UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Genworth Financial, Inc. Address: 6620 West Broad Street Richmond, Virginia 23230 Form 13F File Number: 28-11523 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Patricia Merrill Title: Senior Counsel Phone: (804) 662-2711 Signature, Place, and Date of Signing: /s/ Patricia Merrill Richmond, VA February 6, 2007 - -------------------------- -------------------------- ----------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 579 lines Form 13F Information Table Value Total: 2,383,408 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ----------------------------------------------------- 01 28-11546 Genworth Financial Asset Management, Inc. (Formerly known as GE Private Asset Management, Inc.) FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- 3M Company COM 88579Y101 12,129 155,634 SH Sole 01 155,634 40/86 Strategic Income Fund SH BEN INT 349739102 2,239 228,254 SH Sole 01 228,254 ABB Ltd ADR SPONSORED ADR 000375204 15,820 879,885 SH Sole 01 879,885 Abbott Laboratories COM 002824100 7 150 SH Sole 01 150 Abraxis Bioscience Inc COM 00383E106 438 16,006 SH Sole 01 16,006 Accredited Home Lenders Hold Co COM 00437P107 124 4,533 SH Sole 01 4,533 Ace Ltd Ord Shs COM G0070K103 1 16 SH Sole 01 16 Advanced Micro Device ADR 007903107 1 51 SH Sole 01 51 Advantage Energy Inc Fd Tr Unit TR UNIT 00762L101 52 4,895 SH Sole 01 4,895 Aeropostale Inc. COM 007865108 1,185 38,387 SH Sole 01 38,387 AES Corporation COM 00130H105 15,102 685,196 SH Sole 01 685,196 Affiliated Computer Svcs Inc Cl A CL A 008190100 5,072 103,844 SH Sole 01 103,844 Affiliated Managers Group COM 008252108 8,143 77,452 SH Sole 01 77,452 Aflac Inc COM 001055102 31,672 688,523 SH Sole 01 688,523 AGCO Corporation ADR 001084102 2 66 SH Sole 01 66 Agilent Technologies COM 00846U101 2 55 SH Sole 01 55 AGL Resources Inc COM 001204106 1,547 39,749 SH Sole 01 39,749 Air Products & Chemicals COM 009158106 3 46 SH Sole 01 46 Airgas Inc. COM 009363102 2,473 61,025 SH Sole 01 61,025 Akzo Nobel NV SPONSORED ADR 010199305 5,184 85,163 SH Sole 01 85,163 Alcan Aluminium Ltd ADR 013716105 0 8 SH Sole 01 8 Alcatel- Lucent SPONSORED ADR 013904305 796 55,991 SH Sole 01 55,991 Allergan Inc COM 018490102 2,081 17,382 SH Sole 01 17,382 Allianz SE ADR 018805101 1 54 SH Sole 01 54 Alltel Corporation COM 020039103 4 64 SH Sole 01 64 Altera Corp ADR NEW 021441100 1 43 SH Sole 01 43 Altria Group Inc COM 02209S103 16,001 186,454 SH Sole 01 186,454 AMB Property Corp. COM 00163T109 81 1,386 SH Sole 01 1,386 AMBAC Financial Group COM 023139108 8,857 99,434 SH Sole 01 99,434 American Axle & Manufacturing COM 024061103 4,749 250,080 SH Sole 01 250,080 American Capital Strategies Ltd COM 024937104 14,401 311,316 SH Sole 01 311,316 American Coml Lines Inc COM 025195207 3,371 51,461 SH Sole 01 51,461 American Eagle Outfitters COM 02553E106 1 33 SH Sole 01 33 American Electric Power COM 025537101 73 1,724 SH Sole 01 1,724
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- American Equity Inv Life Holding Co COM 025676206 164 12,597 SH Sole 01 12,597 American Express Co COM 025816109 13,332 219,741 SH Sole 01 219,741 American International Group Inc COM 026874107 36,431 508,391 SH Sole 01 508,391 American National INs COM 028591105 126 1,104 SH Sole 01 1,104 Ameriprise Financial Inc COM 03076C106 14,775 271,106 SH Sole 01 271,106 Amgen Inc COM 031162100 8,762 128,262 SH Sole 01 128,262 Analog Devices Inc CA INSD MUN TR 032654105 1 22 SH Sole 01 22 AngloGold Ashanti ADR SPONSORED ADR 035128206 3,813 80,974 SH Sole 01 80,974 Anheuser- Busch Co COM 035229103 13,684 278,132 SH Sole 01 278,132 Ansys, Inc COM 03662Q105 1,158 26,616 SH Sole 01 26,616 Aon Corporation COM 037389103 9 261 SH Sole 01 261 Apollo Group Inc CL A 037604105 2 58 SH Sole 01 58 Apple Computers COM 037833100 2,003 23,611 SH Sole 01 23,611 Applied Materials CAROLNA GP STK 038222105 1 47 SH Sole 01 47 Aquila, Inc. COM 03840P102 1,000 212,789 SH Sole 01 212,789 Arch Capital Group Ltd Shares ORD G0450A105 2 30 SH Sole 01 30 Archstone- Smith Trust COM 039583109 11,426 196,297 SH Sole 01 196,297 Armor Holdings Inc COM 042260109 134 2,449 SH Sole 01 2,449 Armstrong World Industries Inc. Com 04247X102 3,199 75,474 SH Sole 75,474 ASA Limited COM G3156P103 1,049 16,247 SH Sole 01 16,247 Asia Pacific Fund Closed COM 044901106 7,497 328,827 SH Sole 01 328,827 ASM Lithography Holding Y SHS N07059111 10,744 436,200 SH Sole 01 436,200 AstraZeneca PLC SPONSORED ADR 046353108 108 2,012 SH Sole 01 2,012 AT & T Inc new COM 00206R102 96 2,679 SH Sole 01 2,679 Autoliv Inc. COM 052800109 110 1,824 SH Sole 01 1,824 AvalonBay Communities, Inc. COM 053484101 12,146 93,396 SH Sole 01 93,396 Avery Dennison Corp COM 053611109 3 45 SH Sole 01 45 Avis Budget Group COM 053774105 1 36 SH Sole 01 36 AXA UAP Spons ADR SPONSORED ADR 054536107 11,807 292,752 SH Sole 01 292,752 Banco Bradesco ADR NEW 059460303 1,569 38,879 SH Sole 01 38,879 Bancroft Fund Ltd COM 059695106 1,356 69,540 SH Sole 01 69,540 Bank of America Corp COM 060505104 1,648 30,858 SH Sole 01 30,858 Bausch & Lomb Inc COM 071707103 5,004 96,119 SH Sole 01 96,119 Baxter International Inc. COM 071813109 19,239 414,728 SH Sole 01 414,728 Beazer Homes USA, Inc. COM 07556Q105 94 1,993 SH Sole 01 1,993 Beckman Coulter Inc COM 075811109 4,428 74,050 SH Sole 01 74,050 Becton Dickinson &Co COM 075887109 943 13,440 SH Sole 01 13,440 Bed Bath & Beyond COM 075896100 1 18 SH Sole 01 18 BellSouth Corp COM 079860102 2 51 SH Sole 01 51 Best Buy Company Inc COM 086516101 2 35 SH Sole 01 35
