UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ]is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Genworth Financial, Inc. Address: 6620 West Broad Street Richmond, Virginia 23230 Form 13F File Number: 28-11523 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Patricia Merrill Title: Senior Counsel Phone: (804) 662-2711 Signature, Place, and Date of Signing: /s/ Patricia Merrill Richmond, VA May 8, 2007 - ------------------------- ------------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 606 lines Form 13F Information Table Value Total: 2,224,917 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---- 01 28-11546 Genworth Financial Asset Management, Inc. FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- 3M Company COM 88579Y101 26,144 342,066 SH Sole 01 342,066 ABB Ltd ADR SPONSORED ADR 000375204 11,497 669,209 SH Sole 01 669,209 Abbott Laboratories COM 002824100 4 80 SH Sole 01 80 Abrixis Bioscience Inc COM 00383E106 164 6,146 SH Sole 01 6,146 Ace Ltd Ord Shs COM G0070K103 1 16 SH Sole 01 16 Actuant Corp Cl A New NEW 00508X203 72 1,410 SH Sole 01 1,410 Advanced Med Optics Inc Convt Bond 7/1 00763MAG3 4 4,000 SH Sole 01 4,000 Advanced Micro Device ADR 007903107 1 51 SH Sole 01 51 Advantage Energy Inc Fd Tr Unit TR UNIT 00762L101 77 7,464 SH Sole 01 7,464 Aeropostale Inc. COM 007865108 2,030 50,448 SH Sole 01 50,448 AES Corporation COM 00130H105 7,722 358,834 SH Sole 01 358,834 Affiliated Computer Svcs Inc Cl A CL A 008190100 2 34 SH Sole 01 34 Affiliated Managers Group COM 008252108 4 36 SH Sole 01 36 Aflac Inc COM 001055102 22,422 476,452 SH Sole 01 476,452 AGCO Corporation ADR 001084102 2 66 SH Sole 01 66 Agilent Technologies COM 00846U101 4,520 134,169 SH Sole 01 134,169 AGL Resources Inc COM 001204106 1,666 39,000 SH Sole 01 39,000 Akzo Nobel NV SPONSORED ADR 010199305 4,790 63,093 SH Sole 01 63,093 Alcan Aluminium Ltd ADR 013716105 0 8 SH Sole 01 8 Alcoa Inc COM 013817101 4,183 123,407 SH Sole 01 123,407 Allergan Inc COM 018490102 723 6,520 SH Sole 01 6,520 Alliant Techsystems Inc Convt Bond 2/1 018804AH7 4 3,000 SH Sole 01 3,000 Allianz SE ADR 018805101 1 54 SH Sole 01 54 Allstate Corporation COM 020002101 2 30 SH Sole 01 30 Alltel Corporation COM 020039103 4 60 SH Sole 01 60 Altera Corp ADR NEW 021441100 1 43 SH Sole 01 43 Altria Group Inc COM 02209S103 18,808 214,189 SH Sole 01 214,189 Alza Corp 7/2 02261WAB5 2 2,000 SH Sole 01 2,000 AMB Property Corp. COM 00163T109 74 1,254 SH Sole 01 1,254 AMBAC Financial Group COM 023139108 12 134 SH Sole 01 134 Amdocs Ltd Sr Notes Convt Bond 3/1 02342TAD1 3 3,000 SH Sole 01 3,000 Amer International Group Inc COM 026874107 15,216 226,362 SH Sole 01 226,362 America Movil SAB DE CV ADR L Shares SHS 02364W105 6,578 137,637 SH Sole 01 137,637 American Axle & Manufacturing COM 024061103 15,786 577,194 SH Sole 01 577,194
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- American Capital Strategies Ltd COM 024937104 3 60 SH Sole 01 60 American Electric Power COM 025537101 6,600 135,384 SH Sole 01 135,384 American Equity Inv Life Holding Co COM 025676206 139 10,613 SH Sole 01 10,613 American Express Co COM 025816109 17,871 316,856 SH Sole 01 316,856 American Finl Group Inc Corp Bond 6/0 025932AD6 2 3,000 SH Sole 01 3,000 American Home Mortgage Inv COM 02660R107 113 4,203 SH Sole 01 4,203 American National Ins COM 028591105 200 1,563 SH Sole 01 1,563 Ameriprise Financial Inc COM 03076C106 6,317 110,552 SH Sole 01 110,552 Amgen Inc COM 031162100 6 102 SH Sole 01 102 Anadarko Petroleum COM 032511107 1 30 SH Sole 01 30 Analog Devices Inc CA INSD MUN TR 032654105 1 22 SH Sole 01 22 AngloGold Ashanti ADR SPONSORED ADR 035128206 2 36 SH Sole 01 36 Anheuser- Busch Co COM 035229103 5 94 SH Sole 01 94 Ansys, Inc COM 03662Q105 1,773 34,928 SH Sole 01 34,928 Apache Corporation COM 037411105 5 70 SH Sole 01 70 Apollo Group Inc CL A 037604105 0 9 SH Sole 01 9 Apple, Inc. COM 037833100 843 9,071 SH Sole 01 9,071 Applied Materials CAROLNA GP STK 038222105 1 47 SH Sole 01 47 Aquila, Inc. COM 03840P102 604 144,447 SH Sole 01 144,447 Archstone- Smith Trust COM 039583109 307 5,656 SH Sole 01 5,656 Arkansas Best Corp Del COM 040790107 11,671 328,302 SH Sole 01 328,302 Armor Holdings Inc COM 042260109 141 2,099 SH Sole 01 2,099 ASA Limited COM G3156P103 5,885 90,970 SH Sole 01 90,970 Asia Pacific Fund Closed COM 044901106 13 621 SH Sole 01 621 ASM Lithography Holding Y SHS N07059111 2 99 SH Sole 01 99 Asta Funding Inc COM 046220109 184 4,253 SH Sole 01 4,253 AstraZeneca PLC SPONSORED ADR 046353108 15,517 289,233 SH Sole 01 289,233 AT & T Inc new COM 00206R102 3 86 SH Sole 01 86 AvalonBay Communities, Inc. COM 053484101 342 2,628 SH Sole 01 2,628 Avon Products Inc COM 054303102 4 100 SH Sole 01 100 AXA UAP Spons ADR SPONSORED ADR 054536107 11,684 274,273 SH Sole 01 274,273 Banco Bradesco ADR NEW 059460303 8,637 213,564 SH Sole 01 213,564 Bank of America Corp COM 060505104 44 862 SH Sole 01 862 Bausch & Lomb Inc COM 071707103 5,268 102,967 SH Sole 01 102,967 Baxter International Inc. COM 071813109 16,571 314,624 SH Sole 01 314,624 Beacon Roofing Supply Inc. COM 073685109 79 4,898 SH Sole 01 4,898 Beckman Coulter Inc COM 075811109 6,092 95,346 SH Sole 01 95,346 Becton Dickinson &Co COM 075887109 6,650 86,484 SH Sole 01 86,484 Bed Bath & Beyond COM 075896100 1 18 SH Sole 01 18 Best Buy Inc Sub Deb Convt Bond 1/1 086516AF8 3 3,000 SH Sole 01 3,000
