UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Genworth Financial, Inc. Address: 6620 West Broad Street Richmond, Virginia 23230 Form 13F File Number: 28-11523 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Patricia Merrill Title: Senior Counsel Phone: (804) 662-2711 Signature, Place, and Date of Signing: /s/ Patricia Merrill Richmond, VA November 1, 2006 - -------------------------- -------------------------- ----------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 570 lines Form 13F Information Table Value Total: 2,126,077 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ----------------------------------------------------- 01 28-11546 Genworth Financial Asset Management, Inc. (Formerly known as GE Private Asset Management, Inc.) FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- 3M Company COM 88579Y101 11,117 149,381 SH Sole 01 149,381 40/86 Strategic Income Fund SH BEN INT 349739102 2,099 218,421 SH Sole 01 218,421 ABB Ltd ADR SPONSORED ADR 000375204 10,429 791,295 SH Sole 01 791,295 Abbey National Ser B ADR PRF B7.375 002920700 347 13,229 SH Sole 01 13,229 Abbott Laboratories COM 002824100 4 77 SH Sole 01 77 Abraxis Bioscience Inc COM 00383E106 278 10,011 SH Sole 01 10,011 Accredited Home Lenders Hold Co COM 00437P107 157 4,363 SH Sole 01 4,363 Ace Ltd Ord Shs COM G0070K103 1 16 SH Sole 01 16 ADC Telecommunication Inc NEW 000886309 0 14 SH Sole 01 14 Advanced Micro Devices ADR 007903107 4 151 SH Sole 01 151 Advantage Energy Inc Fd Tr Unit TR UNIT 00762L101 50 4,090 SH Sole 01 4,090 AES Corporation COM 00130H105 12,816 628,524 SH Sole 01 628,524 Affiliated Computer Svcs Inc Cl A CL A 008190100 5,042 97,220 SH Sole 01 97,220 Affiliated Managers Group COM 008252108 7,159 71,514 SH Sole 01 71,514 Aflac Inc COM 001055102 30,092 657,601 SH Sole 01 657,601 AGCO Corporation ADR 001084102 2 66 SH Sole 01 66 Agere Systems Inc COM 00845V308 0 4 SH Sole 01 4 Agilent Technologies COM 00846U101 7,165 219,166 SH Sole 01 219,166 AGL Resources Inc COM 001204106 1,100 30,137 SH Sole 01 30,137 Airgas Inc. COM 009363102 2,555 70,628 SH Sole 01 70,628 Akzo Nobel NV SPONSORED ADR 010199305 5,588 90,869 SH Sole 01 90,869 Alcan Aluminum Ltd ADR 013716105 0 8 SH Sole 01 8 Alcatel Alsthom SA SPONSORED ADR 013904305 2,624 215,454 SH Sole 01 215,454 Allegheny Tech New COM 01741R102 0 6 SH Sole 01 6 Allergan Inc COM 018490102 1,941 17,239 SH Sole 01 17,239 Allianz AG ADR 018805101 1 54 SH Sole 01 54 Allstate Corporation COM 020002101 6,499 103,605 SH Sole 01 103,605 Alltel Corporation COM 020039103 4 66 SH Sole 01 66 Altera Corp ADR NEW 021441100 1 43 SH Sole 01 43 Altria Group Inc COM 02209S103 19,474 254,393 SH Sole 01 254,393 AMB Property Corp. COM 00163T109 554 10,053 SH Sole 01 10,053 AMBAC Financial Group COM 023139108 10,037 121,295 SH Sole 01 121,295 Amcor Limited ADR NEW 02341R302 5 217 SH Sole 01 217 Amdocs Limited ORD G02602103 336 8,477 SH Sole 01 8,477
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Amer Coml Lines Inc COM 025195207 4,818 81,035 SH Sole 01 81,035 Amer International Group Inc COM 026874107 22,085 333,313 SH Sole 01 333,313 American Capital Strategies Ltd COM 024937104 11,037 279,631 SH Sole 01 279,631 American Equity Inv Life Holding Co COM 025676206 179 14,603 SH Sole 01 14,603 American Express Co COM 025816109 17,737 316,274 SH Sole 01 316,274 Ameriprise Financial Inc COM 03076C106 11,691 249,273 SH Sole 01 249,273 Amgen Inc COM 031162100 8,595 120,163 SH Sole 01 120,163 Anadarko Petroleum COM 032511107 2 47 SH Sole 01 47 Analog Devices Inc CA INSD MUN TR 032654105 1 22 SH Sole 01 22 AngloGold Ashanti ADR SPONSORED ADR 035128206 3,485 92,348 SH Sole 01 92,348 Anheuser- Busch Co COM 035229103 12,129 255,304 SH Sole 01 255,304 Ansys, Inc COM 03662Q105 1,187 26,871 SH Sole 01 26,871 Aon Corporation COM 037389103 4,101 121,069 SH Sole 01 121,069 Apollo Group Inc CL A 037604105 1,788 36,305 SH Sole 01 36,305 Apple Computers COM 037833100 1,892 24,580 SH Sole 01 24,580 Applied Materials CAROLNA GP STK 038222105 3 147 SH Sole 01 147 Aquila, Inc. COM 03840P102 277 64,084 SH Sole 01 64,084 Arch Capital Group Ltd Shares ORD G0450A105 2 30 SH Sole 01 30 Archstone- Smith Trust COM 039583109 11,579 212,694 SH Sole 01 212,694 Arkansas Best Corp Del COM 040790107 0 6 SH Sole 01 6 Armor Holdings Inc COM 042260109 323 5,633 SH Sole 01 5,633 ASA Limited COM G3156P103 1,849 32,445 SH Sole 01 32,445 Asia Pacific Fund Closed COM 044901106 5,448 273,793 SH Sole 01 273,793 ASM Lithography Holding Y SHS N07059111 9,095 390,669 SH Sole 01 390,669 AstraZeneca PLC SPONSORED ADR 046353108 102 1,631 SH Sole 01 1,631 AT & T Inc new COM 00206R102 63 1,932 SH Sole 01 1,932 Autoliv Inc. COM 052800109 86 1,552 SH Sole 01 1,552 Automatic Data Proc COM 053015103 4 88 SH Sole 01 88 AvalonBay Communities, Inc. COM 053484101 12,232 101,591 SH Sole 01 101,591 Avaya Inc COM 053499109 0 6 SH Sole 01 6 Avista Corporation CL A 05379B107 0 11 SH Sole 01 11 AXA UAP Spons ADR SPONSORED ADR 054536107 9,669 261,949 SH Sole 01 261,949 Bancroft Fund Ltd COM 059695106 1,241 65,361 SH Sole 01 65,361 Bank of America Corp COM 060505104 9,695 180,976 SH Sole 01 180,976 Baxter International Inc. COM 071813109 17,076 375,616 SH Sole 01 375,616 Beazer Homes USA, Inc. COM 07556Q105 103 2,635 SH Sole 01 2,635 Bed Bath & Beyond COM 075896100 1 18 SH Sole 01 18 Belden CDT Inc COM 077454106 5,833 152,568 SH Sole 01 152,568 BellSouth Corp COM 079860102 2 51 SH Sole 01 51 BHP Billiton Limited CL A 088606108 1 26 SH Sole 01 26