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- BHP Billiton Limited CL A 088606108 1 26 SH Sole 01 26 Biogen Idec COM 09062X103 6 130 SH Sole 01 130 Black Hills Corp COM 092113109 2 45 SH Sole 01 45 Blackrock Fl Ins Muni Inc Tr COM 09250G102 77 5,618 SH Sole 01 5,618 Blackrock Florida Mu ni 2020 Term Trust COM SHS 09250M109 78 5,627 SH Sole 01 5,627 Blackrock Muni NY Intermed Dur Fund DDED 09255F109 955 69,711 SH Sole 01 69,711 Blackrock Muniyld CA Fund Inc DDED 09254M105 1,129 80,906 SH Sole 01 80,906 BLACKROCK NY MUN INCOME TR SH BEN IT INT 09248L106 23 1,270 SH Sole 01 1,270 Blackrock NY Muni In come Trust II COM 09249R102 1,014 68,436 SH Sole 01 68,436 Blount International Inc COM 095180105 2,938 218,284 SH Sole 01 218,284 Boston Properties, Inc. COM 101121101 13,423 119,975 SH Sole 01 119,975 BP PLC CL A 055622104 1 11 SH Sole 01 11 Brandywine Realty Trust SH BEN INT NEW 105368203 140 4,218 SH Sole 01 4,218 Brasil Distr Pao Acu SP ADR COM 20440T201 1 29 SH Sole 01 29 Briggs & Stratton Corp COM 109043109 4,570 169,578 SH Sole 01 169,578 Bristol Myers- Squibb COM 110122108 6 219 SH Sole 01 219 British American Tobacco SPONSORED ADR 110448107 11,902 210,059 SH Sole 01 210,059 Broadcom Corp Cl A CL A 111320107 1,389 42,996 SH Sole 01 42,996 Bronco Drilling Co COM 112211107 3 163 SH Sole 01 163 Brookfield PPTYS COM 112900105 390 9,905 SH Sole 01 9,905 Build-A-Bear Workshop Inc. COM 120076104 81 2,889 SH Sole 01 2,889 C H Robinson Wldwide Inc Com COM 12541W209 4,366 106,785 SH Sole 01 106,785 Cadence Design Sys COM 127387108 4,294 239,777 SH Sole 01 239,777 Camden Property Trust SH BEN INT 133131102 1,681 22,763 SH Sole 01 22,763 Canadian Pacific Railway COM 13645T100 11,684 221,457 SH Sole 01 221,457 Canon Inc ADR ADR 138006309 13,941 246,354 SH Sole 01 246,354 Castle Convertible Fund COM 148443104 839 33,307 SH Sole 01 33,307 CDW Corporation COM 12512N105 979 13,923 SH Sole 01 13,923 Cemex S.A.B De C.V. ORD 151290889 3 102 SH Sole 01 102 Centene Corp Del COM 15135B101 141 5,744 SH Sole 01 5,744 CenterPoint Energy CL A 15189T107 1 63 SH Sole 01 63 Century Aluminum Co COM 156431108 143 3,196 SH Sole 01 3,196 Centurytel Inc COM 156700106 5 109 SH Sole 01 109 CGI Group Inc CL A SUB VTG 39945C109 12,267 1,762,443 SH Sole 01 1,762,443 Check Point Software Tech COM M22465104 0 17 SH Sole 01 17 Chesapeake Energy Corporation CL A 165167107 2 84 SH Sole 01 84 Chicago Mercantile Exchange Holdings CL A 167760107 2,318 4,547 SH Sole 01 4,547 Chico's FAS Inc COM 168615102 884 42,742 SH Sole 01 42,742 China Fund Inc COM 169373107 1,449 42,384 SH Sole 01 42,384 China Life Insurance Co Ltd ADR SPON ADR REP H 16939P106 17,756 351,536 SH Sole 01 351,536
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- China Petroleum and Chemical Corp SPON ADR H SHS 16941R108 7,528 81,263 SH Sole 01 81,263 China Telecom Corp ADR H Shares CL A SUB VTG 169426103 1 18 SH Sole 01 18 Chung HWA Telecom Co Ltd CL B 17133Q205 1 31 SH Sole 01 31 CIGNA Corporation COM 125509109 12,641 96,079 SH Sole 01 96,079 Cisco Systems Inc COM 17275R102 5 179 SH Sole 01 179 CIT Group Inc. COM 125581108 10,930 195,987 SH Sole 01 195,987 Citigroup Inc COM 172967101 13,229 237,507 SH Sole 01 237,507 Clear Channel Communications CL B 184502102 1 22 SH Sole 01 22 Cleveland-Cliffs Inc. COM 185896107 127 2,612 SH Sole 01 2,612 CMS Energy Corp COM 125896100 1,298 77,723 SH Sole 01 77,723 CNOOC Limited SPONSORED ADR 126132109 6,555 69,267 SH Sole 01 69,267 Coca Cola Femsa ADR CL B NEW 191241108 1 28 SH Sole 01 28 Coca-Cola Company COM 191216100 7,131 147,796 SH Sole 01 147,796 Cohen & Steers Sel Utility Fund COM 19248A109 1,637 66,853 SH Sole 01 66,853 Coldwater Creek Inc COM 193068103 1,743 71,090 SH Sole 01 71,090 Colonial BancGroup Inc COM 195493309 4,567 177,431 SH Sole 01 177,431 Comcast Corp Class A CL A 20030N101 26,003 614,291 SH Sole 01 614,291 Commscope Inc COM 203372107 8 274 SH Sole 01 274 Compania Cervecerias Unidas ADR SPONSORED ADR 204429104 6,344 213,615 SH Sole 01 213,615 Compania de Minas Buenaventu ADR B Shs SPONSORED ADR 204448104 5,009 178,514 SH Sole 01 178,514 CompuCredit Corp. COM 20478N100 173 4,343 SH Sole 01 4,343 Computer Sciences COM 205363104 7 130 SH Sole 01 130 Comtech Telecom Corp COM NEW 