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- BHP Billiton Limited CL A 088606108 12,450 256,961 SH Sole 01 256,961 Black & Decker Corp COM 091797100 0 1 SH Sole 01 1 BlackRock Fl Ins Muni Inc Tr COM 09250G102 13 891 SH Sole 01 891 BlackRock Florida Mu ni 2020 Term Trust COM SHS 09250M109 13 893 SH Sole 01 893 BlackRock Muni NY Intermed Dur Fund DDED 09255F109 913 65,005 SH Sole 01 65,005 BlackRock Muniyld CA Fund Inc DDED 09254M105 1,375 97,226 SH Sole 01 97,226 BlackRock NY Muni In come Trust II COM 09249R102 978 63,359 SH Sole 01 63,359 Blount International Inc COM 095180105 14,331 1,151,058 SH Sole 01 1,151,058 Boston Properties, Inc. COM 101121101 453 3,856 SH Sole 01 3,856 Bowne & Co Inc COM 103043105 9,437 599,959 SH Sole 01 599,959 BP AMOCO PLC CL A 055622104 12 192 SH Sole 01 192 Brandywine Realty Trust SH BEN INT NEW 105368203 132 3,953 SH Sole 01 3,953 Brasil Distr Pao Acu SP ADR COM 20440T201 1 29 SH Sole 01 29 Briggs & Stratton Corp COM 109043109 15,269 494,941 SH Sole 01 494,941 Bristol Myers- Squibb COM 110122108 7,221 260,117 SH Sole 01 260,117 British American Tobacco SPONSORED ADR 110448107 12,135 192,495 SH Sole 01 192,495 Broadcom Corp Cl A CL A 111320107 657 20,474 SH Sole 01 20,474 Brookfield PPTYS COM 112900105 258 6,401 SH Sole 01 6,401 Build-A-Bear Workshop Inc. COM 120076104 92 3,336 SH Sole 01 3,336 C H Robinson Wldwide Inc Com COM 12541W209 38 795 SH Sole 01 795 C R Bard Inc NJ COM 067383109 11,115 139,791 SH Sole 01 139,791 Cadence Design Sys COM 127387108 5,086 241,482 SH Sole 01 241,482 Cadence Design Sys Inc Convt Bond 8/1 127387AB4 4 3,000 SH Sole 01 3,000 Camden Property Trust SH BEN INT 133131102 246 3,504 SH Sole 01 3,504 Canadian Pacific Railway COM 13645T100 4 67 SH Sole 01 67 Canon Inc ADR ADR 138006309 11,684 217,664 SH Sole 01 217,664 Capital One Fincl COM 14040H105 4 50 SH Sole 01 50 Carnival Corp 4/1 143658AN2 5 4,000 SH Sole 01 4,000 Caterpillar Inc COM 149123101 5 70 SH Sole 01 70 CBS Corporation CL B 124857202 2 55 SH Sole 01 55 CDW Corporation COM 12512N105 1,054 17,154 SH Sole 01 17,154 Celanese Corp Del Com Ser A ER A 150870103 3,559 115,414 SH Sole 01 115,414 Centene Corp Del COM 15135B101 71 3,365 SH Sole 01 3,365 CenterPoint Energy CL A 15189T107 39 2,165 SH Sole 01 2,165 Century Aluminum Co COM 156431108 140 2,996 SH Sole 01 2,996 CGI Group Inc CL A SUB VTG 39945C109 15,048 1,737,621 SH Sole 01 1,737,621 Charles Riv Labs Intl Inc 6/1 159864AB3 3 3,000 SH Sole 01 3,000 Chattem, Inc. COM 162456107 1,735 29,433 SH Sole 01 29,433 Check Point Software Tech COM M22465104 0 17 SH Sole 01 17 Chesapeake Energy Corporation CL A 165167107 3 84 SH Sole 01 84
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Chevron Corp COM 166764100 2 28 SH Sole 01 28 Chicago Mercantile Exchange Holdings CL A 167760107 957 1,798 SH Sole 01 1,798 Chico's FAS Inc COM 168615102 1,390 56,879 SH Sole 01 56,879 China Fund Inc COM 169373107 8 234 SH Sole 01 234 China Life Insurance Co Ltd ADR SPON ADR REP H 16939P106 8 185 SH Sole 01 185 China Petroleum and Chemical Corp SPON ADR H SHS 16941R108 1 12 SH Sole 01 12 China Telecom Corp ADR H Shares CL A SUB VTG 169426103 1 18 SH Sole 01 18 Chung HWA Telecom Co Ltd CL B 17133Q205 1 31 SH Sole 01 31 CIGNA Corporation COM 125509109 3 21 SH Sole 01 21 Cisco Systems Inc COM 17275R102 10,683 418,435 SH Sole 01 418,435 CIT Group Inc. COM 125581108 2 42 SH Sole 01 42 Citigroup Inc COM 172967101 7,950 154,842 SH Sole 01 154,842 Clear Channel Communications CL B 184502102 1 22 SH Sole 01 22 Cleveland-Cliffs Inc. COM 185896107 154 2,402 SH Sole 01 2,402 CMS Energy Corp COM 125896100 822 46,184 SH Sole 01 46,184 CNOOC Limited SPONSORED ADR 126132109 313 3,567 SH Sole 01 3,567 Coca Cola Femsa ADR CL B NEW 191241108 1 28 SH Sole 01 28 Coca-Cola Company COM 191216100 3 54 SH Sole 01 54 Coldwater Creek Inc COM 193068103 5 256 SH Sole 01 256 Colgate- Palmolive Company COM 194162103 6,574 98,426 SH Sole 01 98,426 Columbus McKinnon Corp COM 199333105 107 4,782 SH Sole 01 4,782 Comcast Corp Class A CL A 20030N101 7,657 295,076 SH Sole 01 295,076 Companhia Vale Do Rio Doce ADR 204412209 8,143 220,133 SH Sole 01 220,133 Compania Cervecerias Unidas ADR SPONSORED ADR 204429104 8,633 274,773 SH Sole 01 274,773 Compania de Minas Buenaventu ADR B Shs SPONSORED ADR 204448104 1 26 SH Sole 01 26 CompuCredit Corp. COM 20478N100 124 3,966 SH Sole 01 3,966 Comtech Telecom Corp COM NEW 205826209 141 3,629 SH Sole 01 3,629 ConAgra