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- Biogen Idec COM 09062X103 4,837 108,263 SH Sole 01 108,263 Black Hills Corp COM 092113109 2,715 80,777 SH Sole 01 80,777 Blackrock Fl Ins Muni Inc Tr COM 09250G102 79 5,616 SH Sole 01 5,616 Blackrock Florida Muni 2020 Term Trust COM SHS 09250M109 81 5,624 SH Sole 01 5,624 Blackrock NY Muni In come Trust II COM 09249R102 954 66,332 SH Sole 01 66,332 Boston Properties, Inc. COM 101121101 13,718 132,751 SH Sole 01 132,751 Boyd Gaming Corp CL A 103304101 4 113 SH Sole 01 113 BP PLC CL A 055622104 17 262 SH Sole 01 262 Brandywine Realty Trust SH BEN INT NEW 105368203 822 25,248 SH Sole 01 25,248 Brasil Distr Pao Acu SP ADR COM 20440T201 1 29 SH Sole 01 29 Bristol Myers- Squibb COM 110122108 2,975 119,387 SH Sole 01 119,387 British American Tobacco SPONSORED ADR 110448107 10,353 189,229 SH Sole 01 189,229 Bronco Drilling Co COM 112211107 81 4,613 SH Sole 01 4,613 Brookfield PPTYS COM 112900105 2,425 68,665 SH Sole 01 68,665 C H Robinson Wldwide Inc Com COM 12541W209 5,505 123,489 SH Sole 01 123,489 Cadence Design Sys COM 127387108 3,412 201,164 SH Sole 01 201,164 Camden Property Trust SH BEN INT 133131102 2,259 29,716 SH Sole 01 29,716 Canadian Natural Res Ltd COM 136385101 2 33 SH Sole 01 33 Canadian Pacific Railway COM 13645T100 13,001 261,385 SH Sole 01 261,385 Canon Inc ADR ADR 138006309 14,312 273,698 SH Sole 01 273,698 Caremark Rx Inc. COM 141705103 15 263 SH Sole 01 263 Carpenter Technology Corporation COM 144285103 390 3,623 SH Sole 01 3,623 Castle Convertible Fund COM 148443104 716 29,953 SH Sole 01 29,953 Cemex S.A.B De C.V. ORD 151290889 3 102 SH Sole 01 102 Centene Corp Del COM 15135B101 108 6,561 SH Sole 01 6,561 CenterPoint Energy CL A 15189T107 1 63 SH Sole 01 63 Century Aluminum Co COM 156431108 103 3,075 SH Sole 01 3,075 Centurytel Inc COM 156700106 3,588 90,455 SH Sole 01 90,455 CGI Group Inc CL A SUB VTG 39945C109 11,277 1,721,688 SH Sole 01 1,721,688 Charming Shoppes Inc CL A 161133103 3 242 SH Sole 01 242 Check Point Software Tech COM M22465104 0 17 SH Sole 01 17 Chesapeake Energy Corporation CL A 165167107 2 84 SH Sole 01 84 Chicago Mercantile Exchange Holdings CL A 167760107 2,336 4,884 SH Sole 01 4,884 Chico's FAS Inc COM 168615102 834 38,751 SH Sole 01 38,751 China Fund Inc COM 169373107 922 31,712 SH Sole 01 31,712 China Life Insurance Co Ltd ADR SPON ADR REP H 16939P106 9,513 121,715 SH Sole 01 121,715 China Petroleum and Chemical Corp SPON ADR H SHS 16941R108 4,634 74,835 SH Sole 01 74,835 China Telecom Corp ADR H Shares CL A SUB VTG 169426103 1 18 SH Sole 01 18 Chung HWA Telecom Co Ltd CL B 17133Q205 1 31 SH Sole 01 31 CIGNA Corporation COM 125509109 14,171 121,831 SH Sole 01 121,831
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Cisco Systems Inc COM 17275R102 10 421 SH Sole 01 421 CIT Group Inc. COM 125581108 8,322 171,135 SH Sole 01 171,135 Citigroup Inc COM 172967101 8,194 164,971 SH Sole 01 164,971 Citrix Systems Inc COM 177376100 7 190 SH Sole 01 190 Clear Channel Communications CL B 184502102 1 22 SH Sole 01 22 CMS Energy Corp COM 125896100 994 68,858 SH Sole 01 68,858 CNOOC Limited SPONSORED ADR 126132109 5,318 63,849 SH Sole 01 63,849 Coach, Inc COM 189754104 8 220 SH Sole 01 220 Coca Cola Femsa ADR CL B NEW 191241108 1 28 SH Sole 01 28 Coca-Cola Company COM 191216100 5,711 127,809 SH Sole 01 127,809 Cohen & Steers Sel Utility Fund COM 19248A109 1,430 64,060 SH Sole 01 64,060 Coldwater Creek Inc COM 193068103 2,010 69,889 SH Sole 01 69,889 Colonial BancGroup Inc COM 195493309 4,487 183,128 SH Sole 01 183,128 Comcast Corp Class A CL A 20030N101 24,388 660,932 SH Sole 01 660,932 Commercial Vehicle Group Inc COM 202608105 81 4,215 SH Sole 01 4,215 Commscope Inc COM 203372107 1,306 39,730 SH Sole 01 39,730 Compania Cervecerias Unidas ADR SPONSORED ADR 204429104 5,117 194,352 SH Sole 01 194,352 Compania de Minas Buenaventu ADR B Shs SPONSORED ADR 204448104 4,435 164,246 SH Sole 01 164,246 CompuCredit Corp. COM 20478N100 115 3,796 SH Sole 01 3,796 Computer Sciences COM 205363104 3,243 66,014 SH Sole 01 66,014 Comtech Telecom Corp COM NEW 205826209 6,296 188,044 