SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2
(Amendment No. 2)*
GENWORTH FINANCIAL, INC.
- --------------------------------------------------------------------------------
(Name of Issuer)
Class A Common Stock, $.001 par value per share
- --------------------------------------------------------------------------------
(Title of Class of Securities)
37247D106
- --------------------------------------------------------------------------------
(CUSIP Number)
December 31, 2005
- --------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Exchange Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
- -------------------------------------------- ------------------------------------------
CUSIP No. 37247D106 13G Page 2
- -------------------------------------------- ------------------------------------------
- -------------- ---------------------------------------------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
GE Financial Assurance Holdings, Inc.
54-1829180
- -------------- ---------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
- -------------- ---------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------- ---------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ---------------------------- ----------- -------------------------------------------------------------------------------------------
5 SOLE VOTING POWER
0
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
- ---------------------------- ----------- -------------------------------------------------------------------------------------------
6 SHARED VOTING POWER
86,216,559
- ---------------------------- ----------- -------------------------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0
- ---------------------------- ----------- -------------------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
86,216,559
- -------------- ---------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
86,216,559
- -------------- ---------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
- -------------- ---------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
18.3%
- -------------- ---------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
CO
- -------------- ---------------------------------------------------------------------------------------------------------------------
2
- -------------------------------------------- ------------------------------------------
CUSIP No. 37247D106 13G Page 3
- -------------------------------------------- ------------------------------------------
- -------------- ---------------------------------------------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
GEI, Inc.
72-1545331
- -------------- ---------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
- -------------- ---------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------- ---------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ---------------------------- ----------- -------------------------------------------------------------------------------------------
5 SOLE VOTING POWER
0
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
- ---------------------------- ----------- -------------------------------------------------------------------------------------------
6 SHARED VOTING POWER
86,216,559
- ---------------------------- ----------- -------------------------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0
- ---------------------------- ----------- -------------------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
86,216,559
- -------------- ---------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
86,216,559
- -------------- ---------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
- -------------- ---------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
18.3%
- -------------- ---------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
CO
- -------------- ---------------------------------------------------------------------------------------------------------------------
3
- -------------------------------------------- ------------------------------------------
CUSIP No. 37247D106 13G Page 4
- -------------------------------------------- ------------------------------------------
- -------------- ---------------------------------------------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
General Electric Capital Corporation
13-1500700
- -------------- ---------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
- -------------- ---------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------- ---------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ---------------------------- ----------- -------------------------------------------------------------------------------------------
5 SOLE VOTING POWER
0
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
- ---------------------------- ----------- -------------------------------------------------------------------------------------------
6 SHARED VOTING POWER
86,216,559
- ---------------------------- ----------- -------------------------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0
- ---------------------------- ----------- -------------------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
86,216,559
- -------------- ---------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
86,216,559
- -------------- ---------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
- -------------- ---------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
18.3%
- -------------- ---------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
CO
- -------------- ---------------------------------------------------------------------------------------------------------------------
4
- -------------------------------------------- ------------------------------------------
CUSIP No. 37247D106 13G Page 5
- -------------------------------------------- ------------------------------------------
- -------------- ---------------------------------------------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
General Electric Capital Services, Inc.