Inc. COM 205887102 7,803 313,239 SH Sole 01 313,239 ConocoPhillips COM 20825C104 7 105 SH Sole 01 105 Conseco Inc 9/3 208464BH9 2 2,000 SH Sole 01 2,000 Constellation Energy COM 210371100 5 60 SH Sole 01 60 Cooper Cameron Corp Convt Bond Convt Bond 216640AE2 6 3,000 SH Sole 01 3,000 Cooper Companies NEW 216648402 15,076 310,068 SH Sole 01 310,068 Corus Bankshares Inc COM 220873103 62 3,611 SH Sole 01 3,611 Costco Wholesale Corp New COM 22160K105 1 13 SH Sole 01 13 Covanta Holdings Corp COM 22282E102 4,306 194,149 SH Sole 01 194,149 Coventry Health Care Inc. COM 222862104 3 57 SH Sole 01 57 CSS Industries Inc. COM 125906107 14,305 381,669 SH Sole 01 381,669 CVS/Caremark Corp. COM 126650100 3 90 SH Sole 01 90 CYTYC Corp COM 232946103 317 9,262 SH Sole 9,262
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Danaher Corp Del Lyon 1/2 235851AF9 3 3,000 SH Sole 01 3,000 Danaher Corporation COM 235851102 27 372 SH Sole 01 372 Deere & Company COM 244199105 2 20 SH Sole 01 20 Dell, Inc (New) COM 24702R101 2 83 SH Sole 01 83 Deluxe Corporation COM 248019101 2 72 SH Sole 01 72 Dentsply Intl Inc COM 249030107 12,310 375,890 SH Sole 01 375,890 Deutsche Bank AG ORD D18190898 5,115 38,017 SH Sole 01 38,017 Deutsche Telekom AG COM 251566105 0 24 SH Sole 01 24 Developers Div Rlty COM 251591103 272 4,331 SH Sole 01 4,331 Devon Energy Corp COM 25179M103 5,952 85,991 SH Sole 01 85,991 Diageo PLC spon ADR (New) NEW 25243Q205 135 1,662 SH Sole 01 1,662 Diamond Offshore Drilling COM 25271C102 14,294 176,576 SH Sole 01 176,576 Diamond Offshore Drilling Inc Conv Conv 25271CAE2 5 3,000 SH Sole 01 3,000 Disney, Inc. COM DISNEY 254687106 5 138 SH Sole 01 138 Dominion Resources COM 25746U109 994 11,197 SH Sole 01 11,197 Donnelley R R & Sons Co. COM 257867101 2 50 SH Sole 01 50 Doral Financial Corporation COM 25811P100 0 32 SH Sole 01 32 Dow Chemical Company COM 260543103 19 405 SH Sole 01 405 DPL Inc COM 233293109 989 31,799 SH Sole 01 31,799 Dr. Reddy's Labs Ltd ADR 256135203 8,504 516,621 SH Sole 01 516,621 DST Systems Inc Del Convt Bond 8/1 233326AD9 5 3,000 SH Sole 01 3,000 Duke Energy Corp New COM 26441C105 880 43,370 SH Sole 01 43,370 Duke-Weeks Realty Corp NEW 264411505 2 46 SH Sole 01 46 Dun & Bradstreet Corp COM 26483E100 1 13 SH Sole 01 13 Dupont De Nemours COM 263534109 3 57 SH Sole 01 57 DWS Global High Inc Fund Inc COM ADDED 23338W104 1 148 SH Sole 01 148 E.ON AG SPONSORED ADR 268780103 1,642 36,355 SH Sole 01 36,355 East West Bankcorp Inc COM 27579R104 1,456 39,589 SH Sole 01 39,589 Eastman Chemical Co COM 277432100 39 621 SH Sole 01 621 Eaton Corporation COM 278058102 2 18 SH Sole 01 18 Eaton Vance FL Muni Inc Tr SH BEN INT 27826B100 12 868 SH Sole 01 868 eBay Inc COM 278642103 2 52 SH Sole 01 52 Edison International COM 281020107 805 16,385 SH Sole 01 16,385 EDP Energias de Portugal SASA SPONSORED ADR 268353109 323 6,016 SH Sole 01 6,016 Electronic Data Sys Convt Bond 7/1 285661AF1 3 3,000 SH Sole 01 3,000 Embarq Corp COM 29078E105 37 657 SH Sole 01 657 Embraer- Empresa Brasileir SP ADR PFD SHS 29081M102 8,536 186,129 SH Sole 01 186,129 Emergency Medical Services LP CL A 29100P102 94 3,192 SH Sole 01 3,192 Emerson Electric Co COM 291011104 14,902 345,825 SH Sole 01 345,825 Endo Pharmaceuticals Holdings Inc COM 29264F205 1 49 SH Sole 01 49
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- Enel Sociata Per Azioni ADR 29265W108 759 14,180 SH Sole 01 14,180 ENI S.p.A. SPONSORED ADR 26874R108 94 1,449 SH Sole 01 1,449 Entergy Corporation COM 29364G103 1,502 14,318 SH Sole 01 14,318 Equifax Incorporated COM 294429105 6,321 173,418 SH Sole 01 173,418 Equity Investor Fund -ATT 294700703 8 68 SH Sole 01 68 Equity Residential Property Trust SH BEN INT 29476L107 315 6,537 SH Sole 01 6,537 Euronet Worldwide, Inc. COM 298736109 13,953 519,457 SH Sole 01 519,457 Everest Re Group Ltd COM G3223R108 1 15 SH Sole 01 15 Exelon Corporation COM 30161N101 2,141 31,158 SH Sole 01 31,158 Expeditors Int'l of Washington, Inc. COM 302130109 2,155 52,148 SH Sole 01 52,148 Express Jet Holdings Inc. CL A 30218U108 10,704 1,832,961 SH Sole 01 1,832,961 Express Scripts Inc COM 302182100 1,547 19,160 SH Sole 01 19,160 Exxon Mobil Corp COM 30231G102 27,413 363,321 SH Sole 01 363,321 FactSet Research Systems COM 303075105 2,427 38,618 SH Sole 01 38,618 Family Dollar Stores, Inc. COM 307000109 2 75 SH Sole 01 75 Fastenal Company COM 311900104 4 112 SH Sole 01 112 Federal Home Ln Mtg Corp COM 313400301 1 25 SH Sole 01 25 Federal National Mortgage Association COM 313586109 1 10 SH Sole 01 10 Federal Realty Investment Trust SH BEN INT NEW 313747206 127 1,398 SH Sole 01 1,398 Fei Co 6/0 30241LAF6 3 2,000 SH Sole 01 2,000 Fidelity National Financial Inc. CL A 31620R105 39 1,640 SH Sole 01 1,640 Fidelity National Info Services COM 31620M106 1 14 SH Sole 01 14 First American Corp COM 318522307 10,308 203,238 SH Sole 01 203,238 FirstEnergy Corp COM 337932107 10 144 SH Sole 01 144 FirstFed