SH Sole 01 188,044 ConAgra Inc. COM 205887102 12,305 502,647 SH Sole 01 502,647 Connetics Corp. COM 208192104 73 6,707 SH Sole 01 6,707 Constellation Energy COM 210371100 1,103 18,633 SH Sole 01 18,633 Cooper Cameron Corp Convt Bond Convt Bond 216640AE2 6 4,000 SH Sole 01 4,000 Corning Incorporated COM 219350105 4 176 SH Sole 01 176 Costco Wholesale Corp New COM 22160K105 1 13 SH Sole 01 13 Coventry Health Care Inc. COM 222862104 4,281 83,088 SH Sole 01 83,088 Credence Systems Cor COM 225302108 0 50 SH Sole 01 50 CV Therapeutics, Inc. COM 126667104 48 4,305 SH Sole 01 4,305 CVS Corporation COM 126650100 10,349 322,188 SH Sole 01 322,188 CYTYC Corp Com 232946103 227 9,262 SH Sole 9,262 Danaher Corporation COM 235851102 17,004 247,619 SH Sole 01 247,619 Deckers Outdoor Corp COM 243537107 13 268 SH Sole 01 268 Deluxe Corporation COM 248019101 3,884 227,158 SH Sole 01 227,158 Dentsply Intl Inc COM 249030107 10,443 346,814 SH Sole 01 346,814 Deutsche Bank AG ORD D18190898 5,961 49,389 SH Sole 01 49,389 Deutsche Telekom AG COM 251566105 0 24 SH Sole 01 24 Developers Div Rlty COM 251591103 2,352 42,175 SH Sole 01 42,175 Diamond Offshore Drilling COM 25271C102 11,040 152,543 SH Sole 01 152,543
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Diamond Offshore Drilling Inc Conv Conv 25271CAE2 6 4,000 SH Sole 01 4,000 Disney, Inc. COM DISNEY 254687106 19,380 626,971 SH Sole 01 626,971 Dominion Resources COM 25746U109 1,396 18,246 SH Sole 01 18,246 Doral Financial Corporation COM 25811P100 133 20,111 SH Sole 01 20,111 Dow Chemical Company COM 260543103 4,653 119,374 SH Sole 01 119,374 DPL Inc COM 233293109 347 12,802 SH Sole 01 12,802 Duke Energy Corp New COM 26441C105 1,583 52,406 SH Sole 01 52,406 Dun & Bradstreet Corp COM 26483E100 1 13 SH Sole 01 13 Dupont De Nemours COM 263534109 13,607 317,626 SH Sole 01 317,626 DWS Global High Inc Fund Inc COM ADDED 23338W104 4,606 552,956 SH Sole 01 552,956 E*Trade Group Inc COM 269246104 11,469 479,453 SH Sole 01 479,453 E.ON AG SPONSORED ADR 268780103 1,476 37,198 SH Sole 01 37,198 East West Bankcorp Inc COM 27579R104 1,207 30,478 SH Sole 01 30,478 Eastman Chemical Co COM 277432100 1,168 21,613 SH Sole 01 21,613 Eastman Kodak Co COM 277461109 2,034 90,798 SH Sole 01 90,798 Eaton Corporation COM 278058102 5,713 82,973 SH Sole 01 82,973 Eaton Vance FL Muni Inc Tr SH BEN INT 27826B100 77 5,470 SH Sole 01 5,470 eBay Inc COM 278642103 8,386 295,682 SH Sole 01 295,682 Eclipsys Corporation COM 278856109 7 414 SH Sole 01 414 Edison International COM 281020107 1,289 30,967 SH Sole 01 30,967 EDP Energias de Portugal SASA SPONSORED ADR 268353109 295 6,824 SH Sole 01 6,824 Embraer- Empresa Brasileir SP ADR PFD SHS 29081M102 5,689 144,865 SH Sole 01 144,865 EMC Corporation COM 268648102 4,299 358,882 SH Sole 01 358,882 Emergency Medical Services LP CL A 29100P102 26 1,615 SH Sole 01 1,615 Emerson Electric Co COM 291011104 22 258 SH Sole 01 258 EnCana Corporation COM 292505104 1 23 SH Sole 01 23 Endo Pharmaceuticals Holdings Inc COM 29264F205 7,424 228,076 SH Sole 01 228,076 Enel Sociata Per Azioni ADR 29265W108 583 12,776 SH Sole 01 12,776 ENI S.p.A. SPONSORED ADR 26874R108 45 759 SH Sole 01 759 Entergy Corporation COM 29364G103 11,164 142,709 SH Sole 01 142,709 Equifax Incorporated COM 294429105 15,029 409,399 SH Sole 01 409,399 Equity Residential Property Trust SH BEN INT 29476L107 11,979 236,842 SH Sole 01 236,842 Euronet Worldwide, Inc. COM 298736109 5,250 213,869 SH Sole 01 213,869 Everest Re Group Ltd COM G3223R108 1 15 SH Sole 01 15 Exelon Corporation COM 30161N101 2,913 48,117 SH Sole 01 48,117 Expeditors Int'l of Washington, Inc. COM 302130109 1,440 32,312 SH Sole 01 32,312 Express Scripts Inc COM 302182100 8,526 113,007 SH Sole 01 113,007 Exxon Mobil Corp COM 30231G102 29,166 434,665 SH Sole 01 434,665 FactSet Research Systems COM 303075105 1,456 29,980 SH Sole 01 29,980 Fastenal Company COM 311900104 1,169 30,294 SH Sole 01 30,294
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Federal National Mortgage Association COM 313586109 1 10 SH Sole 01 10 Federal Realty Investment Trust SH BEN INT NEW 313747206 763 10,268 SH Sole 01 10,268 Fidelity National Financial COM 316326107 11,125 267,114 SH Sole 01 267,114 First Data Corp COM 319963104 4,086 97,291 SH Sole 01 97,291 FirstEnergy Corp COM 337932107 634 11,348 SH Sole 01 11,348 Fiserv Inc COM 337738108 9,581 203,458 SH Sole 01 203,458 Ford Motor Company COM 345370860 1,262 156,028 SH Sole 01 156,028 Fortune Brands Inc COM 349631101 1 9 SH Sole 01 9 FPL Group Inc COM 302571104 1,196 26,586 SH Sole 01 26,586 Freeport McMoran Copper & Gold Stk B CL B 35671D857 11,275 211,697 SH Sole 01 211,697 Freescale Semicnd Inc Class B CL B 35687M206 1 22 SH Sole 01 22 Fremont General Corp COM 357288109 3,344 239,041 SH Sole 01 239,041 Genentech Inc COM