SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Marsico Samuel Dominic

(Last) (First) (Middle)
C/O GENWORTH FINANCIAL, INC.
6620 WEST BROAD STREET

(Street)
RICHMOND VA 23230

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/09/2006
3. Issuer Name and Ticker or Trading Symbol
GENWORTH FINANCIAL INC [ GNW ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP - Chief Risk Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 9,250 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) (1) 05/25/2014 Class A Common Stock 55,000 19.5 D
Stock Option (right to buy) (2) 09/13/2012 Class A Common Stock 6,261 17.2822 D
Stock Option (right to buy) 09/14/2004 03/14/2010 Class A Common Stock 3,522 27.0467 D
Stock Option (right to buy) 09/26/2005 07/26/2011 Class A Common Stock 3,131 27.9518 D
Stock Option (right to buy) (3) 09/26/2011 Class A Common Stock 3,131 22.6681 D
Stock Option (right to buy) (4) 07/20/2015 Class A Common Stock 7,200 32.1 D
Restricted Stock Unit (5) (6) Class A Common Stock 5,869 (7) D
Restricted Stock Unit (8) (6) Class A Common Stock 1,600 (7) D
Explanation of Responses:
1. Vests in 25% annual increments beginning on 5/25/2006.
2. Vested 25% on 9/13/2004 and 9/13/2005; remainder vests in 25% annual increments beginning on 9/13/2006.
3. Vested 50% on 9/26/2004; vests 50% 9/26/2006.
4. Vests in 20% annual increments beginning on 7/20/2006
5. Vests 33% on 7/25/2007; 33% 7/25/2012; remainder at retirement.
6. Restricted Stock Unit settles in Class A Common Stock on a 1:1 basis; no expiration date.
7. Not applicable.
8. Vests 50% - 7/20/2008; 50% - 7/20/10.
/s/ Richard J. Oelhafen, Jr., Attorney-in -Fact 01/19/2006
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.