Financial Corp. COM 337907109 91 1,597 SH Sole 01 1,597 Fiserv Inc COM 337738108 3 56 SH Sole 01 56 Fisher Scientific Intl Convt Bond 3/0 338032AX3 4 3,000 SH Sole 01 3,000 Ford Motor Co Capital 6.5% 345395206 4 125 SH Sole 01 125 Fortune Brands Inc COM 349631101 1 9 SH Sole 01 9 FPL Group Inc COM 302571104 7 119 SH Sole 01 119 Freeport McMoran Copper & Gold Stk B CL B 35671D857 13,857 209,351 SH Sole 01 209,351 Fremont General Corp COM 357288109 54 7,857 SH Sole 01 7,857 Fulton Financial Corp. COM 360271100 16 1,070 SH Sole 01 1,070 Genentech Inc COM NEW 368710406 880 10,721 SH Sole 01 10,721 General Dynamics COM 369550108 17,069 223,413 SH Sole 01 223,413 General Electric Co. COM 369604103 6,150 173,936 SH Sole 01 173,936 General Growth Properties Inc. COM 370021107 148 2,292 SH Sole 01 2,292 General Mills Inc COM 370334104 177 3,038 SH Sole 01 3,038 General Motors Corp COM 370442105 33 1,070 SH Sole 01 1,070 General Mtrs Corp Sr Deb Conv Ser C C 33 370442717 3 150 SH Sole 01 150
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Genlyte Group Inc. COM 372302109 2 31 SH Sole 01 31 Genzyme Corp COM 372917104 667 11,113 SH Sole 01 11,113 Genzyme Corp Sr Note Convt Bond 12/0 372917AN4 5 5,000 SH Sole 01 5,000 Gilead Sciences Inc COM 375558103 2 27 SH Sole 01 27 Gilead Sciences Inc 5/0 375558AH6 3 3,000 SH Sole 01 3,000 Glaxo Wellcome PLC ADR 37733W105 2 30 SH Sole 01 30 Goldman Sachs Group COM 38141G104 6 30 SH Sole 01 30 Google Inc Class A CL A 38259P508 1,227 2,679 SH Sole 01 2,679 Grant Prideco, Inc COM 38821G101 2 33 SH Sole 01 33 Greater China Fund Closed End COM 39167B102 8 335 SH Sole 01 335 Grupo Televisa SA DE CV ADR ADR REP ORD 40049J206 8,492 284,974 SH Sole 01 284,974 H&R Block Inc COM 093671105 0 15 SH Sole 01 15 Halliburton Company COM 406216101 5 169 SH Sole 01 169 Harley Davidson Inc COM 412822108 15 252 SH Sole 01 252 Harman Intl Indust COM 413086109 1 6 SH Sole 01 6 Hartford Financial Services Group COM 416515104 5 50 SH Sole 01 50 Harvest Energy Trust TR UNIT 41752X101 88 3,597 SH Sole 01 3,597 Healthcare Realty Trust Inc COM 421946104 72 1,936 SH Sole 01 1,936 Hercules Offshore Inc COM 427093109 105 3,998 SH Sole 01 3,998 Hess Corporation COM 42809H107 3 62 SH Sole 01 62 Hewlett Packard Co Sub Lyon Convt Bond 10/1 428236AC7 4 5,000 SH Sole 01 5,000 Hewlett- Packard Co COM 428236103 1 17 SH Sole 01 17 Highwoods Properties Inc. COM 431284108 133 3,380 SH Sole 01 3,380 Hilb, Rogal & Hamilton Co COM 431294107 124 2,519 SH Sole 01 2,519 Hilton Hotel Corp COM 432848109 4,695 130,563 SH Sole 01 130,563 Hitachi Ltd COM 433578507 77 996 SH Sole 01 996 HJ Heinz Company COM 423074103 2 40 SH Sole 01 40 Holdrs Pharmaceuticals COM 71712A206 7 91 SH Sole 01 91 Home Depot Inc COM 437076102 4 99 SH Sole 01 99 Honda Motor Co Ltd COM 438128308 10,899 312,553 SH Sole 01 312,553 Honeywell Intl Inc COM 438516106 4 80 SH Sole 01 80 Host Hotels & Resort Inc COM 44107P104 311 11,818 SH Sole 01 11,818 Hutchinson Technology COM 448407106 2 76 SH Sole 01 76 IBM COM 459200101 24 256 SH Sole 01 256 ICICI Bank LTD SPONSORED ADR 45104G104 18,016 490,232 SH Sole 01 490,232 IDEARC Inc. COM 451663108 1 41 SH Sole 41 Illinois Tool Works COM 452308109 6,812 132,008 SH Sole 01 132,008 Imperial Tobacco Group PLC SPONSORED ADR 453142101 181 2,022 SH Sole 01 2,022 IMS Health Inc COM 449934108 1 30 SH Sole 01 30 IndyMac Bancorp Inc COM 456607100 31 953 SH Sole 01 953
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ING Clarion Global Real Estate Inc Fund COM 44982G104 0 4 SH Sole 01 4 ING Groep N.V. SPONSORED ADR 456837103 17,601 415,809 SH Sole 01 415,809 Integrated Device Technology COM 458118106 2 98 SH Sole 01 98 Intel Corp COM 458140100 1 65 SH Sole 01 65 Intercontinental Exchange COM 45865V100 749 6,126 SH Sole 01 6,126 International Power PLC SPONSORED ADR 46018M104 771 9,821 SH Sole 01 9,821 Int'l Flavors and Fragrances COM 459506101 14,568 308,513 SH Sole 01 308,513 Intuitive Surgical Inc COM 46120E602 333 2,742 SH Sole 01 2,742 Invest Gr Muni COM 461368102 4,602 330,102 SH Sole 01 330,102 Iron Mountain Inc COM 462846106 256 9,810 SH Sole 01 9,810 IShares Lehman 20+ Year Treasury Bd Fd S BD 464287432 122,554 1,388,240 SH Sole 01 1,388,240 IShares Lehman Short Treasury Bond Fund ADDED 464288679 83,437 763,512 SH Sole 01 763,512 IShares S&P Global Energy ENER 464287341 46,533 417,522 SH Sole 01 417,522 IShares Silver Trust COM 46428Q109 5,583 41,811 SH Sole 01 41,811 Jabil Circuit Inc COM 466313103 1,235 57,665 SH Sole 01 57,665 Jakks Pacific Inc COM 47012E106 17,010 711,723 SH Sole 01 711,723 JF China Region Fund Closed end COM 46614T107 5 231 SH Sole 01 231 Johnson & Johnson COM 478160104 17,485 290,155 SH Sole 01 290,155 Johnson Controls Inc COM 478366107 1 11 SH Sole 01 11 Jones Lang Lasalle Inc COM 48020Q107 2,107 20,210 SH Sole 01 20,210 JP Morgan Chase & Co COM 46625H100 12 258 SH Sole 01 258 Juniper Networks Inc 6/1 48203RAC8 3 3,000 