NEW 368710406 2,800 33,860 SH Sole 01 33,860 General Electric Co. COM 369604103 13 370 SH Sole 01 370 General Growth Properties Inc. COM 370021107 7,634 160,210 SH Sole 01 160,210 General Motors Corp COM 370442105 1,253 37,667 SH Sole 01 37,667 Genlyte Group Inc. COM 372302109 2,938 41,266 SH Sole 01 41,266 Genzyme Corp COM 372917104 2,177 32,261 SH Sole 01 32,261 Gilead Sciences Inc COM 375558103 10,136 147,388 SH Sole 01 147,388 Golden West Financial COM 381317106 6,048 78,287 SH Sole 01 78,287 Google Inc Class A CL A 38259P508 3,896 9,693 SH Sole 01 9,693 Grant Prideco, Inc COM 38821G101 5,783 152,061 SH Sole 01 152,061 Greater China Fund Closed End COM 39167B102 5,803 306,069 SH Sole 01 306,069 Grupo Televisa SA DE CV ADR ADR REP ORD 40049J206 1,456 68,490 SH Sole 01 68,490 H&R Block Inc COM 093671105 1,288 59,257 SH Sole 01 59,257 Halliburton Company COM 406216101 5,727 201,293 SH Sole 01 201,293 Harley Davidson Inc COM 412822108 5,030 80,153 SH Sole 01 80,153 Harman Intl Indust COM 413086109 1 6 SH Sole 01 6 Hartford Financial Services Group COM 416515104 1 10 SH Sole 01 10 Harvest Energy Trust TR UNIT 41752X101 48 1,754 SH Sole 01 1,754 Healthcare Realty Trust Inc COM 421946104 870 22,639 SH Sole 01 22,639 Helen of Troy Limited COM G4388N106 132 7,512 SH Sole 01 7,512 Hewlett- Packard Co COM 428236103 6 177 SH Sole 01 177 Highwoods Properties Inc. COM 431284108 847 22,754 SH Sole 01 22,754 Hilb, Rogal & Hamilton Co COM 431294107 179 4,191 SH Sole 01 4,191 Hillenbrand Industries COM 431573104 3,038 53,325 SH Sole 01 53,325 Hilton Hotel Corp COM 432848109 2,261 81,182 SH Sole 01 81,182 Hitachi Ltd COM 433578507 30 519 SH Sole 01 519 Home Depot Inc COM 437076102 10,765 296,807 SH Sole 01 296,807 Honda Motor Co Ltd COM 438128308 1 19 SH Sole 01 19
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Host Hotels & Resort Inc COM 44107P104 11,180 487,574 SH Sole 01 487,574 Hubbell Inc CL B 443510201 5,187 108,278 SH Sole 01 108,278 Huntington Bancshares COM 446150104 2,884 120,510 SH Sole 01 120,510 Hutchinson Technology COM 448407106 4,262 202,563 SH Sole 01 202,563 IBM COM 459200101 15,167 185,097 SH Sole 01 185,097 ICICI Bank LTD SPONSORED ADR 45104G104 1,531 49,858 SH Sole 01 49,858 Illinois Tool Works COM 452308109 5,767 128,442 SH Sole 01 128,442 Imation Corp COM 45245A107 575 14,332 SH Sole 01 14,332 Imperial Tobacco Group PLC SPONSORED ADR 453142101 157 2,339 SH Sole 01 2,339 IMS Health Inc COM 449934108 1 30 SH Sole 01 30 IndyMac Bancorp Inc COM 456607100 7,412 180,068 SH Sole 01 180,068 ING Clarion Global Real Estate Inc Fund COM 44982G104 7,562 370,669 SH Sole 01 370,669 ING Groep N.V. SPONSORED ADR 456837103 14,698 334,188 SH Sole 01 334,188 Insured Muni Income Fund COM 45809F104 2,926 225,636 SH Sole 01 225,636 Integrated Device Technology COM 458118106 2 98 SH Sole 01 98 Intel Corp COM 458140100 1 65 SH Sole 01 65 Intercontinental Exchange COM 45865V100 1,258 16,755 SH Sole 01 16,755 International Power PLC SPONSORED ADR 46018M104 548 9,240 SH Sole 01 9,240 Int'l Flavors and Fragrances COM 459506101 7,377 186,570 SH Sole 01 186,570 Intuitive Surgical Inc COM 46120E602 827 7,839 SH Sole 01 7,839 Invest Gr Muni COM 461368102 3,154 226,093 SH Sole 01 226,093 Iron Mountain Inc COM 462846106 810 18,869 SH Sole 01 18,869 IShares Cohen & Streers Realty RLTY 464287564 4 42 SH Sole 01 42 IShares Dow Jones Select Dividend Indx COM 464287168 10 153 SH Sole 01 153 IShares Dow Jones US Utils Sector Index COM 464287697 1 16 SH Sole 01 16 IShares Midcap Growth CP GR 464287481 2 24 SH Sole 01 24 IShares Midcap Value COM 464287473 3 23 SH Sole 01 23 IShares MSCI Japan Index MSCI JAPAN 464286848 9,415 695,326 SH Sole 01 695,326 IShares Russell 2000 Index COM 464287655 10 132 SH Sole 01 132 IShares Russell 2000 Value Index COM 464287630 15 198 SH Sole 01 198 IShares S&P 500 Barra Growth Index TR UNIT 464287309 36 578 SH Sole 01 578 IShares S&P 500 Barra Value Index COM 464287408 58 808 SH Sole 01 808 IShares Silver Trust COM 46428Q109 1,901 16,603 SH Sole 01 16,603 IShares TR MSCI EAFE Index Fund TR UNIT 464287465 29 435 SH Sole 01 435 J2 Global Communications COM 46626E205 87 3,206 SH Sole 01 3,206 Jabil Circuit Inc COM 466313103 1,227 42,964 SH Sole 01 42,964 Jakks Pacific Inc COM 47012E106 98 5,495 SH Sole 01 5,495 JDS Uniphase Corp COM 46612J101 0 100 SH Sole 01 100 JF China Region Fund Closed end COM 46614T107 4,596 275,184 SH Sole 01 275,184 John Hancock Patriot Select Div'd Trust COM 41013U102 3 223 SH Sole 01 223