205826209 7,773 204,183 SH Sole 01 204,183 ConAgra Inc. COM 205887102 14,763 546,763 SH Sole 01 546,763 Connetics Corp. COM 208192104 4 249 SH Sole 01 249 ConocoPhillips COM 20825C104 7 104 SH Sole 01 104 Constellation Energy COM 210371100 326 4,738 SH Sole 01 4,738 Cooper Cameron Corp Convt Bond Convt Bond 216640AE2 6 4,000 SH Sole 01 4,000 Cooper Companies NEW 216648402 3,605 81,018 SH Sole 01 81,018 Costco Wholesale Corp New COM 22160K105 1 13 SH Sole 01 13 Covanta Holdings Corp COM 22282E102 3,838 174,118 SH Sole 01 174,118 Coventry Health Care Inc. COM 222862104 4,477 89,452 SH Sole 01 89,452 CSS Industries Inc. COM 125906107 2,817 79,649 SH Sole 01 79,649 CVS Corporation COM 126650100 10,784 348,874 SH Sole 01 348,874 CYTYC Corp Com 232946103 262 9,262 SH Sole 9,262 Danaher Corporation COM 235851102 19,259 265,860 SH Sole 01 265,860 Deere & Company COM 244199105 7 73 SH Sole 01 73 Deluxe Corporation COM 248019101 10,926 433,574 SH Sole 01 433,574 Dentsply Intl Inc COM 249030107 9,005 301,662 SH Sole 01 301,662 Deutsche Bank AG ORD D18190898 6,779 50,878 SH Sole 01 50,878
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Deutsche Telekom AG COM 251566105 0 24 SH Sole 01 24 Developers Div Rlty COM 251591103 1,107 17,582 SH Sole 01 17,582 Devon Energy Corp COM 25179M103 8,011 119,431 SH Sole 01 119,431 Diageo PLC spon ADR (New) NEW 25243Q205 53 670 SH Sole 01 670 Diamond Offshore Drilling COM 25271C102 12,877 161,089 SH Sole 01 161,089 Diamond Offshore Drilling Inc Conv Conv 25271CAE2 7 4,000 SH Sole 01 4,000 Dillard's Inc. CL A 254067101 1 30 SH Sole 01 30 Disney, Inc. COM DISNEY 254687106 23,319 680,455 SH Sole 01 680,455 Dominion Resources COM 25746U109 1,642 19,587 SH Sole 01 19,587 Doral Financial Corporation COM 25811P100 50 17,552 SH Sole 01 17,552 Dow Chemical Company COM 260543103 4,341 108,800 SH Sole 01 108,800 DPL Inc COM 233293109 1,366 49,185 SH Sole 01 49,185 Dr. Reddy's Labs Ltd ADR 256135203 1,409 77,397 SH Sole 01 77,397 Duke Energy Corp New COM 26441C105 2,546 76,653 SH Sole 01 76,653 Dun & Bradstreet Corp COM 26483E100 1 13 SH Sole 01 13 Dupont De Nemours COM 263534109 16,070 329,920 SH Sole 01 329,920 DWS Global High Inc Fund Inc COM ADDED 23338W104 3,953 446,673 SH Sole 01 446,673 E*Trade Group Inc COM 269246104 7 332 SH Sole 01 332 E.ON AG SPONSORED ADR 268780103 1,607 35,552 SH Sole 01 35,552 East West Bankcorp Inc COM 27579R104 1,017 28,720 SH Sole 01 28,720 Eastman Chemical Co COM 277432100 1,651 27,829 SH Sole 01 27,829 Eastman Kodak Co COM 277461109 3 110 SH Sole 01 110 Eaton Corporation COM 278058102 6,805 90,567 SH Sole 01 90,567 Eaton Vance FL Muni Inc Tr SH BEN INT 27826B100 78 5,472 SH Sole 01 5,472 eBay Inc COM 278642103 8,872 295,041 SH Sole 01 295,041 Edison International COM 281020107 1,480 32,544 SH Sole 01 32,544 EDP Energias de Portugal SASA SPONSORED ADR 268353109 380 7,505 SH Sole 01 7,505 Embraer- Empresa Brasileir SP ADR PFD SHS 29081M102 6,663 160,828 SH Sole 01 160,828 EMC Corporation COM 268648102 6 434 SH Sole 01 434 Emergency Medical Services LP CL A 29100P102 95 4,531 SH Sole 01 4,531 Emerson Electric Co COM 291011104 18 400 SH Sole 01 400 EnCana Corporation COM 292505104 1 23 SH Sole 01 23 Endo Pharmaceuticals Holdings Inc COM 29264F205 6,759 245,053 SH Sole 01 245,053 Enel Sociata Per Azioni ADR 29265W108 716 13,870 SH Sole 01 13,870 ENI S.p.A. SPONSORED ADR 26874R108 65 962 SH Sole 01 962 Entergy Corporation COM 29364G103 12,827 138,936 SH Sole 01 138,936 Equifax Incorporated COM 294429105 18,076 445,232 SH Sole 01 445,232 Equity Residential Property Trust SH BEN INT 29476L107 11,709 230,719 SH Sole 01 230,719 Euronet Worldwide, Inc. COM 298736109 7,891 265,773 SH Sole 01 265,773 Everest Re Group Ltd COM G3223R108 1 15 SH Sole 01 15
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Exelon Corporation COM 30161N101 9,915 160,198 SH Sole 01 160,198 Expeditors Int'l of Washington, Inc. COM 302130109 1,292 31,913 SH Sole 01 31,913 Express Jet Holdings Inc. CL A 30218U108 2,803 346,100 SH Sole 01 346,100 Express Scripts Inc COM 302182100 8,337 116,434 SH Sole 01 116,434 Exxon Mobil Corp COM 30231G102 25,287 329,984 SH Sole 01 329,984 FactSet Research Systems COM 303075105 1,696 30,032 SH Sole 01 30,032 Family Dollar Stores, Inc. COM 307000109 1,943 66,239 SH Sole 01 66,239 Fastenal Company COM 311900104 1,091 30,397 SH Sole 01 30,397 Federal Home Ln Mtg Corp COM 313400301 1 15 SH Sole 01 15 Federal National Mortgage Association COM 313586109 5 80 SH Sole 01 80 Federal Realty Investment Trust SH BEN INT NEW 313747206 129 1,523 SH Sole 01 1,523 FedEx Corporation COM 31428X106 4 40 SH Sole 01 40 Fidelity National Financial Inc. CL A 31620R105 7,738 324,041 SH Sole 01 324,041 Fidelity National Info Services COM 31620M106 1,185 29,554 SH Sole 01 29,554 First American Corp COM 318522307 4,823 118,551 SH Sole 01 118,551 First Data Corp COM 319963104 7,336 287,464 SH