SH Sole 01 3,000 Kenexa Corp COM 488879107 104 3,347 SH Sole 01 3,347 Keycorp Common Stock COM 493267108 2 43 SH Sole 01 43 KeySpan Corporation COM 49337W100 1 30 SH Sole 01 30 Kilroy Realty Corp. COM 49427F108 90 1,222 SH Sole 01 1,222 Kimberly-Clark Corp COM 494368103 82 1,197 SH Sole 01 1,197 KLA-Tencor Corp COM 482480100 1 17 SH Sole 01 17 Knight Transportation COM 499064103 1,984 111,331 SH Sole 01 111,331 Kohl's Corporation COM 500255104 4 52 SH Sole 01 52 Komag Inc COM NEW 500453204 101 3,097 SH Sole 01 3,097 Koninklijke Philips Electronics NEW 500472303 16,050 421,263 SH Sole 01 421,263 Kookmin Bank ADR SPONSORED ADR 50049M109 9,958 110,463 SH Sole 01 110,463 Korea Equity Fund Closed End COM 50063B104 10 958 SH Sole 01 958 Korea Fund Closed End COM 500634100 9 272 SH Sole 01 272 Kraft Foods Inc. CL A 50075N104 120 3,796 SH Sole 01 3,796 L-3 Communications Holdings Inc COM 502424104 2 26 SH Sole 01 26 Laboratory Corp Amer Hlds 9/1 50540RAG7 4 4,000 SH Sole 01 4,000 Laboratory Corp of America COM NEW 50540R409 1 20 SH Sole 01 20 Lafarge ADR COM 505861401 1 15 SH Sole 01 15
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Lamson & Sessions Co COM 513696104 114 4,110 SH Sole 01 4,110 Lear Corporation COM 521865105 34,117 934,467 SH Sole 01 934,467 Lehman Brothers Holdings COM 524908100 22 319 SH Sole 01 319 Lennar Corp CL A 526057104 2 36 SH Sole 01 36 Liberty Property Trust SH BEN INT 531172104 292 5,995 SH Sole 01 5,995 Lincoln National Corp COM 534187109 2 31 SH Sole 01 31 Linear Technology Corp COM 535678106 1 20 SH Sole 01 20 Lockheed Martin Corp Convt Bond 8/1 539830AP4 4 3,000 SH Sole 01 3,000 Loews Corp Carolina Group CAROLNA GP STK 540424207 4,489 59,368 SH Sole 01 59,368 Louisiana- Pacific Corp. COM 546347105 13,335 664,760 SH Sole 01 664,760 Lowe's Companies Inc COM 548661107 17,788 564,877 SH Sole 01 564,877 LSI Logic Corp 5/1 502161AJ1 2 2,000 SH Sole 01 2,000 Lyondell Chemical Co COM 552078107 1 30 SH Sole 01 30 Macerich Company COM 554382101 118 1,273 SH Sole 01 1,273 Magyar Telekom Tele communications PLC COM 559776109 1 23 SH Sole 01 23 Manor Care Inc 6/0 564055AP6 4 3,000 SH Sole 01 3,000 Manpower Inc. COM 56418H100 1 17 SH Sole 01 17 Marathon Oil Corp COM 565849106 4 41 SH Sole 01 41 Market Vectors Gold Miners ETF 57060U100 5,700 144,043 SH Sole 01 144,043 Marvell Technology Group ORD G5876H105 0 28 SH Sole 01 28 Masco Corporation COM 574599106 1 50 SH Sole 01 50 Mattel Inc COM 577081102 3,208 116,350 SH Sole 01 116,350 Maxim Integrated Products COM 57772K101 1 20 SH Sole 01 20 MBIA Incorporated COM 55262C100 1 11 SH Sole 01 11 MBIA/ Claymore Manage d Duration Muni COM 55266X100 4,592 345,296 SH Sole 01 345,296 McDonalds Corp COM 580135101 26,644 591,427 SH Sole 01 591,427 McGraw-Hill Co COM 580645109 10,825 172,155 SH Sole 01 172,155 MDC Holdings Inc COM 552676108 2 33 SH Sole 01 33 Medarex Inc COM 583916101 107 8,293 SH Sole 01 8,293 Medicines Company COM 584688105 93 3,700 SH Sole 01 3,700 Medicis Pharmaceutical Corp 6/0 584690AB7 2 2,000 SH Sole 01 2,000 Medtronic Inc COM 585055106 5,620 114,553 SH Sole 01 114,553 Mellon Financial Corp COM 58551A108 11,535 267,374 SH Sole 01 267,374 MEMC Electronic Materials COM 552715104 2 40 SH Sole 01 40 Merck & Co. COM 589331107 125 2,841 SH Sole 01 2,841 Meritage Homes Corp COM 59001A102 58 1,798 SH Sole 01 1,798 Methanex Corporation COM 59151K108 3 146 SH Sole 01 146 MGI Pharma Inc COM 552880106 113 5,020 SH Sole 01 5,020 MI Schottenstein Homes Inc COM 55305B101 12,550 472,703 SH Sole 01 472,703 Microchip Technology Inc COM 595017104 1,741 48,993 SH Sole 01 48,993
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- Micron Technology COM 595112103 1 104 SH Sole 01 104 Microsoft Corp. COM 594918104 11,135 399,540 SH Sole 01 399,540 MicroStrategy Inc Cl A NEW 594972408 122 962 SH Sole 01 962 Millipore Corp. COM 601073109 2,477 34,173 SH Sole 01 34,173 Mitsubishi UFJ Fin Group SPONSORED ADR ADDED 606822104 16,411 1,457,422 SH Sole 01 1,457,422 MKS Instruments, Inc COM 55306N104 152 5,975 SH Sole 01 5,975 Mobile Telesystems OJSC COM 607409109 1 16 SH Sole 01 16 Molson Coors Brewing Co Cl B CL B 60871R209 2,271 24,004 SH Sole 01 24,004 Moody's Corporation COM 615369105 538 8,672 SH Sole 01 8,672 Morgan Stanley Asia Pacific Fund Clsdend COM 61744U106 7 355 SH Sole 01 355 Morgan Stanley CA Insured Muni Inc CA INSD MUN TR 61745P502 1,377 94,241 SH Sole 01 94,241 Morgan Stanley CA Muni Sec INSD CA MUN 61745P825 1,419 95,053 SH Sole 01 95,053 Morgan Stanley Dean Witter Co NEW 617446448 2 29 SH Sole 01 29 Morgan Stanley NY Qual Muni Sec N Y QULTY MUN 61745P528 915 64,993 SH Sole 01 64,993 MSCI Japan Index MSCI JAPAN 464286848 13 910 SH Sole 01 910 Municipal Advantge Fund COM 626189104 4,781 348,435 SH Sole 01 348,435 Nabors Inds Inc Conv Exch0B Bond 6/1 629568AL0 3 3,000 SH Sole 01 3,000 National Bank Of Greece ADR 633643408 4,955 462,207 SH Sole 01 462,207 National Grid New