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- Johnson & Johnson COM 478160104 14,507 223,385 SH Sole 01 223,385 Johnson Controls Inc COM 478366107 1 11 SH Sole 01 11 JP Morgan Chase & Co COM 46625H100 18,738 399,031 SH Sole 01 399,031 Kilroy Realty Corp. COM 49427F108 434 5,762 SH Sole 01 5,762 Kimberly-Clark Corp COM 494368103 1 11 SH Sole 01 11 King Pharmaceuticals COM 495582108 3,997 234,706 SH Sole 01 234,706 KLA-Tencor Corp COM 482480100 1 17 SH Sole 01 17 Knight Transportation COM 499064103 1,394 82,215 SH Sole 01 82,215 Kohl's Corporation COM 500255104 13,002 200,271 SH Sole 01 200,271 Komag Inc COM NEW 500453204 108 3,374 SH Sole 01 3,374 Koninklijke Philips Electronics NEW 500472303 2,678 76,490 SH Sole 01 76,490 Kookmin Bank ADR SPONSORED ADR 50049M109 13,217 169,385 SH Sole 01 169,385 Korea Equity Fund Closed End COM 50063B104 4,856 466,891 SH Sole 01 466,891 Korea Fund Closed End COM 500634100 4,838 129,284 SH Sole 01 129,284 Kraft Foods Inc. CL A 50075N104 39 1,097 SH Sole 01 1,097 L-3 Communications Holdings Inc COM 502424104 5,296 67,615 SH Sole 01 67,615 Laboratory Corp of America COM NEW 50540R409 5,865 89,443 SH Sole 01 89,443 Lafarge ADR COM 505861401 0 15 SH Sole 01 15 Lamson & Sessions Co COM 513696104 174 7,296 SH Sole 01 7,296 Lazard Ltd Shares A SHS A G54050102 1 30 SH Sole 01 30 Lehman Brothers Holdings COM 524908100 7,115 96,331 SH Sole 01 96,331 Lennar Corp CL A 526057104 6,649 146,932 SH Sole 01 146,932 LG Philips LCD Co SPONS ADR REP 50186V102 11 669 SH Sole 01 669 Liberty Property Trust SH BEN INT 531172104 2,477 51,833 SH Sole 01 51,833 Lincoln National Corp COM 534187109 4 66 SH Sole 01 66 Linear Technology Corp COM 535678106 1 20 SH Sole 01 20 Lockheed Martin Corp COM 539830109 237 2,755 SH Sole 01 2,755 Loews Corp Carolina Group CAROLNA GP STK 540424207 3,740 67,515 SH Sole 01 67,515 Lone Star Technologies COM 542312103 75 1,549 SH Sole 01 1,549 Lowe's Companies Inc COM 548661107 7,485 266,734 SH Sole 01 266,734 LSI Logic Corp COM 502161102 1 100 SH Sole 01 100 Lucent Technologies COM 549463107 3,185 1,361,132 SH Sole 01 1,361,132 Macerich Company COM 554382101 0 6 SH Sole 01 6 Mack-Cali Realty Corp. COM 554489104 716 13,821 SH Sole 01 13,821 Magellan Health Svcs Inc COM 559079207 1,264 29,682 SH Sole 01 29,682 Magyar Telekom Tele communications PLC COM 559776109 0 23 SH Sole 01 23 Managed High Income COM 56166C105 2,420 388,448 SH Sole 01 388,448 Manpower Inc. COM 56418H100 1 17 SH Sole 01 17 Market Vectors Gold Miners ETF 57060U100 66 1,853 SH Sole 01 1,853 Marvell Technology Group ORD G5876H105 4,356 224,878 SH Sole 01 224,878
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- Mattel Inc COM 577081102 1 37 SH Sole 01 37 Maxim Integrated Products COM 57772K101 1 20 SH Sole 01 20 MBIA Incorporated COM 55262C100 1,545 25,150 SH Sole 01 25,150 MBIA/ Claymore Manage d Duration Muni COM 55266X100 2,867 225,579 SH Sole 01 225,579 McDonalds Corp COM 580135101 19,648 502,248 SH Sole 01 502,248 MDC Holdings Inc COM 552676108 6,624 142,600 SH Sole 01 142,600 Medarex Inc COM 583916101 141 13,126 SH Sole 01 13,126 Medicines Company COM 584688105 156 6,904 SH Sole 01 6,904 Medtronic Inc COM 585055106 7,878 169,641 SH Sole 01 169,641 Merck & Co. COM 589331107 4,142 98,855 SH Sole 01 98,855 Merge Technologies Inc COM 589981109 40 5,807 SH Sole 01 5,807 Methanex Corporation COM 59151K108 6,713 275,791 SH Sole 01 275,791 MGI Pharma Inc COM 552880106 26 1,536 SH Sole 01 1,536 Microchip Technology Inc COM 595017104 1,206 37,187 SH Sole 01 37,187 Micron Technology COM 595112103 10,380 596,565 SH Sole 01 596,565 Microsoft Corp. COM 594918104 20 714 SH Sole 01 714 Mitsubishi UFJ Fin Group SPONSORED ADR ADDED 606822104 13,111 1,023,482 SH Sole 01 1,023,482 MKS Instruments, Inc COM 55306N104 152 7,482 SH Sole 01 7,482 Mobile Telesystems OJSC COM 607409109 3 83 SH Sole 01 83 Moody's Corporation COM 615369105 1,978 30,257 SH Sole 01 30,257 Morgan Stanley Asia Pacific Fund Clsdend COM 61744U106 4,369 259,766 SH Sole 01 259,766 Morgan Stanley CA Insured Muni Inc CA INSD MUN TR 61745P502 1,059 72,970 SH Sole 01 72,970 Morgan Stanley CA Muni Sec INSD CA MUN 61745P825 1,024 73,707 SH Sole 01 73,707 Morgan Stanley Dean Witter Co COM 617446448 8,571 117,561 SH Sole 01 117,561 Morgan Stanley NY Qual Muni Sec N Y QULTY MUN 61745P528 939 67,668 SH Sole 01 67,668 Motorola Inc COM 620076109 6 235 SH Sole 01 235 Multi Fineline Elect ronix Inc COM 62541B101 96 3,787 SH Sole 01 3,787 Muni NY Intermediate Duration Fund COM 62618T100 916 68,322 SH Sole 01 68,322 Municipal Advantge Fund COM 626189104 3,008 229,960 SH Sole 01 229,960 MuniYield Calif Inc Common Stock COM 626296107 1,049 75,382 SH Sole 01 75,382 Nasdaq 100 Trust SER 1 631100104 2 50 SH Sole 01 50 National Grid New Transco PLC SPON ADR NEW 636274300 1,130 18,029 SH Sole 01 18,029 Nationwide Fncl Svcs CL A 638612101 3,907 81,226 SH Sole 01 81,226 Natl Semiconductor COM 637640103 1 45 SH Sole 01 45 Nektar Therapeutics COM 640268108 103 7,127 SH Sole 01 7,127 Nelnet Inc. CL A 64031N108 5 164 SH Sole 01 164 Neoware Inc. COM 64065P102 100 7,347 SH Sole 01 7,347 Netgear Inc COM 64111Q104 147 7,145 SH Sole 01 7,145 Network Appliance COM 64120L104 10,556 285,228 SH Sole 01 285,228 Neuberger Berman CA Inter Muni Fund COM 64123C101 1,078 73,503 SH Sole 01 73,503
