SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
FRAIZER MICHAEL D

(Last) (First) (Middle)
C/O GENWORTH FINANCIAL, INC.
6620 WEST BROAD STREET

(Street)
RICHMOND VA 23230

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GENWORTH FINANCIAL INC [ GNW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman,Pres.and CEO
3. Date of Earliest Transaction (Month/Day/Year)
05/25/2004
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 05/25/2004 P 100 A $18.75 100 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $6.8016 05/25/2004 A 140,868 (1) 09/15/2005 Class A Common Stock 140,868 (15) 140,868 D
Stock Option (right to buy) $9.4104 05/25/2004 A 169,041 (1) 09/13/2006 Class A Common Stock 169,041 (15) 169,041 D
Stock Option (right to buy) $14.109 05/25/2004 A 117,390 (1) 09/12/2007 Class A Common Stock 117,390 (15) 117,390 D
Stock Option (right to buy) $16.8775 05/25/2004 A 187,823 (1) 09/11/2008 Class A Common Stock 187,823 (15) 187,823 D
Stock Option (right to buy) $25.3829 05/25/2004 A 211,301 (2) 09/10/2009 Class A Common Stock 211,301 (15) 211,301 D
Stock Option (right to buy) $36.6169 05/25/2004 A 195,649 (3) 09/22/2010 Class A Common Stock 195,649 (15) 195,649 D
Stock Option (right to buy) $27.9518 05/25/2004 A 313,039 (4) 07/26/2011 Class A Common Stock 313,039 (15) 313,039 D
Stock Option (right to buy) $22.6681 05/25/2004 A 156,520 (5) 09/26/2011 Class A Common Stock 156,520 (15) 156,520 D
Stock Option (right to buy) $17.2822 05/25/2004 A 469,558 (6) 09/13/2012 Class A Common Stock 469,558 (15) 469,558 D
Restricted Stock Unit (7) 05/25/2004 A 70,434 10/03/2023 (7) Class A Common Stock 70,434 (15) 70,434 D
Restricted Stock Unit (7) 05/25/2004 A 123,259 (8) (7) Class A Common Stock 123,259 (15) 123,259 D
Restricted Stock Unit (7) 05/25/2004 A 70,434 (9) (7) Class A Common Stock 70,434 (15) 70,434 D
Restricted Stock Unit (7) 05/25/2004 A 70,434 (10) (7) Class A Common Stock 70,434 (15) 70,434 D
Restricted Stock Unit (7) 05/25/2004 A 62,608 (11) (7) Class A Common Stock 62,608 (15) 62,608 D
Restricted Stock Unit (7) 05/25/2004 A 67,826 (12) (7) Class A Common Stock 67,826 (15) 67,826 D
Stock Settled SAR (right to buy) $20.1445 05/25/2004 A 305,213 (13) 09/12/2013 Class A Common Stock 305,213 (15) 305,213 D
Stock Settled SAR (right to buy) $19.5 05/25/2004 A 1,900,000 (14) 05/25/2014 Class A Common Stock 1,900,000 (16) 1,900,000 D
Explanation of Responses:
1. Immediately.
2. 50% immediately vested; 50% vests 9/10/04.
3. 50% immediately vested; 50% vests 9/22/05.
4. 50% immediately vested; 50% vests 9/26/05.
5. Vests 50% - 9/26/04; 50% - 9/26/06.
6. 20% immediately vested. Remaining award vests 20% - 9/13/04; 20% - 9/13/05; 20% - 9/13/06; 20% - 9/13/07.
7. 1:1; no expiration date.
8. Vests one third 6/26/05; two thirds 10/3/23.
9. Vests one third 7/29/06; two thirds 10/3/23.
10. Vests one third 6/22/07; two thirds 10/3/23.
11. Vests 25% - 9/10/04; 25% - 9/10/08; 50% - 10/3/23.
12. Vests 50% - 9/12/06; 50% - 9/12/08.
13. Vests in 20% annual increments beginning on 9/12/04.
14. Vests in 25% annual increments beginning on 5/25/06.
15. Replaces cancelled General Electric Company award.
16. Not applicable.
/s/ Richard J. Oelhafen Jr., Attorney-in-fact 05/25/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.