Transco PLC SPON ADR NEW 636274300 1,573 19,960 SH Sole 01 19,960 Nationwide Health Props COM 638620104 117 3,741 SH Sole 01 3,741 Natl Semiconductor COM 637640103 1 45 SH Sole 01 45 Nektar Therapeutics COM 640268108 89 6,842 SH Sole 01 6,842 Neoware Inc. COM 64065P102 46 4,541 SH Sole 01 4,541 Netgear Inc COM 64111Q104 136 4,750 SH Sole 01 4,750 Network Appliance COM 64120L104 3 75 SH Sole 01 75 Neuberger Berman CA Inter Muni Fund COM 64123C101 1,372 92,486 SH Sole 01 92,486 Newell Rubbermaid COM 651229106 0 1 SH Sole 01 1 News Corp Ltd Class B New CL B 65248E203 6 230 SH Sole 01 230 Newtek Business Services Inc COM 652526104 297 146,141 SH Sole 146,141 NICE Systems LTD ADR SPONSORED ADR 653656108 1 16 SH Sole 01 16 NII Holdings Inc. Cl B CL B NEW 62913F201 17,369 234,140 SH Sole 01 234,140 Nike, Inc. CL B 654106103 20,664 194,470 SH Sole 01 194,470 Nippon Telephone COM 654624105 1 23 SH Sole 01 23 NiSource Inc COM 65473P105 1 31 SH Sole 01 31 Nissan Motor Ltd ADR SPONSORED ADR 654744408 15,180 709,361 SH Sole 01 709,361 Noble Corporation SHS G65422100 4 50 SH Sole 01 50 Nokia Corporation SPONSORED ADR 654902204 16,461 718,179 SH Sole 01 718,179 Northeast Utilities COM 664397106 2,133 65,105 SH Sole 01 65,105 Novartis AG SPONSORED ADR 66987V109 19,216 351,747 SH Sole 01 351,747 Novo-Nordisk A/S COM 670100205 1 10 SH Sole 01 10
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- NRG Energy Inc COM NEW 629377508 7,066 98,079 SH Sole 01 98,079 NTT DoCoMo Inc Spons ADR ADR 62942M201 16,780 910,485 SH Sole 01 910,485 Nuveen Fl Qual Inc Muni Tr COM 670978105 12 866 SH Sole 01 866 Occidental Petroleum Corp COM 674599105 2 38 SH Sole 01 38 OfficeMax Inc COM 67622P101 1,582 29,987 SH Sole 01 29,987 Old Republic Int'l COM 680223104 149 6,742 SH Sole 01 6,742 OMI Corp. COM Y6476W104 125 4,659 SH Sole 01 4,659 Omnicom Group Inc 7/0 681919AT3 5 5,000 SH Sole 01 5,000 Oneok Inc COM 682680103 2 49 SH Sole 01 49 Option Care, Inc. COM 683948103 1 84 SH Sole 01 84 Oracle Corporation COM 68389X105 20,295 1,119,395 SH Sole 01 1,119,395 O'Reilly Automotive, Inc. COM 686091109 1,856 56,076 SH Sole 01 56,076 Orix Corp SPONSORED ADR 686330101 4 29 SH Sole 01 29 Orthofix Intl N.V. COM N6748L102 98 1,929 SH Sole 01 1,929 Overseas Shipholding Group Inc COM 690368105 4 67 SH Sole 01 67 Owens- Illinois Inc NEW 690768403 16,984 659,044 SH Sole 01 659,044 Paine Webber Insured Muni Income Fund COM 45809F104 4,607 341,760 SH Sole 01 341,760 Pall Corporation COM 696429307 22,469 591,299 SH Sole 01 591,299 Parlux Fragrances Inc COM 701645103 72 12,979 SH Sole 01 12,979 Patterson Cos Inc COM 703395103 254 7,146 SH Sole 01 7,146 Pengrowth Enery Tr Units Cl a NEW 706902509 147 8,714 SH Sole 01 8,714 PepsiCo Inc COM 713448108 17,887 281,414 SH Sole 01 281,414 PetroChina Company ADR 71646E100 3 25 SH Sole 01 25 Petroleo Brasileiro SPONSORED ADR 71654V408 22,984 230,968 SH Sole 01 230,968 PetroQuest Energy Inc COM 716748108 128 10,967 SH Sole 01 10,967 Pfizer Inc COM 717081103 26 1,030 SH Sole 01 1,030 PG&E Corporation COM 69331C108 1,513 31,336 SH Sole 01 31,336 Philippine Long Dist ance Telephone Co SPONSORED ADR 718252604 11,707 221,731 SH Sole 01 221,731 Phillips-Van Heusen Corp COM 718592108 7,433 126,411 SH Sole 01 126,411 Pilgram Pride Corp COM 721467108 1 38 SH Sole 01 38 Pitney Bowes Inc COM 724479100 189 4,153 SH Sole 01 4,153 Plum Creek Timber Co COM 729251108 0 9 SH Sole 01 9 PMI Group Inc COM 69344M101 2 49 SH Sole 01 49 Polaris Inds Inc COM 731068102 1 21 SH Sole 01 21 Pool Corp COM 73278L105 1,683 47,024 SH Sole 01 47,024 Popular, Inc. COM 733174106 13,900 839,356 SH Sole 01 839,356 POSCO ADR COM 693483109 2 18 SH Sole 01 18 PPL Corporation COM 69351T106 1,068 26,118 SH Sole 01 26,118 Praxair Inc COM 74005P104 17,688 280,938 SH Sole 01 280,938 Procter & Gamble Co COM 742718109 32,164 509,251 SH Sole 01 509,251
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ProLogis Trust SH BEN INT 743410102 478 7,361 SH Sole 01 7,361 Provident Energy Tru st TR UNIT 74386K104 157 14,499 SH Sole 01 14,499 Prudential PLC 6.5% Exchg Perp B 6.50% G7293H189 1,058 41,263 SH Sole 01 41,263 Public Service Ent Group COM 744573106 830 10,001 SH Sole 01 10,001 Public Storage Inc COM 74460D109 336 3,550 SH Sole 01 3,550 Publicis Groupe S.A. ADR 74463M106 16,508 340,306 SH Sole 01 340,306 Putnam CA Invest Grade Muni Trust SH BEN INT 746446103 1,437 97,331 SH Sole 01 97,331 Putnam Invest Gr Mun Tr COM 746805100 4,646 453,689 SH Sole 01 453,689 Putnam Managed Mun Income Tr COM 746823103 4,677 598,084 SH Sole 01 598,084 Putnam NY Inv Gr Muni Tr SH BEN INT 746921105 991 73,316 SH Sole 01 73,316 Putnam Tax-Free Health Care Fund SH BEN INT 746920107 5,024 358,359 SH Sole 01 358,359 PXRE Group Ltd COM G73018106 14,957 3,116,066 SH Sole 01 3,116,066 Qualcomm Inc COM 747525103 792 18,559 SH Sole 01 18,559 Quest Diagnostics Inc COM 74834L100 2 48 SH Sole 01 48 Radian Group Inc COM 750236101 