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Neuberger Berman Income Opportunity COM SHS 64126L108 2,296 140,843 SH Sole 01 140,843 Neuberger Berman Rlty Income Fd Inc COM 64126G109 1,547 69,763 SH Sole 01 69,763 Newfield Exploration Co. COM 651290108 4,215 109,370 SH Sole 01 109,370 News Corp Ltd Class B New CL B 65248E203 5,651 273,806 SH Sole 01 273,806 Newtek Business Services Inc Com 652526104 273 156,111 SH Sole 156,111 NICE Systems LTD ADR SPONSORED ADR 653656108 3,371 121,811 SH Sole 01 121,811 NII Holdings Inc. Cl B CL B NEW 62913F201 16,479 265,114 SH Sole 01 265,114 Nike, Inc. CL B 654106103 10,795 123,207 SH Sole 01 123,207 Nippon Telephone COM 654624105 1 23 SH Sole 01 23 NiSource Inc COM 65473P105 1 31 SH Sole 01 31 Nissan Motor Ltd ADR SPONSORED ADR 654744408 12,771 568,629 SH Sole 01 568,629 Nokia Corporation SPONSORED ADR 654902204 12,879 654,073 SH Sole 01 654,073 Nortel Networks Corp COM 656568102 0 100 SH Sole 01 100 Northern Trust Corp COM 665859104 4 66 SH Sole 01 66 Novartis AG SPONSORED ADR 66987V109 20,072 343,458 SH Sole 01 343,458 Novo- Nordisk A/S COM 670100205 1 10 SH Sole 01 10 NRG Energy Inc COM NEW 629377508 1,057 23,337 SH Sole 01 23,337 Nuveen Fl Qual Inc Muni Tr COM 670978105 75 5,447 SH Sole 01 5,447 Old Republic Int'l COM 680223104 1,225 55,324 SH Sole 01 55,324 OMI Corp. COM Y6476W104 176 8,129 SH Sole 01 8,129 Omnicare Inc COM 681904108 1,058 24,556 SH Sole 01 24,556 Oneok Inc COM 682680103 1,775 46,977 SH Sole 01 46,977 Option Care, Inc. COM 683948103 2 122 SH Sole 01 122 Oracle Corporation COM 68389X105 15,070 849,481 SH Sole 01 849,481 O'Reilly Automotive, Inc. COM 686091109 1,394 41,965 SH Sole 01 41,965 Orix Corp SPONSORED ADR 686330101 9,397 68,048 SH Sole 01 68,048 Orthofix Intl N.V. COM N6748L102 130 2,857 SH Sole 01 2,857 Overseas Shipholding Group Inc COM 690368105 14,088 228,065 SH Sole 01 228,065 Pacer International Inc. COM 69373H106 3 119 SH Sole 01 119 Pall Corporation COM 696429307 14,395 467,215 SH Sole 01 467,215 Pan Pacific Retail Prop COM 69806L104 522 7,513 SH Sole 01 7,513 Parlux Fragrances Inc COM 701645103 81 15,982 SH Sole 01 15,982 Patterson Cos Inc COM 703395103 685 20,384 SH Sole 01 20,384 Peabody Energy Corp COM 704549104 2 55 SH Sole 01 55 Pepsi Bottling Group COM 713409100 1,805 50,859 SH Sole 01 50,859 PepsiCo Inc COM 713448108 12,150 186,173 SH Sole 01 186,173 Petroleo Brasileiro SPONSORED ADR 71654V408 5,913 70,539 SH Sole 01 70,539 PetroQuest Energy Inc COM 716748108 140 13,405 SH Sole 01 13,405 Pfizer Inc COM 717081103 24,082 849,147 SH Sole 01 849,147 PG&E Corporation COM 69331C108 2,128 51,089 SH Sole 01 51,089
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Pharmaceutical Product Development COM 717124101 2 60 SH Sole 01 60 Pharmaceuticals HOLDRs COM 71712A206 7 91 SH Sole 01 91 Philippine Long Distance Telephone Co SPONSORED ADR 718252604 7,779 178,588 SH Sole 01 178,588 Phillips-Van Heusen Corp COM 718592108 5,530 132,401 SH Sole 01 132,401 Photon Dynamics Inc COM 719364101 0 0 SH Sole 01 0 Pilgram Pride Corp COM 721467108 4,869 178,013 SH Sole 01 178,013 Plum Creek Timber Co COM 729251108 0 9 SH Sole 01 9 PMI Group Inc COM 69344M101 9,217 210,390 SH Sole 01 210,390 Polaris Inds Inc COM 731068102 3,766 91,528 SH Sole 01 91,528 Pool Corp COM 73278L105 1,351 35,096 SH Sole 01 35,096 Portfolio Recovery Associates Inc COM 73640Q105 168 3,836 SH Sole 01 3,836 POSCO ADR COM 693483109 1 18 SH Sole 01 18 PPL Corporation COM 69351T106 904 27,467 SH Sole 01 27,467 Price T.Rowe Group Inc COM 74144T108 11,554 241,462 SH Sole 01 241,462 Procter & Gamble Co COM 742718109 8,032 129,590 SH Sole 01 129,590 ProLogis Trust SH BEN INT 743410102 12,885 225,812 SH Sole 01 225,812 Prospect St High Inc Port COM NEW 743586406 2,133 662,554 SH Sole 01 662,554 Provident Energy Trust TR UNIT 74386K104 87 7,372 SH Sole 01 7,372 Prudential PLC 6.5% Exchg Perp B 6.50% G7293H189 79 3,136 SH Sole 01 3,136 Public Service Ent Group COM 744573106 661 10,804 SH Sole 01 10,804 Public Storage Inc COM 74460D109 11,891 138,286 SH Sole 01 138,286 Putnam CA Invest Grade Muni Trust SH BEN INT 746446103 1,020 75,650 SH Sole 01 75,650 Putnam Invest Gr Mun Tr COM 746805100 2,834 289,519 SH Sole 01 289,519 Putnam Managed Mun Income Tr COM 746823103 3,056 408,568 SH Sole 01 408,568 Putnam NY Inv Gr Muni Tr SH BEN INT 746921105 922 76,664 SH Sole 01 76,664 Putnam Tax-Free Health Care Fund SH BEN INT 746920107 2,943 237,693 SH Sole 01 237,693 Qualcomm Inc COM 747525103 8,524 234,493 SH Sole 01 234,493 Quanta Svcs Inc Sub Deb Convt Bond Convt Bond 74762EAC6 5 3,000 SH Sole 01 3,000 Quest