Sole 01 287,464 FirstEnergy Corp COM 337932107 659 10,927 SH Sole 01 10,927 Fiserv Inc COM 337738108 11,591 221,124 SH Sole 01 221,124 Ford Motor Company COM 345370860 557 74,198 SH Sole 01 74,198 Fortune Brands Inc COM 349631101 1 9 SH Sole 01 9 FPL Group Inc COM 302571104 1,592 29,252 SH Sole 01 29,252 Freeport McMoran Copper & Gold Stk B CL B 35671D857 12,024 215,748 SH Sole 01 215,748 Fremont General Corp COM 357288109 4,084 251,948 SH Sole 01 251,948 Gannett Company Inc COM 364730101 2 30 SH Sole 01 30 Genentech Inc COM NEW 368710406 2,572 31,700 SH Sole 01 31,700 General Electric Co. COM 369604103 8,910 239,461 SH Sole 01 239,461 General Growth Properties Inc. COM 370021107 8,723 167,017 SH Sole 01 167,017 General Motors Corp COM 370442105 1,453 47,310 SH Sole 01 47,310 Genlyte Group Inc. COM 372302109 926 11,854 SH Sole 01 11,854 Genzyme Corp COM 372917104 1,845 29,964 SH Sole 01 29,964 Gilead Sciences Inc COM 375558103 10,394 160,084 SH Sole 01 160,084 Google Inc Class A CL A 38259P508 3,931 8,537 SH Sole 01 8,537 Grant Prideco, Inc COM 38821G101 6,444 162,035 SH Sole 01 162,035 Greater China Fund Closed End COM 39167B102 11,455 363,880 SH Sole 01 363,880 Grupo Televisa SA DE CV ADR ADR REP ORD 40049J206 1,359 50,319 SH Sole 01 50,319 H&R Block Inc COM 93671105 2 98 SH Sole 01 98 Halliburton Company COM 406216101 5,487 176,711 SH Sole 01 176,711 Harley Davidson Inc COM 412822108 3,539 50,222 SH Sole 01 50,222 Harman Intl Indust COM 413086109 1 6 SH Sole 01 6 Hartford Financial Services Group COM 416515104 1 10 SH Sole 01 10
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Harvest Energy Trust TR UNIT 41752X101 53 2,342 SH Sole 01 2,342 Healthcare Realty Trust Inc COM 421946104 139 3,504 SH Sole 01 3,504 Helen of Troy Limited COM G4388N106 120 4,954 SH Sole 01 4,954 Hercules Offshore Inc COM 427093109 46 1,593 SH Sole 01 1,593 Hewlett- Packard Co COM 428236103 1 17 SH Sole 01 17 Highwoods Properties Inc. COM 431284108 148 3,639 SH Sole 01 3,639 Hilb, Rogal & Hamilton Co COM 431294107 116 2,759 SH Sole 01 2,759 Hillenbrand Industries COM 431573104 4 65 SH Sole 01 65 Hilton Hotel Corp COM 432848109 8,508 243,770 SH Sole 01 243,770 Hitachi Ltd COM 433578507 41 658 SH Sole 01 658 HOLDRs Pharmaceuticals COM 71712A206 7 91 SH Sole 01 91 Home Depot Inc COM 437076102 6,051 150,660 SH Sole 01 150,660 Honda Motor Co Ltd COM 438128308 1 19 SH Sole 01 19 Host Hotels & Resort Inc COM 44107P104 11,194 455,964 SH Sole 01 455,964 Huntington Bancshares COM 446150104 3 144 SH Sole 01 144 Hutchinson Technology COM 448407106 5,075 215,330 SH Sole 01 215,330 IBM COM 459200101 18,931 194,867 SH Sole 01 194,867 ICICI Bank LTD SPONSORED ADR 45104G104 1,279 30,635 SH Sole 01 30,635 IDEARC INC DDED 451663108 0 2 SH Sole 01 2 IDEARC Inc. Com 451663108 1 41 SH Sole 41 Illinois Tool Works COM 452308109 5,837 126,365 SH Sole 01 126,365 Imperial Tobacco Group PLC SPONSORED ADR 453142101 138 1,745 SH Sole 01 1,745 IMS Health Inc COM 449934108 1 30 SH Sole 01 30 IndyMac Bancorp Inc COM 456607100 9,115 201,833 SH Sole 01 201,833 ING Clarion Global Real Estate Inc Fund COM 44982G104 3,779 153,112 SH Sole 01 153,112 ING Groep N.V. SPONSORED ADR 456837103 16,182 366,355 SH Sole 01 366,355 Insured Muni Income Fund COM 45809F104 3,623 272,387 SH Sole 01 272,387 Integrated Device Technology COM 458118106 2 98 SH Sole 01 98 Intel Corp COM 458140100 1 65 SH Sole 01 65 Intercontinental Exchange COM 45865V100 1,694 15,696 SH Sole 01 15,696 International Power PLC SPONSORED ADR 46018M104 778 10,265 SH Sole 01 10,265 Int'l Flavors and Fragrances COM 459506101 10,504 213,667 SH Sole 01 213,667 Intuitive Surgical Inc COM 46120E602 669 6,978 SH Sole 01 6,978 Invest Gr Muni COM 461368102 3,607 262,351 SH Sole 01 262,351 Iron Mountain Inc COM 462846106 731 17,678 SH Sole 01 17,678 IShares Cohen & Streers Realty RLTY 464287564 69 692 SH Sole 01 692 IShares Dow Jones Select Dividend Indx COM 464287168 1,009 14,267 SH Sole 01 14,267 IShares Dow Jones US Utils Sector Index COM 464287697 36 404 SH Sole 01 404 IShares Emerging Market Index Fund Ishares MKT 464287234 275 2,407 SH Sole 01 2,407 IShares Midcap Growth CP GR 464287481 547 5,306 SH Sole 01 5,306