3 49 SH Sole 01 49 Radware Ltd ORD M81873107 0 36 SH Sole 01 36 Regal-Beloit Corporation COM 758750103 2,533 54,612 SH Sole 01 54,612 Regency Centers Corp. COM 758849103 268 3,213 SH Sole 01 3,213 Regions Financial Corp COM 7591EP100 3 95 SH Sole 01 95 Rent-A-Center, Inc. COM 76009N100 13,997 500,264 SH Sole 01 500,264 Reynolds Amern Inc COM 761713106 31 498 SH Sole 01 498 Rinker Group Limited COM 76687M101 1 16 SH Sole 01 16 Rio Tinto PLC-Gbp SPONSORED ADR 767204100 3 15 SH Sole 01 15 Rite Aid Corporation COM 767754104 3 500 SH Sole 01 500 Roper Industries Inc COM 776696106 2,324 42,347 SH Sole 01 42,347 Rudolph Technologies , Inc. COM 781270103 110 6,323 SH Sole 01 6,323 Ryland Group Inc COM 783764103 2 44 SH Sole 01 44 Safenet Inc COM 78645R107 1 39 SH Sole 01 39 SalesForce.com Inc COM 79466L302 396 9,244 SH Sole 01 9,244 Sanderson Farms, Inc COM 800013104 1 36 SH Sole 01 36 SanDisk Corporation COM 80004C101 2 49 SH Sole 01 49 Sanmina Corporation COM 800907107 14,564 4,023,083 SH Sole 01 4,023,083 Sanofi-Aventis Spons ADR SPONSORED ADR 80105N105 6 140 SH Sole 01 140 SAP AG COM 803054204 1 15 SH Sole 01 15 Satyam Computer Svcs ADR ADR 804098101 8,122 357,806 SH Sole 01 357,806 Schering Plough Corp Mand Prd Conv Stock MAND 806605606 4 60 SH Sole 01 60 Schlumberger Ltd COM 806857108 776 11,228 SH Sole 01 11,228 Scottish Power New PLC ADR 81013T804 952 15,156 SH Sole 01 15,156 Seagate Technology SHS G7945J104 2 95 SH Sole 01 95 Sealed Air Corp COM 81211K100 7,577 239,768 SH Sole 01 239,768
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Sempra Energy COM 816851109 2 36 SH Sole 01 36 Shire PLC COM 82481R106 1 18 SH Sole 01 18 Siemens AG SPONSORED ADR 826197501 16,133 150,492 SH Sole 01 150,492 Sigma Aldrich Corp COM 826552101 5 109 SH Sole 01 109 Siliconware Precis Inds ADR SPL 827084864 8,535 870,067 SH Sole 01 870,067 Simon Ppty Group Inc New COM 828806109 638 5,735 SH Sole 01 5,735 Sina Corporation ORD G81477104 1 36 SH Sole 01 36 Singapore Fund Inc COM 82929L109 11 690 SH Sole 01 690 Smith International Inc COM 832110100 2,147 44,686 SH Sole 01 44,686 Smithfield Foods Inc COM 832248108 16,239 542,200 SH Sole 01 542,200 Sony Corp ADR COM 835699307 1 10 SH Sole 01 10 Southern Union COM 844030106 2 81 SH Sole 01 81 Sovereign Bancorp COM 845905108 35 1,378 SH Sole 01 1,378 Sprint Nextel Corp Comm FON 852061100 7,978 420,765 SH Sole 01 420,765 Standard Register Co COM 853887107 0 1 SH Sole 01 1 Stanley Works COM 854616109 2 30 SH Sole 01 30 Staples Inc COM 855030102 2 95 SH Sole 01 95 Starbucks Corp COM 855244109 993 31,680 SH Sole 01 31,680 Starwood Hotels & Resorts Wldwde New COM 85590A401 108 1,666 SH Sole 01 1,666 State Street Corp COM 857477103 17,521 270,593 SH Sole 01 270,593 Statoil ASA SPONSORED ADR 85771P102 2 83 SH Sole 01 83 Steiner Leisure Lmtd ORD P8744Y102 1 31 SH Sole 01 31 Stericycle, Inc COM 858912108 1,861 22,835 SH Sole 01 22,835 Sterling Finl Corp COM 859317109 33 1,508 SH Sole 01 1,508 Stewart Information Services COM 860372101 14,408 344,765 SH Sole 01 344,765 Streettracks Gold Tr GOLD SHS 863307104 5,818 88,506 SH Sole 01 88,506 Streettracks Index MLCP 863308789 45,811 853,879 SH Sole 01 853,879 Stryker Corporation COM 863667101 437 6,583 SH Sole 01 6,583 Superior Industries Intl COM 868168105 14,393 690,952 SH Sole 01 690,952 Supervalu Inc COM 868536103 1,935 49,518 SH Sole 01 49,518 Swisscom AG ADR 871013108 105 2,907 SH Sole 01 2,907 Sybase Inc COM 871130100 2,524 99,835 SH Sole 01 99,835 Symantec Corp COM 871503108 8,016 463,354 SH Sole 01 463,354 Syngenta AG ADR ADR 87160A100 12,258 322,148 SH Sole 01 322,148 Sysco Corporation COM 871829107 1 19 SH Sole 01 19 T.Rowe Group Inc COM 74144T108 17 353 SH Sole 01 353 Taiwan Semiconductor Mfg Co Ltd Spr ADR SPONSORED ADR 874039100 8,071 750,779 SH Sole 01 750,779 TALX Corporation COM 874918105 146 4,393 SH Sole 01 4,393 Target Corporation COM 87612E106 16,973 286,416 SH Sole 01 286,416 Tata Motors Ltd ADR COM 876568502 1 59 SH Sole 01 59
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Taubman Centers, Inc. COM 876664103 142 2,454 SH Sole 01 2,454 TD Banknorth Inc COM 87235A101 118 3,658 SH Sole 01 3,658 Technical Olympic USA Inc COM 878483106 34 8,547 SH Sole 01 8,547 Technip SA SPONSORED ADR 878546209 3 48 SH Sole 01 48 Tele Norte Leste SPON ADR PFD 879246106 1 53 SH Sole 01 53 Telefonica S.A. COM 879382208 1 11 SH Sole 01 11 Telekomunikas Indonesia ADR ADR 715684106 12,265 284,299 SH Sole 01 284,299 Telenor ASA Sponsd ADR ADR 87944W105 10,813 203,371 SH Sole 01 203,371 Telstra Corporation Ltd. SPONSORED ADR 87969N204 3 149 SH Sole 01 149 Templeton Dragon Fd COM 88018T101 17 769 SH Sole 01 769 Templeton Emerging Mrks Income Fund Inc COM 880192109 3 197 SH Sole 01 197 Tempur Pedic Intl Inc COM 88023U101 118 4,557 SH Sole 01 4,557 Tenaris SA ADR COM 88031M109 2 45 SH Sole 01 45 Teva Pharmaceutical Indus ADR 881624209 336 8,964 SH Sole 01 8,964 Teva