Diagnostics Inc COM 74834L100 10,933 178,759 SH Sole 01 178,759 Quilmes Industrial SA ADR SP ADR CL B 74838Y207 0 4 SH Sole 01 4 Radian Group Inc COM 750236101 6,318 105,307 SH Sole 01 105,307 Radware Ltd ORD M81873107 3,888 286,537 SH Sole 01 286,537 Red Hat, Inc. COM 756577102 862 40,893 SH Sole 01 40,893 Regency Centers Corp. COM 758849103 2,018 29,354 SH Sole 01 29,354 Republic Services, Inc. COM 760759100 4,212 104,747 SH Sole 01 104,747 Reynolds Amern Inc COM 761713106 1,336 21,556 SH Sole 01 21,556 RF Micro Devices Inc COM 749941100 1 100 SH Sole 01 100 Rinker Group Limited COM 76687M101 1 16 SH Sole 01 16 Rio Tinto PLC-Gbp SPONSORED ADR 767204100 8,121 42,826 SH Sole 01 42,826 Roper Industries Inc COM 776696106 1,196 26,741 SH Sole 01 26,741
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Royal & Sun Alliance Ins COM 78004V202 2 139 SH Sole 01 139 Royal BK of Scotland 6.40% Ser M Pref SP ADR PREF M 780097796 301 11,847 SH Sole 01 11,847 Ruth's Chris Steak House Inc COM 783332109 84 4,467 SH Sole 01 4,467 Ryland Group Inc COM 783764103 3,679 85,143 SH Sole 01 85,143 Safenet Inc COM 78645R107 3,333 183,208 SH Sole 01 183,208 Salomon Bros Emerging Market Debt Fund COM 79550E107 14,858 850,512 SH Sole 01 850,512 Salomon Bros Emerging Mkts Floating Rate COM 794912105 7,520 561,213 SH Sole 01 561,213 Salomon Brothers Emerging Markets COM 794910109 10,960 869,855 SH Sole 01 869,855 San Paolo-IMI S P A SPONSORED ADR 799175104 5,882 139,251 SH Sole 01 139,251 Sanderson Farms, Inc COM 800013104 1 36 SH Sole 01 36 SanDisk Corporation COM 80004C101 3 49 SH Sole 01 49 Sanofi- Aventis Spons ADR SPONSORED ADR 80105N105 11,514 258,906 SH Sole 01 258,906 SAP AG COM 803054204 1 15 SH Sole 01 15 Satyam Computer Svcs ADR ADR 804098101 9,216 238,208 SH Sole 01 238,208 Saxon Capital Inc COM 80556T106 47 3,325 SH Sole 01 3,325 Schawk Inc CL A 806373106 157 8,644 SH Sole 01 8,644 Schering AG COM 806585204 1 9 SH Sole 01 9 Schlumberger Ltd COM 806857108 1,387 22,365 SH Sole 01 22,365 Scottish Power New PLC ADR 81013T804 990 20,377 SH Sole 01 20,377 Sea Containers Ltd Class A CL A 811371707 10 8,786 SH Sole 01 8,786 Sealed Air Corp COM 81211K100 15,507 286,521 SH Sole 01 286,521 SEI Investments Co COM 784117103 4,899 87,195 SH Sole 01 87,195 Semco Energy Inc COM 78412D109 128 22,629 SH Sole 01 22,629 Shire PLC COM 82481R106 1 18 SH Sole 01 18 Siemens AG SPONSORED ADR 826197501 4,960 56,941 SH Sole 01 56,941 Sigma Aldrich Corp COM 826552101 18,583 245,579 SH Sole 01 245,579 Simon Ppty Group Inc New COM 828806109 12,989 143,333 SH Sole 01 143,333 Sina Corporation ORD G81477104 6,702 266,464 SH Sole 01 266,464 Singapore Fund Inc COM 82929L109 5,019 429,324 SH Sole 01 429,324 Smith International Inc COM 832110100 1,264 32,584 SH Sole 01 32,584 Sony Corp ADR COM 835699307 0 10 SH Sole 01 10 Southern Company COM 842587107 314 9,118 SH Sole 01 9,118 Southern Union COM 844030106 387 14,670 SH Sole 01 14,670 St. Paul Travelers Companies, Inc. COM 792860108 836 17,824 SH Sole 01 17,824 Stanley Furniture COM NEW 854305208 122 5,730 SH Sole 01 5,730 Staples Inc COM 855030102 9,383 385,639 SH Sole 01 385,639 Starbucks Corp COM 855244109 3,345 98,224 SH Sole 01 98,224 Starwood Hotels & Resorts Wldwde New COM 85590A401 0 4 SH Sole 01 4 Statoil ASA SPONSORED ADR 85771P102 7,762 325,847 SH Sole 01 325,847 Steiner Leisure Lmtd ORD P8744Y102 5,997 142,615 SH Sole 01 142,615
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Stericycle, Inc COM 858912108 1,276 18,287 SH Sole 01 18,287 Streettracks Gold Tr GOLD SHS 863307104 1,875 31,534 SH Sole 01 31,534 Stryker Corporation COM 863667101 10,070 203,069 SH Sole 01 203,069 Sun Microsystems Inc COM 866810104 0 50 SH Sole 01 50 Superior Industries Intl COM 868168105 2 97 SH Sole 01 97 Supervalu Inc COM 868536103 1 50 SH Sole 01 50 Symantec Corp COM 871503108 13,519 635,291 SH Sole 01 635,291 Taiwan Fund Inc COM 874036106 257 15,277 SH Sole 01 15,277 Taiwan Semiconductor Mfg Co Ltd Spr ADR SPONSORED ADR 874039100 5,963 621,189 SH Sole 01 621,189 TALX Corporation COM 874918105 49 1,978 SH Sole 01 1,978 Tata Motors Ltd ADR COM 876568502 1 59 SH Sole 01 59 Taubman Centers, Inc. COM 876664103 1,856 41,791 SH Sole 01 41,791 TD Banknorth Inc COM 87235A101 9,694 335,660 SH Sole 01 335,660 Technical Olympic USA Inc COM 878483106 85 8,642 SH Sole 01 8,642 Technip SA SPONSORED ADR 878546209 7,379 129,530 SH Sole 01 129,530 Tele Norte Leste SPON ADR PFD 879246106 8 599 SH Sole 01 599 Telefonica S.A. COM 879382208 1 11 SH Sole 01 11 TeleTech Holdings In COM 879939106 0 0 SH Sole 01 0 Telstra Corporation Ltd. SPONSORED ADR 87969N204 8,722 633,865 SH Sole 01 633,865 Temple-Inland Inc COM 879868107 0 0 SH Sole 01 0 Templeton Dragon Fd COM 88018T101 5,627 256,950 SH Sole 01 256,950 Templeton Emerging Mrks Income Fund Inc COM 880192109 