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- IShares Midcap Value COM 464287473 334 2,284 SH Sole 01 2,284 IShares Russell 2000 Index COM 464287655 1,115 14,293 SH Sole 01 14,293 IShares Russell 2000 Value Index COM 464287630 311 3,889 SH Sole 01 3,889 IShares S&P 500 Barra Growth Index TR UNIT 464287309 4,685 72,161 SH Sole 01 72,161 IShares S&P 500 Barra Value Index COM 464287408 2,757 35,862 SH Sole 01 35,862 IShares Silver Trust COM 46428Q109 1,027 7,987 SH Sole 01 7,987 IShares Tr Lehman 1-3 Year Treasury Bd S BD 464287457 149 1,860 SH Sole 01 1,860 IShares TR MSCI EAFE Index Fund TR UNIT 464287465 2,534 34,602 SH Sole 01 34,602 J2 Global Communications COM 46626E205 76 2,775 SH Sole 01 2,775 Jabil Circuit Inc COM 466313103 982 39,992 SH Sole 01 39,992 Jakks Pacific Inc COM 47012E106 4,151 190,071 SH Sole 01 190,071 JF China Region Fund Closed end COM 46614T107 7,387 323,998 SH Sole 01 323,998 John Han PFD Inc FD INT 41013W108 2 79 SH Sole 01 79 Johnson & Johnson COM 478160104 11,738 177,790 SH Sole 01 177,790 Johnson Controls Inc COM 478366107 1 11 SH Sole 01 11 Jones Lang Lasalle Inc COM 48020Q107 3,766 40,860 SH Sole 01 40,860 JP Morgan Chase & Co COM 46625H100 20,951 433,775 SH Sole 01 433,775 Kilroy Realty Corp. COM 49427F108 98 1,250 SH Sole 01 1,250 Kimberly-Clark Corp COM 494368103 5 76 SH Sole 01 76 Kimco Realty Corp. COM 49446R109 0 7 SH Sole 01 7 King Pharmaceuticals COM 495582108 5 283 SH Sole 01 283 KLA-Tencor Corp COM 482480100 1 17 SH Sole 01 17 Knight Transportation COM 499064103 1,388 81,436 SH Sole 01 81,436 Kohl's Corporation COM 500255104 14,780 215,986 SH Sole 01 215,986 Komag Inc COM NEW 500453204 127 3,362 SH Sole 01 3,362 Koninklijke Philips Electronics NEW 500472303 4,108 109,311 SH Sole 01 109,311 Kookmin Bank ADR SPONSORED ADR 50049M109 14,726 182,608 SH Sole 01 182,608 Korea Equity Fund Closed End COM 50063B104 6,387 558,315 SH Sole 01 558,315 Korea Fund Closed End COM 500634100 5,210 152,460 SH Sole 01 152,460 Kraft Foods Inc. CL A 50075N104 78 2,182 SH Sole 01 2,182 L-3 Communications Holdings Inc COM 502424104 6,012 73,514 SH Sole 01 73,514 Laboratory Corp of America COM NEW 50540R409 7,169 97,578 SH Sole 01 97,578 Lafarge ADR COM 505861401 1 15 SH Sole 01 15 Lamson & Sessions Co COM 513696104 152 6,283 SH Sole 01 6,283 Lazard Ltd Shares A SHS A G54050102 1 30 SH Sole 01 30 Lear Corporation COM 521865105 4,466 151,227 SH Sole 01 151,227 Lehman Brothers Holdings COM 524908100 6,838 87,538 SH Sole 01 87,538 Lennar Corp CL A 526057104 8,499 162,000 SH Sole 01 162,000 Liberty Property Trust SH BEN INT 531172104 1,702 34,626 SH Sole 01 34,626 Linear Technology Corp COM 535678106 1 20 SH Sole 01 20
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- Loews Corp Carolina Group CAROLNA GP STK 540424207 5,136 79,357 SH Sole 01 79,357 Lone Star Technologies COM 542312103 66 1,360 SH Sole 01 1,360 Lowe's Companies Inc COM 548661107 6,527 209,522 SH Sole 01 209,522 Macerich Company COM 554382101 104 1,198 SH Sole 01 1,198 Mack-Cali Realty Corp. COM 554489104 6 127 SH Sole 01 127 Magellan Health Svcs Inc COM 559079207 2,164 50,073 SH Sole 01 50,073 Magyar Telekom Tele communications PLC COM 559776109 1 23 SH Sole 01 23 Manpower Inc. COM 56418H100 1 17 SH Sole 01 17 Market Vectors Gold Miners ETF 57060U100 1,035 25,925 SH Sole 01 25,925 Marvell Technology Group ORD G5876H105 3,159 164,604 SH Sole 01 164,604 Mattel Inc COM 577081102 1,072 47,315 SH Sole 01 47,315 Maxim Integrated Products COM 57772K101 1 20 SH Sole 01 20 MBIA Incorporated COM 55262C100 1 11 SH Sole 01 11 MBIA/ Claymore Manage d Duration Muni COM 55266X100 3,530 273,678 SH Sole 01 273,678 McDonalds Corp COM 580135101 24,041 542,312 SH Sole 01 542,312 MDC Holdings Inc COM 552676108 9,032 158,313 SH Sole 01 158,313 Medarex Inc COM 583916101 154 10,417 SH Sole 01 10,417 Medicines Company COM 584688105 165 5,206 SH Sole 01 5,206 Medtronic Inc COM 585055106 17,690 330,591 SH Sole 01 330,591 Mellon Financial Corp COM 58551A108 6,655 157,900 SH Sole 01 157,900 Merck & Co. COM 589331107 88 2,010 SH Sole 01 2,010 Merrill Lynch & Co Inc COM 590188108 7 74 SH Sole 01 74 Methanex Corporation COM 59151K108 8,070 294,836 SH Sole 01 294,836 MGI Pharma Inc COM 552880106 101 5,492 SH Sole 01 5,492 Microchip Technology Inc COM 595017104 1,193 36,494 SH Sole 01 36,494 Micron Technology COM 595112103 8,434 604,133 SH Sole 01 604,133 Microsoft Corp. COM 594918104 9,367 313,701 SH Sole 01 313,701 Mirant Corp Warrants NEW 60467R118 1 87 SH Sole 01 87 Mitsubishi UFJ Fin Group SPONSORED ADR ADDED 606822104 13,940 1,119,644 SH Sole 01 1,119,644 MKS Instruments, Inc COM 55306N104 147 6,496 SH Sole 01 6,496 Mobile Telesystems OJSC COM 607409109 1 16 SH Sole 01 16 Moody's Corporation COM 615369105 1,954 28,301 SH Sole 01 28,301 Morgan Stanley Asia Pacific Fund Clsdend COM 61744U106 5,649 295,584 SH Sole 01 295,584 Morgan Stanley CA Insured Muni Inc CA INSD MUN TR 61745P502 1,147 78,284 SH Sole 01 78,284 Morgan Stanley CA Muni Sec INSD CA MUN 61745P825 1,127 79,082 SH Sole 01 79,082 Morgan Stanley NY Qual Muni Sec N Y QULTY MUN 61745P528 974 70,098 SH Sole 01 70,098 MSCI Japan Index MSCI JAPAN 464286848 11,247 791,518 SH Sole 01 791,518 Multi Fineline Elect ronix Inc COM 62541B101 1 50 SH Sole 01 50 Municipal Advantge Fund COM 626189104 3,714 277,803 SH Sole 01 277,803 National Grid New Transco PLC SPON ADR NEW 636274300 1,409 19,402 SH Sole 01 19,402