Pharmaceuticals Conv Bond 2/0 88164RAB3 3 3,000 SH Sole 01 3,000 Teva Pharmaceuticals Conv Bond 2/0 88165FAA0 1 1,000 SH Sole 01 1,000 Texas Instruments COM 882508104 3 102 SH Sole 01 102 Textron Inc COM 883203101 3 30 SH Sole 01 30 The Directv Group Inc COM 25459L106 1 43 SH Sole 01 43 Thor Industries Inc COM 885160101 1 30 SH Sole 01 30 Time Warner Inc. COM 887317105 7,379 374,207 SH Sole 01 374,207 TJX Companies, Inc COM 872540109 19 715 SH Sole 01 715 Tomkins PLC ADR RED ADR 890030208 16,322 776,140 SH Sole 01 776,140 Tootsie Roll Industries, Inc. COM 890516107 4 127 SH Sole 01 127 Torchmark Corp COM 891027104 2 38 SH Sole 01 38 Toro Company COM 891092108 1 23 SH Sole 01 23 Total Fina S.A. SPONSORED ADR 89151E109 18,535 265,619 SH Sole 01 265,619 Travelers Companies Inc. ADDED 89417E109 31 601 SH Sole 01 601 Travelers Property Casualty 4.5% Conv 2032 89420G307 3 125 SH Sole 01 125 Trend Micro COM 89486M206 0 12 SH Sole 01 12 Trex Company Inc COM 89531P105 13,688 635,765 SH Sole 01 635,765 Triad Guaranty Inc COM 895925105 70 1,698 SH Sole 01 1,698 Tronox Inc Cl B sh COM 897051207 0 1 SH Sole 01 1 True Religion Appare l Inc COM 89784N104 100 6,166 SH Sole 01 6,166 Turkcell Iletisim Hizmet - ADR SPON ADR 900111204 224 16,909 SH Sole 01 16,909 TXU Corporation COM 873168108 1,548 24,149 SH Sole 01 24,149 Tyco Intl Ltd COM 902124106 8,044 254,972 SH Sole 01 254,972 UAL Corp. COM 902549807 24 622 SH Sole 622 UBS AG Ordinary Shs ADDED H89231338 3 54 SH Sole 01 54 UDR Inc ADDED 902653104 89 2,901 SH Sole 01 2,901
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- Unilever PLC SPON ADR 904767704 198 6,599 SH Sole 01 6,599 Unisource Energy Co COM 909205106 66 1,749 SH Sole 01 1,749 United Auto Group 4/0 909440AH2 2 2,000 SH Sole 01 2,000 United Microelectronics SPONSORED ADR 910873207 443 139,308 SH Sole 01 139,308 United Parcel Svc CL B 911312106 6,117 87,254 SH Sole 01 87,254 United Technologies COM 913017109 18,336 282,092 SH Sole 01 282,092 United Utilities PLC ADR SPONSORED ADR 91311Q105 293 9,870 SH Sole 01 9,870 UnitedHealth Group COM 91324P102 9 166 SH Sole 01 166 Unum Group COM 91529Y106 1 40 SH Sole 01 40 US Bancorp (New) COM NEW 902973304 8,359 239,026 SH Sole 01 239,026 UST Inc. COM 902911106 1 14 SH Sole 01 14 Van Kampen Inv Grade NY Muni COM 920931102 902 57,575 SH Sole 01 57,575 Van Kampen Trust for Inv FL Muni COM 920932100 13 836 SH Sole 01 836 Van Kampen Trust for Investm. Grade Muni COM 920929106 4,651 296,076 SH Sole 01 296,076 Varian Medical Systems COM 92220P105 2,148 45,036 SH Sole 01 45,036 VCA Antech Inc. COM 918194101 1,884 51,891 SH Sole 01 51,891 Veolia Envirnment SPONSORED ADR 92334N103 12,153 163,528 SH Sole 01 163,528 Verizon Communications COM 92343V104 9 245 SH Sole 01 245 Verizon Communications Inc. COM 92343V104 32 832 SH Sole 832 VF Corporation COM 918204108 6 76 SH Sole 01 76 Vodafone Group New Plc Spons Adr ADDED 92857W209 15,328 570,655 SH Sole 01 570,655 Vornado Realty Trust SH BEN INT 929042109 170 1,424 SH Sole 01 1,424 W Holding Co. Inc COM 929251106 12,674 2,534,899 SH Sole 01 2,534,899 Wachovia Corporation 2nd COM 929903102 2 31 SH Sole 01 31 Walgreen Company COM 931422109 18,559 404,415 SH Sole 01 404,415 Walmart COM 931142103 11,783 250,965 SH Sole 01 250,965 Walt Disney Co Cv Sr Notes 4/1 254687AU0 5 4,000 SH Sole 01 4,000 Washington Mutual COM 939322103 36 894 SH Sole 01 894 Watson Pharmaceutic COM 942683103 1 47 SH Sole 01 47 Webster Financial COM 947890109 5,689 118,491 SH Sole 01 118,491 Wells Fargo & Co New COM 949746101 27 786 SH Sole 01 786 WESCO International Inc COM 95082P105 135 2,153 SH Sole 01 2,153 Western Asset Emerg Mkts Floating Rt Fd ADDED 95766C107 3,388 249,826 SH Sole 01 249,826 Western Assets Emrg Mkts Debt Fund ADDED 95766A101 3 149 SH Sole 01 149 Western Assets Emrg Mkts Inc Fd II ADDED 95766E103 3 226 SH Sole 01 226 Western Refining Inc COM 959319104 5 137 SH Sole 01 137 Western Union Corp ADDED 959802109 17,503 797,422 SH Sole 01 797,422 Whirlpool Corp COM 963320106 2 29 SH Sole 01 29 Williams Companies COM 969457100 8,922 313,505 SH Sole 01 313,505 Wimm-Bill- Dann Foods ADR ADR 97263M109 11,391 142,639 SH Sole 01 142,639
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Windstream Corp COM 97381W104 2 120 SH Sole 01 120 Winnebago Industries COM 974637100 1 33 SH Sole 01 33 WPP Group SPON ADR 0905 ADDED 929309409 15,752 207,286 SH Sole 01 207,286 Wrigley Wm. Jr. Co COM 982526105 24,629 483,584 SH Sole 01 483,584 Wyeth COM 983024100 5 90 SH Sole 01 90 Wyeth Senior Debt Convt Bond 1/1 983024AD2 3 3,000 SH Sole 01 3,000 Yahoo! Inc COM 984332106 548 17,520 SH Sole 01 17,520 Youbet.com Inc COM 987413101 84 28,135 SH Sole 01 28,135 Yum Brands Inc COM 988498101 6,489 112,341 SH Sole 01 112,341 Zenith National Insurance COM 989390109 3,747 79,261 SH Sole 01 79,261 Zimmer Holdings Inc COM 98956P102 512 5,997 SH Sole 01 5,997 Zumiez Inc COM 989817101 1,447 36,069 SH Sole 01 36,069