06-1109503
- -------------- ---------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
- -------------- ---------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------- ---------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ---------------------------- ----------- -------------------------------------------------------------------------------------------
5 SOLE VOTING POWER
0
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
- ---------------------------- ----------- -------------------------------------------------------------------------------------------
6 SHARED VOTING POWER
86,216,559
- ---------------------------- ----------- -------------------------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0
- ---------------------------- ----------- -------------------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
86,216,559
- -------------- ---------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
86,216,559
- -------------- ---------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
- -------------- ---------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
18.3%
- -------------- ---------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
CO
- -------------- ---------------------------------------------------------------------------------------------------------------------
5
- -------------------------------------------- ------------------------------------------
CUSIP No. 37247D106 13G Page 6
- -------------------------------------------- ------------------------------------------
- -------------- ---------------------------------------------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
General Electric Company
14-0689340
- -------------- ---------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
- -------------- ---------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------- ---------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
- ---------------------------- ----------- -------------------------------------------------------------------------------------------
5 SOLE VOTING POWER
0
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
- ---------------------------- ----------- -------------------------------------------------------------------------------------------
6 SHARED VOTING POWER
86,216,559
- ---------------------------- ----------- -------------------------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0
- ---------------------------- ----------- -------------------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
86,216,559
- -------------- ---------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
86,216,559
- -------------- ---------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
- -------------- ---------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
18.3%
- -------------- ---------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
CO
- -------------- ---------------------------------------------------------------------------------------------------------------------
6
This Amendment No. 2 to Schedule 13G with respect to Genworth
Financial, Inc. is being filed by GE Financial Assurance Holdings, Inc., GEI,
Inc., General Electric Capital Corporation, General Electric Capital Services,
Inc. and General Electric Company (collectively, the "Reporting Persons") to
amend the Schedule 13G (the "Schedule 13G") originally filed by the Reporting
Persons on February 14, 2005 and amended by the Reporting Persons on March 31,
2005. Capitalized terms used but not defined herein have the meanings assigned
to such terms in the Schedule 13G.
ITEM 4. OWNERSHIP.
(a)-(c) The responses of the Reporting Persons to Rows 5, 6, 7, 8, 9
and 11 in each of their respective cover pages to this Schedule 13G are
incorporated herein by reference. As of December 31, 2005, GEFAHI was the direct
beneficial owner of 86,216,559 shares of the Company's Class B Common Stock. GE,
indirectly through subsidiaries, may be deemed to have beneficial ownership of
these shares.
The Class B Common Stock may be owned only by GE and its affiliates.
Upon any sale or other disposition by GE and its affiliates of shares of Class B
Common Stock to any person other than GE or an affiliate of GE, such shares of
Class B Common Stock automatically convert into shares of Class A Common Stock.
In addition, on the first date on which GE and its affiliates no longer
beneficially owns at least 10% of the aggregate number of shares of Class A
Common Stock and Class B Common Stock outstanding, all outstanding shares of
Class B Common Stock automatically convert into shares of Class A Common Stock.
Shares of Class B Common Stock convert into shares of Class A Common Stock on a
share-for-share basis.
Accordingly, as of December 31, 2005, each of the Reporting Persons
beneficially owned 86,216,559 shares of Class A Common Stock, representing
approximately 18.3% of the outstanding shares of Class A Common Stock determined
in accordance with Rule 13d-3 under the Securities Exchange Act (based on
470,912,511 shares of common stock reported as outstanding, as of December 1,
2005, by the Company in its Prospectus filed December 2, 2005, including
86,216,559 shares of Class A Common Stock issuable upon conversion of the shares
of Class B Common Stock beneficially owned by the Reporting Persons).
7
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: February 14, 2006
GE FINANCIAL ASSURANCE HOLDINGS, INC.
By: /s/ Briggs Tobin
-------------------------------------------
Name: Briggs Tobin
Title: Attorney-in-fact
GEI, INC.
By: /s/ Briggs Tobin
-------------------------------------------
Name: Briggs Tobin
Title: Attorney-in-fact
GENERAL ELECTRIC CAPITAL CORPORATION
By: /s/ Briggs Tobin
-------------------------------------------
Name: Briggs Tobin
Title: Attorney-in-fact
GENERAL ELECTRIC CAPITAL SERVICES, INC.
By: /s/ Briggs Tobin
-------------------------------------------
Name: Briggs Tobin
Title: Attorney-in-fact
GENERAL ELECTRIC COMPANY
By: /s/ Briggs Tobin
-------------------------------------------
Name: Briggs Tobin
Title: Attorney-in-fact