSO ADR 715684106 1,560 52,032 SH Sole 01 52,032 PACCAR INC COM COM 693718108 7,179 221,369 SH Sole 01 221,369 PALL CORP COM COM 696429307 5,106 192,229 SH Sole 01 192,229 PEPCO HOLDINGS INC COM COM 713291102 1 46 SH Sole 01 46 PEPSICO INC COM COM 713448108 12,954 235,698 SH Sole 01 235,698 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 230 5,606 SH Sole 01 5,606 PFIZER INC COM COM 717081103 10 649 SH Sole 01 649 PG&E CORP COM COM 69331C108 4,034 104,944 SH Sole 01 104,944 PHILIP MORRIS INTL INC COM COM 718172109 10,073 230,922 SH Sole 01 230,922 PHILIPPINE LONG DISTANCE TEL SPONSO ADR 718252604 1,203 24,202 SH Sole 01 24,202 PHILLIPS VAN HEUSEN CORP COM COM 718592108 1 42 SH Sole 01 42 PITNEY BOWES INC COM COM 724479100 1 39 SH Sole 01 39 PNC FINL SVCS GROUP INC COM COM 693475105 86 2,224 SH Sole 01 2,224 POSCO SPONSORED ADR ADR 693483109 245 2,962 SH Sole 01 2,962 POTASH CORP SASK INC COM COM 73755L107 28 300 SH Sole 01 300
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ---------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- POWERSHS DB MULTI SECT COMM ETF 73936B408 14 545 SH Sole 01 545 PPL CORP COM COM 69351T106 3,460 104,970 SH Sole 01 104,970 PRAXAIR INC COM COM 74005P104 8,678 122,098 SH Sole 01 122,098 PROCTER & GAMBLE CO COM COM 742718109 23,426 458,441 SH Sole 01 458,441 PRUDENTIAL FINL INC COM COM 744320102 1 27 SH Sole 01 27 PUBLIC SVC ENTERPRISE GROUP COM COM 744573106 870 26,675 SH Sole 01 26,675 QUEST DIAGNOSTICS INC COM COM 74834L100 3,721 65,946 SH Sole 01 65,946 QWEST COMMUNICATIONS INTL IN COM COM 749121109 3 717 SH Sole 01 717 REINSURANCE GROUP AMER INC COM COM 759351604 0 8 SH Sole 01 8 RESEARCH IN MOTION LTD COM COM 760975102 2,147 30,195 SH Sole 01 30,195 RESMED INC COM COM 761152107 4,186 102,782 SH Sole 01 102,782 RITE AID CORP COM COM 767754104 6 4,300 SH Sole 01 4,300 ROCKWELL AUTOMATION INC COM COM 773903109 7 216 SH Sole 01 216 ROPER INDS INC NEW COM COM 776696106 6,992 154,317 SH Sole 01 154,317 ROYAL CARIBBEAN CRUISES LTD COM COM V7780T103 133 9,800 SH Sole 01 9,800 SAFEWAY INC COM NEW COM 786514208 1 57 SH Sole 01 57 SARA LEE CORP COM COM 803111103 2,848 291,806 SH Sole 01 291,806 SCHERING PLOUGH CORP COM COM 806605101 3 120 SH Sole 01 120 SCHLUMBERGER LTD COM COM 806857108 5 100 SH Sole 01 100 SCHNITZER STL INDS CL A CL A 806882106 1 16 SH Sole 01 16 SEI INVESTMENTS CO COM COM 784117103 29 1,600 SH Sole 01 1,600 SELECT SECTOR SPDR TR SBI INT-ENER ETF 81369Y506 15,440 321,322 SH Sole 01 321,322 SEMPRA ENERGY COM COM 816851109 5 106 SH Sole 01 106 SINGAPORE FD INC COM COM 82929L109 0 25 SH Sole 01 25 SKECHERS U S A INC CL A CL A 830566105 0 25 SH Sole 01 25 SMITHFIELD FOODS INC COM COM 832248108 348 24,927 SH Sole 01 24,927 SNAP ON INC COM COM 833034101 2 55 SH Sole 01 55 SOUTHERN CO COM COM 842587107 885 28,399 SH Sole 01 28,399
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ---------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- SPDR GOLD TRUST GOLD SHS ETF 78463V107 24 259 SH Sole 01 259 ST MARY LD & EXPL CO COM COM 792228108 1 31 SH Sole 01 31 STANLEY WKS COM COM 854616109 1 25 SH Sole 01 25 STATE STR CORP COM COM 857477103 9 188 SH Sole 01 188 STERICYCLE INC COM COM 858912108 5,591 108,503 SH Sole 01 108,503 STEWART INFORMATION SVCS COR COM COM 860372101 184 12,916 SH Sole 01 12,916 STRYKER CORP COM COM 863667101 11,283 283,925 SH Sole 01 283,925 SUNCOR ENERGY INC COM COM 867229106 6 200 SH Sole 01 200 SUPERVALU INC COM COM 868536103 1 49 SH Sole 01 49 SYBASE INC COM COM 871130100 8,804 280,924 SH Sole 01 280,924 SYMANTEC CORP COM COM 871503108 4,225 271,158 SH Sole 01 271,158 SYMMETRICOM INC COM COM 871543104 1 131 SH Sole 01 131 SYNGENTA AG SPONSORED ADR ADR 87160A100 1,873 