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Nationwide Fncl Svcs CL A 638612101 5 97 SH Sole 01 97 Nationwide Health Props COM 638620104 114 3,778 SH Sole 01 3,778 Natl Semiconductor COM 637640103 1 45 SH Sole 01 45 Nektar Therapeutics COM 640268108 113 7,426 SH Sole 01 7,426 Neoware Inc. COM 64065P102 84 6,357 SH Sole 01 6,357 Netgear Inc COM 64111Q104 162 6,167 SH Sole 01 6,167 Network Appliance COM 64120L104 12,180 310,089 SH Sole 01 310,089 Neuberger Berman CA Inter Muni Fund COM 64123C101 1,168 78,853 SH Sole 01 78,853 Neuberger Berman Inc ome Opportunity COM SHS 64126L108 2,615 147,347 SH Sole 01 147,347 Neuberger Berman Rlty Income Fd Inc COM 64126G109 1,762 72,797 SH Sole 01 72,797 Newtek Business Services Inc Com 652526104 291 146,141 SH Sole 146,141 NICE Systems LTD ADR SPONSORED ADR 653656108 3,518 114,279 SH Sole 01 114,279 NII Holdings Inc. Cl B CL B NEW 62913F201 15,219 236,180 SH Sole 01 236,180 Nike, Inc. CL B 654106103 13,273 134,035 SH Sole 01 134,035 Nippon Telephone COM 654624105 1 23 SH Sole 01 23 NiSource Inc COM 65473P105 1 31 SH Sole 01 31 Nissan Motor Ltd ADR SPONSORED ADR 654744408 14,939 615,538 SH Sole 01 615,538 Nokia Corporation SPONSORED ADR 654902204 14,697 723,280 SH Sole 01 723,280 Nortel Networks Corp New ADDED 656568508 8 297 SH Sole 01 297 Novartis AG SPONSORED ADR 66987V109 21,311 371,016 SH Sole 01 371,016 Novo-Nordisk A/S COM 670100205 1 10 SH Sole 01 10 NRG Energy Inc COM NEW 629377508 1,647 29,406 SH Sole 01 29,406 NTT DoCoMo Inc Spons ADR ADR 62942M201 3,375 212,685 SH Sole 01 212,685 Nuveen Fl Qual Inc Muni Tr COM 670978105 75 5,450 SH Sole 01 5,450 Occidental Petroleum Corp COM 674599105 4 83 SH Sole 01 83 OfficeMax Inc COM 67622P101 990 19,942 SH Sole 01 19,942 Old Republic Int'l COM 680223104 1,691 72,621 SH Sole 01 72,621 OMI Corp. COM Y6476W104 128 6,052 SH Sole 01 6,052 Omnicare Inc COM 681904108 3 88 SH Sole 01 88 Oneok Inc COM 682680103 1,994 46,253 SH Sole 01 46,253 Option Care, Inc. COM 683948103 1 105 SH Sole 01 105 Oracle Corporation COM 68389X105 15,541 906,738 SH Sole 01 906,738 O'Reilly Automotive, Inc. COM 686091109 1,338 41,742 SH Sole 01 41,742 Orix Corp SPONSORED ADR 686330101 11,132 75,830 SH Sole 01 75,830 Orthofix Intl N.V. COM N6748L102 121 2,428 SH Sole 01 2,428 Overseas Shipholding Group Inc COM 690368105 13,182 234,137 SH Sole 01 234,137 Owens-Illinois Inc NEW 690768403 4,329 234,629 SH Sole 01 234,629 Pall Corporation COM 696429307 17,398 503,557 SH Sole 01 503,557 Parlux Fragrances Inc COM 701645103 82 14,767 SH Sole 01 14,767 Patterson Cos Inc COM 703395103 671 18,894 SH Sole 01 18,894
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- --------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Pengrowth Enery Tr Units Cl a NEW 706902509 97 5,657 SH Sole 01 5,657 PepsiCo Inc COM 713448108 12,659 202,384 SH Sole 01 202,384 Petroleo Brasileiro SPONSORED ADR 71654V408 7,872 76,436 SH Sole 01 76,436 PetroQuest Energy Inc COM 716748108 150 11,762 SH Sole 01 11,762 Pfizer Inc COM 717081103 21,212 818,999 SH Sole 01 818,999 PG&E Corporation COM 69331C108 2,414 50,999 SH Sole 01 50,999 Phelps Dodge Corp COM 717265102 6 47 SH Sole 01 47 Philippine Long Dist SPONSORED ance Telephone Co ADR 718252604 10,498 205,310 SH Sole 01 205,310 Phillips-Van Heusen Corp COM 718592108 6,444 128,451 SH Sole 01 128,451 Pilgram Pride Corp COM 721467108 5,716 194,229 SH Sole 01 194,229 Pitney Bowes Inc COM 724479100 86 1,864 SH Sole 01 1,864 Plum Creek Timber Co COM 729251108 0 9 SH Sole 01 9 PMI Group Inc COM 69344M101 11,319 239,962 SH Sole 01 239,962 Polaris Inds Inc COM 731068102 4,864 103,874 SH Sole 01 103,874 Pool Corp COM 73278L105 1,349 34,440 SH Sole 01 34,440 Popular, Inc. COM 733174106 4,606 256,619 SH Sole 01 256,619 Portfolio Recovery Associates Inc COM 73640Q105 155 3,328 SH Sole 01 3,328 POSCO ADR COM 693483109 1 18 SH Sole 01 18 PPL Corporation COM 69351T106 1,096 30,592 SH Sole 01 30,592 Price T.Rowe Group Inc COM 74144T108 5,084 116,161 SH Sole 01 116,161 Procter & Gamble Co COM 742718109 8,913 138,679 SH Sole 01 138,679 ProLogis Trust SH BEN INT 743410102 12,396 203,989 SH Sole 01 203,989 Prospect St High Inc Port COM NEW 743586406 2,220 696,074 SH Sole 01 696,074 Provident Energy Tru st TR UNIT 74386K104 105 9,625 SH Sole 01 9,625 Prudential PLC 6.5% Exchg Perp B 6.50% G7293H189 247 9,726 SH Sole 01 9,726 Public Service Ent Group COM 744573106 1,327 19,988 SH Sole 01 19,988 Public Storage Inc COM 74460D109 12,536 128,575 SH Sole 01 128,575 Publicis Groupe S.A. ADR 74463M106 3,112 73,693 SH Sole 01 73,693 Putnam CA Invest Grade Muni Trust SH BEN INT 746446103 1,118 81,163 SH Sole 01 81,163 Putnam Invest Gr Mun Tr COM 746805100 3,489 346,426 SH Sole 01 346,426 Putnam Managed Mun Income Tr COM 746823103 3,661 476,658 SH Sole 01 476,658 Putnam NY Inv Gr Muni Tr SH BEN INT 746921105 985 79,124 SH Sole 01 79,124 Putnam Tax-Free Health Care Fund SH BEN INT 746920107 3,777 286,772 SH Sole 01 286,772 PXRE Group Ltd COM G73018106 3,608 782,646 SH Sole 01 782,646 Qualcomm Inc COM 747525103 9,017 238,613 SH Sole 01 238,613 Quanta Svcs Inc Sub Deb Convt Bond Convt Bond 74762EAC6 6 3,000 SH Sole 01 3,000 Quest Diagnostics Inc COM 74834L100 10,216 192,763 SH Sole 01 192,763 Radian Group Inc COM 750236101 6,124 113,597 SH Sole 01 113,597 Radware Ltd ORD M81873107 3,944 248,229 SH Sole 01 248,229 Realogy Corp Com COM 75605E100 3 91 SH Sole 01 91