12,916 966,754 SH Sole 01 966,754 Tenaris SA ADR COM 88031M109 2 45 SH Sole 01 45 Tenneco Automotive Inc COM 880349105 1 22 SH Sole 01 22 Teva Pharmaceutical Indus ADR 881624209 10,011 293,663 SH Sole 01 293,663 Texas Instruments COM 882508104 12,845 386,324 SH Sole 01 386,324 Textron Inc COM 883203101 3,943 45,066 SH Sole 01 45,066 The Directv Group Inc COM 25459L106 1 43 SH Sole 01 43 Thor Industries Inc COM 885160101 5,636 136,887 SH Sole 01 136,887 Time Warner Inc. COM 887317105 15,918 873,193 SH Sole 01 873,193 TJX Companies, Inc COM 872540109 2,647 94,434 SH Sole 01 94,434 Tomkins PLC ADR RED ADR 890030208 2,157 120,720 SH Sole 01 120,720 Torchmark Corp COM 891027104 10,107 160,153 SH Sole 01 160,153 Toro Company COM 891092108 4,471 106,020 SH Sole 01 106,020 TOTAL Fina S.A. SPONSORED ADR 89151E109 9,470 143,620 SH Sole 01 143,620 Tractor Supply Co. COM 892356106 1,148 23,796 SH Sole 01 23,796 Trend Micro COM 89486M206 884 30,372 SH Sole 01 30,372 Tronox Inc Cl B sh COM 897051207 0 1 SH Sole 01 1 True Religion Apparel Inc COM 89784N104 155 7,337 SH Sole 01 7,337 Tupperware Corp. COM 899896104 0 1 SH Sole 01 1
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- Turkcell Iletisim Hizmet - ADR SPON ADR 900111204 747 56,141 SH Sole 01 56,141 TXU Corporation COM 873168108 1,673 26,752 SH Sole 01 26,752 Tyco Intl Ltd COM 902124106 22,775 813,700 SH Sole 01 813,700 Tyson Foods, Inc. CL A 902494103 2,709 170,607 SH Sole 01 170,607 UBS AG Ordinary Shs ADDED H89231338 9,646 162,639 SH Sole 01 162,639 Unilever PLC SPON ADR 904767704 86 3,464 SH Sole 01 3,464 Unisource Energy Co COM 909205106 89 2,673 SH Sole 01 2,673 United Dominion Realty Trust Inc COM 910197102 553 18,310 SH Sole 01 18,310 United Microelectronics SPONSORED ADR 910873207 5,835 1,894,616 SH Sole 01 1,894,616 United Natural Foods Inc COM 911163103 1 41 SH Sole 01 41 United Technologies COM 913017109 3,121 49,272 SH Sole 01 49,272 United Utilities PLC ADR SPONSORED ADR 91311Q105 252 9,515 SH Sole 01 9,515 UnitedHealth Group COM 91324P102 7,396 150,335 SH Sole 01 150,335 Universal Health Svc Inc CL B 913903100 167 2,785 SH Sole 01 2,785 Univision Communicat CL A 914906102 9,613 279,946 SH Sole 01 279,946 UNUMProvident Corp COM 91529Y106 2 93 SH Sole 01 93 US Bancorp (New) COM NEW 902973304 1,271 38,251 SH Sole 01 38,251 USI Holdings ORP COM 90333H101 0 0 SH Sole 01 0 UST Inc. COM 902911106 1,354 24,699 SH Sole 01 24,699 Van Kampen Inv Grade NY Muni COM 920931102 908 60,061 SH Sole 01 60,061 Van Kampen Trust for Inv FL Muni COM 920932100 77 5,265 SH Sole 01 5,265 Van Kampen Trust for Investm. Grade Muni COM 920929106 3,015 202,638 SH Sole 01 202,638 Varian Medical Systems COM 92220P105 2,518 47,163 SH Sole 01 47,163 VCA Antech Inc. COM 918194101 1,434 39,780 SH Sole 01 39,780 Veolia Environment SPONSORED ADR 92334N103 10,097 167,229 SH Sole 01 167,229 Verizon Communications COM 92343V104 2,720 73,255 SH Sole 01 73,255 VERIZON COMMUNICATIONS INC Com 92343V104 31 832 SH Sole 832 VF Corporation COM 918204108 11,660 159,840 SH Sole 01 159,840 Viacom Corp Class B COM 92553P201 4 100 SH Sole 01 100 Vodafone Group NEW PLC Spons ADR ADDED 92857W209 12,553 549,106 SH Sole 01 549,106 Vornado Realty Trust SH BEN INT 929042109 10,671 97,901 SH Sole 01 97,901 Vulcan Materials Co COM 929160109 7 85 SH Sole 01 85 Wabash National Corp COM 929566107 0 25 SH Sole 01 25 Walgreen Company COM 931422109 1,565 35,256 SH Sole 01 35,256 Watson Pharmaceutic COM 942683103 1,948 74,438 SH Sole 01 74,438 Wells Fargo & Co New COM 949746101 2,518 69,603 SH Sole 01 69,603 WESCO International Inc COM 95082P105 161 2,772 SH Sole 01 2,772 Western Refining Inc COM 959319104 3,103 133,525 SH Sole 01 133,525 Weyerhaeuser Company COM 962166104 1 14 SH Sole 01 14 Whirlpool Corp COM 963320106 1 10 SH Sole 01 10
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Whiting Petroleum Corp COM 966387102 0 5 SH Sole 01 5 Whole Foods Market, Inc. COM 966837106 3 51 SH Sole 01 51 Williams Companies COM 969457100 527 22,088 SH Sole 01 22,088 Windstream Corp ADDED 97381W104 1 68 SH Sole 01 68 Winnebago Industries COM 974637100 1 33 SH Sole 01 33 WPP Group SPON ADR 0905 ADDED 929309409 13,334 216,001 SH Sole 01 216,001 Wrigley Wm. Jr. Co COM 982526105 5,558 120,661 SH Sole 01 120,661 WYETH COM 983024100 6,109 120,166 SH Sole 01 120,166 Xcel Energy Inc COM 98389B100 3,477 168,366 SH Sole 01 168,366 XTO Energy Inc. COM 98385X106 1 35 SH Sole 01 35 Yahoo! Inc COM 984332106 7,733 305,890 SH Sole 01 305,890 Youbet.com Inc COM 987413101 91 24,726 SH Sole 01 24,726 Yum Brands Inc COM 988498101 16,492 316,852 SH Sole 01 316,852 Zenith National Insurance COM 989390109 3,231 80,999 SH Sole 01 80,999 Zimmer Holdings Inc COM 98956P102 954 14,138 SH Sole 01 14,138 Zoran Corporation COM 98975F101 122 7,567 SH Sole 01 7,567