40,256 SH Sole 01 40,256 SYSCO CORP COM COM 871829107 8 350 SH Sole 01 350 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1,872 198,970 SH Sole 01 198,970 TARGET CORP COM COM 87612E106 13,301 337,000 SH Sole 01 337,000 TENARIS S A SPONSORED ADR ADR 88031M109 57 2,091 SH Sole 01 2,091 TERADYNE INC COM COM 880770102 0 66 SH Sole 01 66 TERRA INDS INC COM COM 880915103 1 26 SH Sole 01 26 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 213 4,326 SH Sole 01 4,326 THQ INC COM NEW COM 872443403 0 65 SH Sole 01 65 TIDEWATER INC COM COM 886423102 1 29 SH Sole 01 29 TIME WARNER CABLE INC COM COM 88732J207 0 6 SH Sole 01 6 TIME WARNER INC COM NEW ADDED COM 887317303 1 24 SH Sole 01 24 TOTAL S A SPONSORED ADR SPONSORED ADR 89151E109 4,571 84,292 SH Sole 01 84,292 TOYOTA MOTOR CORP SP ADR REP2COM SPONSORED ADR 892331307 2,924 38,710 SH Sole 01 38,710 TRACTOR SUPPLY CO COM COM 892356106 2,044 49,457 SH Sole 01 49,457 TRANSOCEAN LTD REG SHS COM H8817H100 3,388 45,600 SH Sole 01 45,600
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ---------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- TRAVELERS COMPANIES INC COM COM 89417E109 1 23 SH Sole 01 23 TUPPERWARE BRANDS CORP COM COM 899896104 1 43 SH Sole 01 43 TYSON FOODS INC CL A CL A 902494103 1 98 SH Sole 01 98 UAL CORP. COM 902549807 8 2,409 SH Sole 2,409 UNISOURCE ENERGY CORP COM COM 909205106 619 23,323 SH Sole 01 23,323 UNITED BANKSHARES INC WEST V COM COM 909907107 0 24 SH Sole 01 24 UNITED TECHNOLOGIES CORP COM COM 913017109 9,617 185,092 SH Sole 01 185,092 UNITEDHEALTH GROUP INC COM COM 91324P102 3 104 SH Sole 01 104 UNIVERSAL CORP VA COM COM 913456109 243 7,330 SH Sole 01 7,330 UNUM GROUP COM COM 91529Y106 3 213 SH Sole 01 213 US BANCORP DEL COM NEW COM 902973304 1 33 SH Sole 01 33 V F CORP COM COM 918204108 1 16 SH Sole 01 16 VALE S A ADR ADDED ADR 91912E105 1,741 98,746 SH Sole 01 98,746 VANGUARD INDEX FDS LARGE CAP ETF ETF 922908637 0 9 SH Sole 01 9 VANGUARD INDEX FDS VALUE ETF ETF 922908744 0 6 SH Sole 01 6 VANGUARD WORLD FDS ENERGY ETF ETF 92204A306 15,531 221,971 SH Sole 01 221,971 VANGUARD WORLD FDS HEALTH CAR ETF ETF 92204A504 10 210 SH Sole 01 210 VANGUARD WORLD FDS INDUSTRIAL ETF ETF 92204A603 8 190 SH Sole 01 190 VERIZON COMMUNICATIONS INC. COM 92343V104 26 832 SH Sole 832 VIACOM INC NEW CL B CL B 92553P201 1 45 SH Sole 01 45 VISHAY INTERTECHNOLOGY INC COM COM 928298108 0 49 SH Sole 01 49 VODAFONE GROUP PLC NEW SPONS ADR ADR 92857W209 5,451 279,661 SH Sole 01 279,661 VULCAN MATLS CO COM COM 929160109 4,546 105,476 SH Sole 01 105,476 WAL MART STORES INC COM COM 931142103 7,692 158,804 SH Sole 01 158,804 WALGREEN CO COM COM 931422109 15,858 539,398 SH Sole 01 539,398 WALTER ENERGY INC COM COM 93317Q105 1 35 SH Sole 01 35 WALTER INVT MGMT CORP COM ADDED COM 93317W102 0 13 SH Sole 01 13
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ---------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- WASHINGTON FED INC COM COM 938824109 2 132 SH Sole 01 132 WATERS CORP COM COM 941848103 10,950 212,737 SH Sole 01 212,737 WELLS FARGO & CO NEW COM COM 949746101 2 94 SH Sole 01 94 WESTERN UN CO COM COM 959802109 2,953 180,089 SH Sole 01 180,089 WILLIAMS COS INC DEL COM COM 969457100 2,205 141,241 SH Sole 01 141,241 WINDSTREAM CORP COM COM 97381W104 1 100 SH Sole 01 100 WISDOMTREE TRUST SMALLCAP DIVID COM 97717W604 7 220 SH Sole 01 220 WYETH COM COM 983024100 2,276 50,148 SH Sole 01 50,148 WYNDHAM WORLDWIDE CORP COM COM 98310W108 1 90 SH Sole 01 90 XL CAP LTD CL A CL A G98255105 398 34,706 SH Sole 01 34,706 XTO ENERGY INC COM COM 98385X106 1 33 SH Sole 01 33 YAHOO INC COM COM 984332106 5,754 367,408 SH Sole 01 367,408 YUM BRANDS INC COM COM 988498101 5,199 155,951 SH Sole 01 155,951