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- Red Hat, Inc. COM 756577102 1 47 SH Sole 01 47 Regal-Beloit Corporation COM 758750103 556 10,586 SH Sole 01 10,586 Regency Centers Corp. COM 758849103 376 4,816 SH Sole 01 4,816 Rent-A-Center, Inc. COM 76009N100 4,987 169,010 SH Sole 01 169,010 Republic Services, Inc. COM 760759100 5 127 SH Sole 01 127 Reynolds Amern Inc COM 761713106 1,504 22,969 SH Sole 01 22,969 Rinker Group Limited COM 76687M101 1 16 SH Sole 01 16 Rio Tinto PLC-Gbp SPONSORED ADR 767204100 10,136 47,699 SH Sole 01 47,699 Roper Industries Inc COM 776696106 1,630 32,450 SH Sole 01 32,450 Royal BK of Scotland 6.40% Ser M Pref SP ADR PREF M 780097796 281 11,023 SH Sole 01 11,023 Royal Dutch Shell PLC ADR Cl A DR A 780259206 4 50 SH Sole 01 50 Rudolph Technologies , Inc. COM 781270103 87 5,444 SH Sole 01 5,444 Ruth's Chris Steak House Inc COM 783332109 2 128 SH Sole 01 128 Ryland Group Inc COM 783764103 4,985 91,272 SH Sole 01 91,272 Sabre Holdings Corp CL A 785905100 3 85 SH Sole 01 85 Safenet Inc COM 78645R107 4,622 193,063 SH Sole 01 193,063 Sanderson Farms, Inc COM 800013104 1 36 SH Sole 01 36 SanDisk Corporation COM 80004C101 2 49 SH Sole 01 49 Sanmina Corporation COM 800907107 3,743 1,085,013 SH Sole 01 1,085,013 Sanofi-Aventis Spons ADR SPONSORED ADR 80105N105 11,812 255,830 SH Sole 01 255,830 SAP AG COM 803054204 1 15 SH Sole 01 15 Satyam Computer Svcs ADR ADR 804098101 11,310 471,045 SH Sole 01 471,045 Schawk Inc CL A 806373106 141 7,233 SH Sole 01 7,233 Schlumberger Ltd COM 806857108 1,676 26,532 SH Sole 01 26,532 Scottish Power New PLC ADR 81013T804 871 14,913 SH Sole 01 14,913 Seacor Holdings Inc. COM 811904101 989 9,974 SH Sole 01 9,974 Sealed Air Corp COM 81211K100 20,224 311,519 SH Sole 01 311,519 SEI Investments Co COM 784117103 6 106 SH Sole 01 106 Semco Energy Inc COM 78412D109 165 27,031 SH Sole 01 27,031 Shire PLC COM 82481R106 1 18 SH Sole 01 18 Siemens AG SPONSORED ADR 826197501 5,786 58,714 SH Sole 01 58,714 Sigma Aldrich Corp COM 826552101 20,759 267,095 SH Sole 01 267,095 Simon Ppty Group Inc New COM 828806109 12,403 122,447 SH Sole 01 122,447 Sina Corporation ORD G81477104 7,693 268,055 SH Sole 01 268,055 Singapore Fund Inc COM 82929L109 7,973 506,242 SH Sole 01 506,242 Smith International Inc COM 832110100 1,376 33,506 SH Sole 01 33,506 Smithfield Foods Inc COM 832248108 4,184 163,045 SH Sole 01 163,045 Solectron Corp COM 834182107 2 490 SH Sole 01 490 Sony Corp ADR COM 835699307 0 10 SH Sole 01 10 Southern Company COM 842587107 299 8,101 SH Sole 01 8,101
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Southern Union COM 844030106 175 6,275 SH Sole 01 6,275 St. Paul Travelers Companies, Inc. COM 792860108 1,180 21,980 SH Sole 01 21,980 Stan Furniture COM NEW 854305208 65 3,033 SH Sole 01 3,033 Staples Inc COM 855030102 11,196 419,313 SH Sole 01 419,313 Starbucks Corp COM 855244109 3,258 91,969 SH Sole 01 91,969 Starwood Hotels & Resorts Wldwde New COM 85590A401 105 1,687 SH Sole 01 1,687 State Street Corp COM 857477103 7,014 104,001 SH Sole 01 104,001 Statoil ASA SPONSORED ADR 85771P102 9,489 360,513 SH Sole 01 360,513 Steiner Leisure Lmtd ORD P8744Y102 7,091 155,851 SH Sole 01 155,851 Stericycle, Inc COM 858912108 1,378 18,258 SH Sole 01 18,258 Streettracks Gold Tr GOLD SHS 863307104 947 14,976 SH Sole 01 14,976 Stryker Corporation COM 863667101 12,009 217,907 SH Sole 01 217,907 Superior Industries Intl COM 868168105 4,325 224,457 SH Sole 01 224,457 Supervalue Inc COM 868536103 1,191 33,310 SH Sole 01 33,310 Sybase Inc COM 871130100 2,404 97,319 SH Sole 01 97,319 Symantec Corp COM 871503108 14,399 690,617 SH Sole 01 690,617 Taiwan Semiconductor Mfg Co Ltd Spr ADR SPONSORED ADR 874039100 7,367 673,998 SH Sole 01 673,998 TALX Corporation COM 874918105 132 4,813 SH Sole 01 4,813 Tata Motors Ltd ADR COM 876568502 1 59 SH Sole 01 59 Taubman Centers, Inc. COM 876664103 233 4,584 SH Sole 01 4,584 TD Banknorth Inc COM 87235A101 11,936 369,764 SH Sole 01 369,764 Technical Olympic USA Inc COM 878483106 88 8,639 SH Sole 01 8,639 Technip SA SPONSORED ADR 878546209 9,944 144,941 SH Sole 01 144,941 Tele Norte Leste SPON ADR PFD 879246106 1 53 SH Sole 01 53 Telecom Italia SPA ADR ORD 87927Y102 39 1,286 SH Sole 01 1,286 Telefonica S.A. COM 879382208 1 11 SH Sole 01 11 Telekomunikas Indonesia ADR ADR 715684106 1,662 36,448 SH Sole 01 36,448 Telstra Corporation Ltd. SPONSORED ADR 87969N204 10,773 657,704 SH Sole 01 657,704 Templeton Dragon Fd COM 88018T101 8,324 316,985 SH Sole 01 316,985 Templeton Emerging Mrks Income Fund Inc COM 880192109 9,627 705,262 SH Sole 01 705,262 Tempur Pedic Intl Inc COM 88023U101 97 4,752 SH Sole 01 4,752 Tenaris SA ADR COM 88031M109 2 45 SH Sole 01 45 Teva Pharmaceutical Indus ADR 881624209 9,538 306,878 SH Sole 01 306,878 Texas Instruments COM 882508104 11,455 397,728 SH Sole 01 397,728 The Directv Group Inc COM 25459L106 1 43 SH Sole 01 43 Thor Industries Inc COM 885160101 6,535 148,559 SH Sole 01 148,559 Time Warner Inc. COM 887317105 20,676 949,311 SH Sole 01 949,311 TJX Companies, Inc COM 872540109 6,566 230,212 SH Sole 01 230,212 Tomkins PLC ADR RED ADR 890030208 3,963 204,290 SH Sole 01 204,290 Torchmark Corp COM 891027104 11,666 182,967 SH Sole 01 182,967
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- Toro Company COM 891092108 5,390 115,598 SH Sole 01 115,598 TOTAL Fina S.A. SPONSORED ADR 89151E109 9,688 134,711 SH Sole 01 134,711 Tractor Supply Co. COM 892356106 4 84 SH Sole 01 84 Trend Micro COM 89486M206 202 6,872 SH Sole 01 6,872 Trex Company Inc COM 89531P105 4,221 184,417 SH Sole 01 184,417 Tronox Inc Cl B sh COM 897051207 0 1 SH Sole 01 1 True Religion Appare l Inc COM 89784N104 84 5,457 SH Sole 01 5,457 Turkcell Iletisim Hizmet - ADR SPON ADR 900111204 837 62,528 SH Sole 01 62,528 TXU Corporation COM 873168108 2,067 38,132 SH Sole 01 38,132 Tyco Intl Ltd COM 902124106 21,678 713,083 SH Sole 01 713,083 Tyson Foods, Inc. CL A 902494103 3 207 SH Sole 01 207 UAL Corp. Com 902549807 27 622 SH Sole 622 UBS AG Ordinary Shs ADDED H89231338 11,716 194,194 SH Sole 01 194,194 Unilever PLC SPON ADR 904767704 121 4,365 SH Sole 01 4,365 Unisource Energy Co COM 909205106 71 1,940 SH Sole 01 1,940 United Dominion Realty Trust Inc COM 910197102 98 3,094 SH Sole 01 3,094 United Microelectronics SPONSORED ADR 910873207 7,314 2,095,662 SH Sole 01 2,095,662 United Parcel Svc CL B 911312106 5,948 79,332 SH Sole 01 79,332 United Technologies COM 913017109 3,317 53,055 SH Sole 01 53,055 United Utilities PLC ADR SPONSORED ADR 91311Q105 313 10,203 SH Sole 01 10,203 UnitedHealth Group COM 91324P102 8,664 161,257 SH Sole 01 161,257 Univision Communicat CL A 914906102 10,808 305,147 SH Sole 01 305,147 UNUMProvident Corp COM 91529Y106 1 40 SH Sole 01 40 US Bancorp (New) COM NEW 902973304 13,712 378,894 SH Sole 01 378,894 UST Inc. COM 902911106 1,753 30,125 SH Sole 01 30,125 Van Kampen Inv Grade NY Muni COM 920931102 959 62,054 SH Sole 01 62,054 Van Kampen Trust for Inv FL Muni COM 920932100 79 5,268 SH Sole 01 5,268 Van Kampen Trust for Investm. Grade Muni COM 920929106 3,610 234,107 SH Sole 01 234,107 Varian Medical Systems COM 92220P105 2,169 45,600 SH Sole 01 45,600 VCA Antech Inc. COM 918194101 1,253 38,925 SH Sole 01 38,925 Veolia Envirnment SPONSORED ADR 92334N103 14,032 186,452 SH Sole 01 186,452 Verizon Communications COM 92343V104 3 81 SH Sole 01 81 VERIZON COMMUNICATIONS INC Com 92343V104 31 832 SH Sole 832 VF Corporation COM 918204108 14,927 181,854 SH Sole 01 181,854 Vodafone Group NEW PLC Spons ADR ADDED 92857W209 17,095 615,373 SH Sole 01 615,373 Vornado Realty Trust SH BEN INT 929042109 11,852 97,546 SH Sole 01 97,546 Vulcan Materials Co COM 929160109 4 41 SH Sole 01 41 W Holding Co. Inc COM 929251106 3,316 556,406 SH Sole 01 556,406 Wachovia Corporation 2nd COM 929903102 5 80 SH Sole 01 80 Walgreen Company COM 931422109 1,506 32,809 SH Sole 01 32,809
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Walmart COM 931142103 9,222 199,695 SH Sole 01 199,695 Washington Mutual COM 939322103 1,003 22,058 SH Sole 01 22,058 Watson Pharmaceutic COM 942683103 4 138 SH Sole 01 138 Wellpoint Inc COM 94973V107 4 50 SH Sole 01 50 Wells Fargo & Co New COM 949746101 2,738 76,990 SH Sole 01 76,990 WESCO International Inc COM 95082P105 137 2,325 SH Sole 01 2,325 Western Asset Emerg Mkts Floating Rt Fd ADDED 95766C107 6,373 464,481 SH Sole 01 464,481 Western Assets Emrg Mkts Debt Fund ADDED 95766A101 11,280 633,016 SH Sole 01 633,016 Western Assets Emrg Mkts Inc Fd II ADDED 95766E103 11,773 914,768 SH Sole 01 914,768 Western Refining Inc COM 959319104 1,568 61,603 SH Sole 01 61,603 Western Union Corp ADDED 959802109 35 1,572 SH Sole 01 1,572 Whirlpool Corp COM 963320106 1 10 SH Sole 01 10 Williams Companies COM 969457100 11,394 436,199 SH Sole 01 436,199 Winnebago Industries COM 974637100 1 33 SH Sole 01 33 WPP Group SPON ADR 0905 ADDED 929309409 15,895 234,513 SH Sole 01 234,513 Wrigley Wm. Jr. Co COM 982526105 7,247 140,115 SH Sole 01 140,115 Wyndham Worldwide Corp Com COM 98310W108 5 143 SH Sole 01 143 Xcel Energy Inc COM 98389B100 5 198 SH Sole 01 198 XTO Energy Inc. COM 98385X106 2 35 SH Sole 01 35 Yahoo! Inc COM 984332106 7,891 308,955 SH Sole 01 308,955 Youbet.com Inc COM 987413101 85 23,108 SH Sole 01 23,108 Yum Brands Inc COM 988498101 20,235 344,125 SH Sole 01 344,125 Zenith National Insurance COM 989390109 3,739 79,716 SH Sole 01 79,716 Zimmer Holdings Inc COM 98956P102 1,042 13,292 SH Sole 01 13,292 Zoran Corporation COM 98975F101 99 6,819 SH Sole 01 6,819